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| Happy Holidays!! thanks for using AUM13F!! |
| Cetera Investment Advisers LLC
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|---|---|
| CRD # | 105644 |
| SEC # | 801-20406 |
| CIK # | 0001666741 |
| AUM | $163.8 B (2025-07-24) |
| Employees | 7,705 (89% Investors, 100% Brokers) |
| Phone | 310-257-7880 |
| Address | 1450 American Lane Schaumburg, IL 60173-2096 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 1.2 | ||
| Apple Inc | 1.1 | ||
| Microsoft Corp | 1.1 | ||
| Amazon Com Inc | 0.7 | ||
| Facebook Inc | 0.4 | ||
| Broadcom Inc | 0.3 | ||
| J P Morgan Chase & Co | 0.3 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 495,993 | 89.1 |
| (b) Individuals (high net worth individuals) | 79,203 | 68.1 |
| (c) Banking or thrift institutions | 4 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4,656 | 2.1 |
| (h) Charitable organizations | 2,054 | 1.5 |
| (i) State or municipal government entities | 25 | 0.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2,552 | 2.9 |
| (n) Other | 0 | 0.0 |
| Total | 584,487 | 163.8 |
| By Discretionary | ||
| Discretionary | 477,899 | 127.7 |
| Non-Discretionary | 106,588 | 36.1 |
| Total | 584,487 | 163.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 163.8 | |
| Total | 584,487 | 163.8 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001666741] |
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|---|---|---|
|
Voya Investment Management Co LLC
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|
NY | 253.8 |
|
SageView Advisory Group LLC
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|
CA | 238.6 |
|
Commonwealth Equity Services LLC
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MA | 209.7 |
|
Osaic Wealth Inc
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AZ | 200.3 |
|
Corient Private Wealth LLC
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FL | 143.6 |
|
Cambridge Investment Research Advisors Inc
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IA | 102.4 |
|
Janney Montgomery Scott LLC
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|
PA | 100.8 |
|
Record Currency Management Limited
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|
100.6 | |
|
Wealth Enhancement Advisory Services LLC
✚
|
MN | 94.6 |
|
MML Investors Services LLC
✚
|
MA | 90.0 |