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| Keyboard |
| Brooks Wayne I
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|---|---|
| CRD # | 168816 |
| SEC # | 801-126078 |
| CIK # | |
| AUM | 57.5 M (2026-03-31) |
| Employees | 3 (67% Investors, 67% Brokers) |
| Fees | |
| Minimum | |
| Phone | 315-734-1410 |
| Address | 2520 Genesee Street Utica, NY 13502 |
| Source | [IAPD] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 57 | 20.2 |
| (b) Individuals (high net worth individuals) | 8 | 29.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 7.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 124 | 57.5 |
| By Discretionary | ||
| Discretionary | 124 | 57.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 124 | 57.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 57.5 | |
| Total | 124 | 57.5 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Retail, Research |
| Comparable Firms | State | AUM |
|---|---|---|
|
Colucci Wealth Management LLC
✚
|
NY | 80.8 M |
|
Mollot & Hardy Inc
✚
|
NY | 80.6 M |
|
EKO Investments Inc
✚
|
74.9 M | |
|
Sloan Advisory Group Inc
✚
|
NY | 63.6 M |
|
Stash Wealth LLC
✚
|
NY | 51.7 M |
|
Lowell Road Asset Management Inc
✚
|
NY | 50.3 M |
|
Best Life Infinity LLC
✚
|
CO | 48.2 M |
|
Savvi Financial LLC
✚
|
MA | 44.7 M |
|
Focus Planning Group LLC
✚
|
41.8 M | |
|
Trunorth Financial LLC
✚
|
39.0 M |