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| Capital Markets IQ LLC
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|
|---|---|
| CRD # | 134921 |
| SEC # | 801-69992 |
| CIK # | |
| AUM | $322.4 MM (2023-03-24) |
| Employees | 24 (92% Investors, 8% Brokers) |
| Phone | 310-882-6380 |
| Address | 516 Franklin Drive Arlington, TX 76011 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Ecipiii | 2013-03-27 | 317.6 | |
| HF | ECIP HY | 2011-11-10 | 1.2 | |
| HF | Ecipii | 2011-11-10 | 2.5 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 431 | 0.1 |
| (b) Individuals (high net worth individuals) | 95 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 81 | 0.1 |
| (h) Charitable organizations | 6 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 21 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 634 | 0.3 |
| By Discretionary | ||
| Discretionary | 540 | 0.2 |
| Non-Discretionary | 94 | 0.1 |
| Total | 634 | 0.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.3 | |
| Total | 634 | 0.3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
BTS Asset Management Inc
✚
|
MA | 0.4 |
|
Omega Financial Group LLC
✚
|
CA | 0.4 |
|
Gyroscope Capital Management Group LLC
✚
|
FL | 0.4 |
|
SL Advisors LLC
✚
|
NJ | 0.3 |
|
Papamarkou Wellner Asset Management Inc
✚
|
NY | 0.3 |
|
Camelot Portfolios LLC
✚
|
OH | 0.3 |
|
Birinyi Associates Inc
✚
|
CT | 0.3 |
|
Fortis Capital Management LLC
✚
|
WA | 0.3 |
|
Beech Hill Advisors Inc
✚
|
NY | 0.3 |
|
Peloton Wealth Strategists Inc
✚
|
IN | 0.2 |