Capital Investment Management Inc

Item 5           Fees and Compensation

    A. The client can determine to engage the Registrant to provide discretionary
       investment advisory services on a fee basis. These fees are negotiable, and the final
       fee schedule is attached as Exhibit II of the Investment Advisory Contract. Lower fees
       for comparable services may be available from other sources.

          INVESTMENT ADVISORY SERVICES
          If a client determines to engage the Registrant to provide discretionary investment advisory
          services on a fee basis, the Registrant’s annual investment advisory fee shall be as set forth
          below.

                                           ASSET MANAGEMENT

Investment Management Services

Co-Advisory Platforms

WealthPort
Fees for participating in WealthPort (“Account Fees”) are billed as an inclusive fee, otherwise known as a
wrap fee, by CIRA on behalf CIM IAR providing services under the WealthPort Program. The Account Fee is
an annualized fee that is payable on a monthly basis and is comprised of the WealthPort Program Fee, CIM
IAR Fee, and Strategist Fee (when applicable). The Account Fee does not include miscellaneous or ancillary
fees or charges by the Custodian for services not included under the Program Fee such as, but not limited to,
wiring fees, dealer mark-ups, electronic fund and wire transfers, and exchange fees. Additional details
regarding the fees that are charged to your account follow:

CAAP® and UMA Program Fee – These program fees are calculated based on the total account value,

including cash balances in a Federal Deposit Insured Corporation insured multi bank program and are subject
to an annual minimum program fee of $250 per account. Minimum program fees are expressed in annual
amounts but are determined and assessed based on the account asset value at the beginning of each month. For
example, if an account has a $250 minimum annual account program fee it will be assessed a minimum of
$20.83 every month. Therefore, if an account has large asset inflows or outflows during the year that cross the
minimum asset value threshold, it is possible for the account to be assessed a minimum fee for a particular
month even if at the end of the year a look back over the account’s average balance for the entire year would
have placed it above the minimum asset value threshold.

Financial Professional Fee – This fee is the amount charged by Capital Investment Management for providing
you with investment advisory and related services under WealthPort and is evidenced in the WealthPort Client
Agreement. The following is a sample fee schedule provided for illustrative purposes.

0 – 500,000 = 1.25%
500,000 – 1,000,000 = 1.10%
1,000,000 – 2,000,000 = 1.0%
2,000,000 – 3,000,000 = 0.90%
3,000,000 – 5,000,000 = 0.80%
5,000,000 and above negotiable.

CIRA calculates our management fee against all assets in the investment account, unless specifically excluded. Fee
calculations include cash balances invested in money market funds, short-term investment funds, ETFs, mutual
funds, alternative investments (if any), and all other investment holdings. The exact services and fees will be agreed
upon and disclosed in the agreement for services prior to services being provided. Fees and how they are charged
may be negotiated based on factors such as the client’s financial situation and circumstances, the amount of assets
under management, and the overall complexity of the services provided. We consider cash to be an asset class, and-
as a result we include it in our fee calculation, regardless of our fee model. At times, our fee will exceed the money
market yield.

Strategist Fee (if applicable) – These fees are evidenced in the WealthPort Agreement. CAAP® and UMA Strategist
fees are billed or debited monthly in advance pursuant to each investment strategist’s fee schedule. If a CAAP® or
UMA account is established on a date other than the last day of the month, the Strategist Fee is prorated for the
remainder of the billing period. Subsequent Strategist Fees are due and debited at the beginning of each billing
period. A Strategist can, in their sole discretion, change the Strategist Fee without prior notice to you. Your Capital
Investment Management IAR will discuss with you, if or when a change in a Strategist Fee will apply to your
accounts.

For more information, please refer to the WealthPort Wrap Brochure.

Setup Fee (if applicable) – If your CIM IAR is providing you with supplementary or other client-related
services when you are opening your WealthPort account(s), a one-time Setup Fee can be charged in addition to
the Account Fee. The Setup Fee is agreed upon and indicated on the WealthPort Agreement and is generally
the lesser of one percent (1%) of assets under management or $1,000. The combined Setup Fee and Account
Fee will not exceed three percent (3%) of assets under management.
 https://www.joincambridge.com/content/dam/joincambridge/documents/wealthport_wrap_brochure.pdf

            Cambridge Managed Account Platform (CMAP)
Financial Professional Fee – This fee is the amount charged by Capital Investment Management for providing
you with investment advisory and related services under WealthPort and is evidenced in the WealthPort Client
Agreement. The following is a sample fee schedule provided for illustrative purposes.
0 – 500,000 = 1.32%
500,000 – 1,000,000 = 1.17%

1,000,000 – 2,000,000= 1.07%
2,000,000 – 3,000,000= 0.97%
3,000,000 – 5,000,000= 0.87%
5,000,000 and above negotiable.

We calculate our management fee against all assets in the investment account, unless specifically excluded. Fee
calculations include cash balances invested in money market funds, short-term investment funds, ETFs, mutual
funds, alternative investments (if any), and all other investment holdings. The exact services and fees will be agreed
upon and disclosed in the agreement for services prior to services being provided. Fees and how they are charged
...

Item 7           Types of Clients

         The Registrant’s clients shall generally include individuals, trusts, estates and charitable
         organizations. The Registrant requires a minimum asset level of $5,000 to establish and
         maintain a WealthPort CAAP® Account. The Registrant, in its sole discretion, may reduce
         its investment management fee and/or reduce or waive its minimum asset requirement (in
         conjunction with the WealthPort CAAP® Account (where applicable) based upon certain

         criteria (i.e. anticipated future earning capacity, anticipated future additional assets, dollar
         amount of assets to be managed, related accounts, account composition, negotiations with
         client, etc.).