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| Keyboard |
| Caruso McLean & Co Inc
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|---|---|
| CRD # | 126084 |
| SEC # | 801-64498 |
| CIK # | |
| AUM | 281.8 M (2026-03-18) |
| Employees | 5 (80% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 315-724-5105 |
| Address | 130 Lomond Court Utica, NY 13502 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 23 | 3.9 |
| (b) Individuals (high net worth individuals) | 76 | 142.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 18 | 58.5 |
| (h) Charitable organizations | 3 | 34.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 42.2 |
| (n) Other | 0 | 0.0 |
| Total | 182 | 281.8 |
| By Discretionary | ||
| Discretionary | 12 | 22.3 |
| Non-Discretionary | 170 | 259.5 |
| Total | 182 | 281.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 281.8 | |
| Total | 182 | 281.8 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
FCIG Wealth Management LLC
✚
|
CT | 282.5 M |
|
Hoertkorn Richard Charles
✚
|
CA | 282.5 M |
|
Stolz & Associates PS
✚
|
WA | 282.2 M |
|
Banyan Capital Management Inc
✚
|
GA | 281.7 M |
|
Copperleaf Capital LLC
✚
|
SC | 281.6 M |
|
Palm Valley Capital Management LLC
✚
|
FL | 281.6 M |
|
Trinity Wealth Advisors LLC
✚
|
MO | 281.5 M |
|
Successful Portfolios LLC
✚
|
FL | 281.5 M |
|
Smith Asset Management Co LLC
✚
|
FL | 281.2 M |
|
Riverbend Wealth Management LLC
✚
|
SC | 281.0 M |