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| Capstone Investment Group LLC
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|---|---|
| CRD # | 159918 |
| SEC # | 801-121820 |
| CIK # | 0001808129, 0001558432 |
| AUM | 176.4 M (2026-03-06) |
| Employees | 13 (69% Investors, 31% Brokers) |
| Phone | 360-570-9888 |
| Address | 2405 Evergreen Park Drive SW Bldg A Olympia, WA 98502 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001808129 0001558432 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 11.4 | ||
| Shopify Inc | 7.8 | ||
| Amazon Com Inc | 6.4 | ||
| Microsoft Corp | 3.8 | ||
| MongoDB Inc | 3.8 | ||
| Abbott Laboratories | 2.9 | ||
| Paypal Holdings Inc | 2.8 | ||
| Wal Mart Stores Inc | 2.7 | ||
| Verizon Communications Inc | 2.6 | ||
| Intel Corp | 2.3 | ||
| Zillow Group Inc | 2.2 | ||
| Alphabet Inc | 2.2 | ||
| Cisco Systems Inc | 2.0 | ||
| Bancfirst Corp /OK/ | 2.0 | ||
| Southwest Airlines Co | 1.9 | ||
| Walt Disney Co | 1.6 | ||
| Applied Materials Inc /DE | 1.6 | ||
| Rio Tinto PLC | 1.6 | ||
| Coca Cola Co | 1.5 | ||
| Check Point Software Technologies Ltd | 1.5 | ||
| American Tower Corp /MA/ | 1.5 | ||
| Expedia Inc | 1.4 | ||
| GlaxoSmithKline PLC | 1.4 | ||
| Merck & Co Inc | 1.4 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 509 | 99.5 |
| (b) Individuals (high net worth individuals) | 51 | 68.5 |
| (c) Banking or thrift institutions | 2 | 6.4 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.7 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 1.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,353 | 176.4 |
| By Discretionary | ||
| Discretionary | 1,353 | 176.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,353 | 176.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 176.4 | |
| Total | 1,353 | 176.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001558432] | |
| 10-Q | [0001558432] | |
| 3 | [0001558432] | |
| 4 | [0001558432] | |
| 5 | [0001558432] | |
| 8-K | [0001558432] | |
| D | [0001558432] | |
| SC 13D | [0001558432] | |
| 13F-HR | [0001808129] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Capstone Financial Group Inc | Twinlab Consolidated Holdings Inc | [2014-12-17] |
| Schneider George Leon | Capstone Financial Group Inc | [2013-09-17] |
| Pastor Darin Richard | Capstone Financial Group Inc | [2013-09-17] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Capstone Financial Group Inc | |
| Pastor Darin Richard | |
| Pastor Tracy Anne | |
| Johnson Halford W | |
| Schneider George Leon | |
| Twinlab Consolidated Holdings Inc | |
| Faught Ryan | |
| Lane Matthew A |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Capstone Financial Group Inc CAPP
Common Stock
|
2016-12-07 | Sell | 5,771,940 | $0.32 | 1,847,021 |
|
Capstone Financial Group Inc CAPP
Common Stock
|
2016-03-24 | Buy | 1,000 | $0.85 | 850 |
|
Capstone Financial Group Inc CAPP
Common Stock
|
2016-03-24 | Buy | 1,000 | $0.95 | 950 |
|
Capstone Financial Group Inc CAPP
Common
|
2015-11-30 | Gift | 4,518,000 | $0.00 | |
|
Twinlab Consolidated Holdings Inc TLCC
Series B Warrant - Tranche 1 (right to buy) · derivative
|
2015-11-30 | E | 1,342,105 | $0.00 | |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-11-16 | Sell | 131,579 | $0.76 | 100,000 |
|
Capstone Financial Group Inc CAPP
Common Stock
|
2015-10-21 | Sell | 9,436,414 | $0.32 | 3,019,652 |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-10-13 | Sell | 6,579 | $0.76 | 5,000 |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-10-05 | Sell | 297,368 | $0.76 | 226,000 |
|
Twinlab Consolidated Holdings Inc TLCC
Contingent Call Option (right to buy) · derivative
|
2015-10-01 | E | 1,500,000 | $0.00 | |
|
Twinlab Consolidated Holdings Inc TLCC
Contingent Call Option (right to buy) · derivative
|
2015-10-01 | E | 1,000,000 | $0.00 | |
|
Twinlab Consolidated Holdings Inc TLCC
Contingent Call Option (right to buy) · derivative
|
2015-10-01 | E | 1,500,000 | $0.00 | |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-09-24 | Sell | 32,895 | $0.76 | 25,000 |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-09-17 | Sell | 381,579 | $0.76 | 290,000 |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-08-06 | Sell | 398,000 | $0.76 | 302,480 |
|
Twinlab Consolidated Holdings Inc TLCC
Series B Warrant - Tranche 1 (right to buy) · derivative
|
2015-07-23 | Option exercise | 131,579 | $0.00 | |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-07-23 | Option exercise | 131,579 | $0.76 | 100,000 |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-07-21 | Sell | 50,000 | $0.76 | 38,000 |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-07-10 | Sell | 80,000 | $0.76 | 60,800 |
|
Twinlab Consolidated Holdings Inc TLCC
Series B Warrant - Tranche 1 (right to buy) · derivative
|
2015-07-07 | Option exercise | 526,316 | $0.00 | |
| showing 20 of 78 most recent transactions | |||||
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|---|---|---|
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DMC Group LLC
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AL | 176.7 M |
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Bannerman Wealth Management Group LLC
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TX | 176.6 M |
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NY | 176.4 M |
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Parable LLC
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FL | 176.3 M |
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NDWM LLC
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CA | 176.3 M |
|
Collar Capital Management LLC
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WI | 176.3 M |
|
Avant Capital LLC
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|
LA | 176.2 M |
|
McLaughlin Asset Management Inc
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|
IL | 176.1 M |
|
Pacifica Wealth Advisors Inc
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|
176.1 M | |
|
SFI Advisors LLC
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|
NJ | 176.0 M |