Commonwealth Equity Services LLC

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Assets, Funds, Holdings

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Commonwealth Equity Services LLC
CRD #8032
SEC #801-41541
CIK #0000312272, 0001333978
AUM $177.0 BB (2024-07-01)
Employees 4,500 (67% Investors, 66% Brokers)
Phone781-736-0700
Address29 Sawyer Road
Waltham, MA 02453-3483
Source [IAPD] [EDGAR] [Website] [Twitter] [Facebook] [Instagram]
Total AUM ($BB)
180144108723602001200920172025
Sector Form 13F Holdings Cap ($BB) Value ($BB)
AAPL 2,382.8 0.0
MSFT 1,918.2 0.0
NVDA 399.6 0.0
AMZN 1,093.0 0.0
JPM 340.2 0.0
GOOGL 1,475.1 0.0
DIS 174.7 0.0
GOOG 1,482.6 0.0
COST 207.6 0.0
 
 
Holdings by Sector ($BB)
504030201002013201720212025
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 333,649 86.7
(b) Individuals (high net worth individuals) 35,520 81.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 1,448 1.7
(h) Charitable organizations 455 0.9
(i) State or municipal government entities 293 2.7
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 2,669 3.7
(n) Other 0 0.0
Total 623,075 177.0
By Discretionary
Discretionary 601,814 171.3
Non-Discretionary 21,261 5.7
Total 623,075 177.0
By Non-United States Persons
Non-United States Persons 0.3
United States Persons 176.7
Total 623,075 177.0
EDGAR Form CIK 2011 - 2024
13F-HR [0000312272]
SC 13G [0000312272]
13F-HR [0001333978]
SC 13G [0001333978]
Form 13D/13G Filer Form 13D/13G Subject Filed
Commonwealth Equity Services LLC FS Credit Opportunities Corp [2023-02-22]
Commonwealth Equity Services LLC Tortoise Pipeline & Energy Fund Inc [2022-12-07]
Commonwealth Equity Services LLC FS Investment Corp [2018-02-09]
Commonwealth Equity Services Inc FS Investment Corp [2017-05-26]
Commonwealth Equity Services Inc Eunits TM 2 YEAR US Market Participation Trust 2 Upside to Cap / Buffered Downside [2012-08-10]
Commonwealth Equity Services Inc Eunits TM 2 YEAR International Equity Market Participation Trust Enhanced Upside to Cap / Buffered Downside [2012-08-10]
Commonwealth Equity Services Inc American Select Portfolio Inc [2012-06-07]
Comparable Firms State AUM ($BB)
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NY 241.8
First Trust Advisors LP
IL 210.9
Nissay Asset Management Corporation
206.7
SageView Advisory Group LLC
CA 202.6
RBC Capital Markets LLC
NY 201.3
Corient Private Wealth LLC
FL 118.2
Invesco Asset Management Ltd
107.4
Cetera Investment Advisers LLC
IL 104.5
Record Currency Management Limited
101.9
Osaic Wealth Inc
AZ 94.6
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