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| Commonwealth Equity Services LLC
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|---|---|
| CRD # | 8032 |
| SEC # | 801-41541 |
| CIK # | 0001333978, 0000312272 |
| AUM | 212.66 B (2026-05-19) |
| Employees | 4,200 (63% Investors, 62% Brokers) |
| Phone | 781-736-0700 |
| Address | 275 Wyman Street Waltham, MA 02451-1200 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 2.3 | ||
| Nvidia Corp | 1.6 | ||
| Microsoft Corp | 1.1 | ||
| Amazon Com Inc | 0.9 | ||
| Alphabet Inc | 0.6 | ||
| Alphabet Inc | 0.5 | ||
| J P Morgan Chase & Co | 0.4 | ||
| SPDR Gold Trust | 0.4 | ||
| Costco Wholesale Corp /NEW | 0.4 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 314,099 | 93.6 |
| (b) Individuals (high net worth individuals) | 41,874 | 108.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1,207 | 1.9 |
| (h) Charitable organizations | 405 | 1.1 |
| (i) State or municipal government entities | 300 | 3.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2,603 | 4.1 |
| (n) Other | 0 | 0.0 |
| Total | 615,215 | 212.7 |
| By Discretionary | ||
| Discretionary | 598,423 | 207.6 |
| Non-Discretionary | 16,792 | 5.0 |
| Total | 615,215 | 212.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 212.3 | |
| Total | 615,215 | 212.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000312272] | |
| SC 13G | [0000312272] | |
| 13F-HR | [0001333978] | |
| SC 13G | [0001333978] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $32.7B |
| Clients | 20,450 (1 non-US) |
| Serves | Institutional, Retail, Research |
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