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| Osaic Wealth Inc
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|---|---|
| CRD # | 23131 |
| SEC # | 801-54859 |
| CIK # | 0001043187, 0000837933 |
| AUM | 234.86 B (2026-06-07) |
| Employees | 8,979 (80% Investors, 85% Brokers) |
| Phone | 800-821-5100 |
| Address | 18700 N Hayden Road Scottsdale, AZ 85255 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) |
|---|---|---|
| Apple Inc | 2.0 | |
| Nvidia Corp | 1.5 | |
| Microsoft Corp | 1.0 | |
| Amazon Com Inc | 0.8 | |
| Alphabet Inc | 0.6 | |
| Alphabet Inc | 0.4 | |
| Broadcom Inc | 0.4 | |
| Facebook Inc | 0.4 | |
| J P Morgan Chase & Co | 0.4 | |
| SPDR Gold Trust | 0.4 |
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 513,910 | 113.4 |
| (b) Individuals (high net worth individuals) | 55,457 | 113.4 |
| (c) Banking or thrift institutions | 2 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.0 |
| (g) Pension and profit sharing plans | 1,251 | 1.1 |
| (h) Charitable organizations | 855 | 1.6 |
| (i) State or municipal government entities | 10 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4,024 | 5.4 |
| (n) Other | 0 | 0.0 |
| Total | 850,797 | 234.9 |
| By Discretionary | ||
| Discretionary | 575,960 | 161.0 |
| Non-Discretionary | 274,837 | 73.8 |
| Total | 850,797 | 234.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 234.9 | |
| Total | 850,797 | 234.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0000837933] | |
| 13F-NT | [0001043187] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.7B |
| Clients | 56,660 |
| Serves | Institutional, Retail, Research |
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|---|---|---|
|
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|
Cambridge Investment Research Advisors Inc
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|
Rathbones Investment Management Limited
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135.09 B | |
|
Wealth Enhancement Advisory Services LLC
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