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| Happy Holidays!! thanks for using AUM13F!! |
| Caruso McLean & Co Inc
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| CRD # | 126084 |
| SEC # | 801-64498 |
| CIK # | |
| AUM | $248.9 M (2025-03-28) |
| Employees | 6 (83% Investors, 100% Brokers) |
| Phone | 315-724-5105 |
| Address | 130 Lomond Court Utica, NY 13502 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 33 | 6.9 |
| (b) Individuals (high net worth individuals) | 63 | 109.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 20 | 44.5 |
| (h) Charitable organizations | 13 | 57.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 14.0 |
| (n) Other | 0 | 0.0 |
| Total | 196 | 232.7 |
| By Discretionary | ||
| Discretionary | 18 | 40.5 |
| Non-Discretionary | 178 | 192.2 |
| Total | 196 | 232.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 232.7 | |
| Total | 196 | 232.7 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Copley Investment Management LLC
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|
0.2 | |
|
Hickory Asset Management Inc
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OH | 0.2 |
|
Spectrum Strategic Capital Management LLC
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OR | 0.2 |
|
Councilmark Asset Management LLC
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|
TN | 0.2 |
|
Octavia Investments LLC
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|
0.2 | |
|
Marmo Financial Group LLC
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|
TN | 0.2 |
|
Michael Russo Ltd
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|
IL | 0.2 |
|
Epic Trust Investment Advisors LLC
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|
WA | 0.2 |
|
Delta Capital Management LLC
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|
NJ | 0.2 |
|
Gold Medal Waters Inc
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|
0.2 |