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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Capital Markets IQ LLC
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| CRD # | 134921 |
| SEC # | 801-69992 |
| CIK # | |
| AUM | $450.9 M (2025-07-22) |
| Employees | 26 (73% Investors, 4% Brokers) |
| Phone | 310-882-6380 |
| Address | |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Ecipiii | 2013-03-27 | 317.6 | |
| HF | ECIP HY | 2011-11-10 | 1.2 | |
| HF | Ecipii | 2011-11-10 | 2.5 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 610 | 0.2 |
| (b) Individuals (high net worth individuals) | 45 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 98 | 0.1 |
| (h) Charitable organizations | 10 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 64 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 827 | 0.5 |
| By Discretionary | ||
| Discretionary | 737 | 0.4 |
| Non-Discretionary | 90 | 0.1 |
| Total | 827 | 0.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 0.4 | |
| Total | 827 | 0.5 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
White Oaks Wealth Advisors Inc
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|
MN | 0.5 |
|
Omega Financial Group LLC
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|
CA | 0.5 |
|
Rothschild Capital Partners LLC
✚
|
NY | 0.5 |
|
SL Advisors LLC
✚
|
0.4 | |
|
Birinyi Associates Inc
✚
|
CT | 0.4 |
|
Papamarkou Wellner Asset Management Inc
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|
NY | 0.4 |
|
Pacific Point Advisors LLC
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|
CA | 0.3 |
|
Sturgeon Ventures LLP
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|
0.3 | |
|
Left Brain Wealth Management LLC
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|
IL | 0.3 |
|
Camelot Portfolios LLC
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|
OH | 0.3 |