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| Cetera Investment Advisers LLC
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| |
|---|---|
| CRD # | 105644 |
| SEC # | 801-20406 |
| CIK # | 0001666741 |
| AUM | $104.5 BB (2024-07-01) |
| Employees | 6,648 (89% Investors, 100% Brokers) |
| Phone | 310-257-7880 |
| Address | 1450 American Lane Schaumburg, IL 60173-2096 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 1.1 | |
| MSFT | 1,918.2 | 0.9 | |
| NVDA | 399.6 | 0.8 | |
| AMZN | 1,093.0 | 0.6 | |
| GOOGL | 1,475.1 | 0.3 | |
| META | 434.9 | 0.2 | |
| LLY | 301.8 | 0.2 | |
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 334,765 | 64.1 |
| (b) Individuals (high net worth individuals) | 81,261 | 35.8 |
| (c) Banking or thrift institutions | 4 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3,980 | 1.4 |
| (h) Charitable organizations | 1,550 | 0.9 |
| (i) State or municipal government entities | 36 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1,958 | 2.2 |
| (n) Other | 0 | 0.0 |
| Total | 423,554 | 104.5 |
| By Discretionary | ||
| Discretionary | 339,316 | 78.4 |
| Non-Discretionary | 84,238 | 26.1 |
| Total | 423,554 | 104.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 104.5 | |
| Total | 423,554 | 104.5 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001666741] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Corient Private Wealth LLC
✚
|
FL | 118.2 |
|
Invesco Asset Management Ltd
✚
|
107.4 | |
|
Record Currency Management Limited
✚
|
101.9 | |
|
Osaic Wealth Inc
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|
AZ | 94.6 |
|
Cambridge Investment Research Advisors Inc
✚
|
IA | 87.4 |
|
Janney Montgomery Scott LLC
✚
|
PA | 85.9 |
|
MML Investors Services LLC
✚
|
MA | 72.8 |
|
Wealth Enhancement Advisory Services LLC
✚
|
MN | 72.0 |
|
Rathbones Investment Management Limited
✚
|
63.6 | |
|
Truist Advisory Services Inc
✚
|
GA | 61.4 |