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| Happy Holidays!! thanks for using AUM13F!! |
| Carroll Advisory Group LLC
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| CRD # | 334565 |
| SEC # | 801-132029 |
| CIK # | |
| AUM | $227.6 M (2025-07-29) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 903-793-4014 |
| Address | 4203 Richmond Place Texarkana, TX 75503 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 162 | 44.5 |
| (b) Individuals (high net worth individuals) | 112 | 171.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 0.7 |
| (h) Charitable organizations | 1 | 4.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 20 | 6.8 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 600 | 227.6 |
| By Discretionary | ||
| Discretionary | 558 | 220.9 |
| Non-Discretionary | 42 | 6.8 |
| Total | 600 | 227.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 227.6 | |
| Total | 600 | 227.6 |
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|---|---|---|
|
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|
New England Financial Planning Group LLC
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|
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|
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|
0.2 | |
|
Alliant Securities Inc
✚
|
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