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| Cleveland Capital Management LLC
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|---|---|
| CRD # | 341686 |
| SEC # | 801-136040 |
| CIK # | 0001604742 |
| AUM | 215.8 M (2026-05-04) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 440-333-4925 |
| Address | 1250 Linda St Rocky River, OH 44116 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Cleveland Capital LP | [2026-03-27] | 40.5 M | 188.5 M |
| Filed 2025-09-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Finder's Fee $15,000 · Net Assets Decline to Disclose | ||||
| PE | Rocky River Partners LP | [2026-03-27] | 0.5 M | 21.6 M |
| Filed 2013-06-13 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Rocky River Specific Opportunities Fund LLC - Series A | [2026-03-27] | 2.8 M | 0.2 M |
| Filed 2019-01-08 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Rocky River Specific Opportunities Fund LLC - Series B | [2026-03-27] | 5.6 M | |
| Filed 2025-06-16 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 215.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 215.8 |
| By Discretionary | ||
| Discretionary | 4 | 215.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 215.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 215.8 | |
| Total | 4 | 215.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Shiry | Executive Officer | 4 | 2 | |
| Cleveland Capital Management LLC | Executive Officer | 4 | 2 | |
| Wade Massad | Executive Officer | 3 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001604742] | |
| 4 | [0001604742] | |
| SC 13D | [0001604742] | |
| SC 13G | [0001604742] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Flux Power Holdings Inc | |
| Massad Wade | |
| Cleveland Capital Management LLC |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Flux Power Holdings Inc FLUX
Common Stock, $.001 par value
|
2019-01-29 | Buy | 497,100 | $1.10 | 546,810 |
|
Flux Power Holdings Inc FLUX
Common Stock, $.001 par value
|
2018-12-26 | Buy | 2,450,000 | $1.10 | 2,695,000 |
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