|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Cowen Investment Management LLC
✚
|
|
|---|---|
| CRD # | 151953 |
| SEC # | 801-70868 |
| CIK # | 0001657385, 0001066036, 0001466538, 0001475770, 0001652211, 0000048966 |
| AUM | |
| Employees | 67 (18% Investors, 15% Brokers) |
| Phone | 646-562-1010 |
| Address | 599 Lexington Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Cowen Digital Assset Investment Company LLC | [2022-03-30] | 59.7 | 104.7 |
| PE | CSI I Master Fund LP | 2020-03-30 | 0.0 | |
| SA | Nautilus RMBS CDO I Ltd | 2012-03-30 | 0.0 | |
| HF | RCG Baldwin LP | 2012-03-30 | 29.0 | |
| SA | TABS 2004-1 Ltd | 2012-03-30 | 142.7 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 1.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.8 |
| Total | 12 | 2.1 |
| By Discretionary | ||
| Discretionary | 12 | 2.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 12 | 2.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.3 | |
| United States Persons | 0.8 | |
| Total | 12 | 2.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Cowen Investment Management LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000048966] | |
| 3 | [0000048966] | |
| 4 | [0000048966] | |
| SC 13G | [0000048966] | |
| 13F-NT | [0001066036] | |
| 10-K | [0001466538] | |
| 10-Q | [0001466538] | |
| 13F-HR | [0001466538] | |
| 3 | [0001466538] | |
| 4 | [0001466538] | |
| 5 | [0001466538] | |
| 8-K | [0001466538] | |
| D | [0001466538] | |
| SC 13D | [0001466538] | |
| SC 13G | [0001466538] | |
| 13F-HR | [0001475770] | |
| 13F-NT | [0001475770] | |
| D | [0001652211] | |
| 3 | [0001657385] | |
| 4 | [0001657385] | |
| SC 13D | [0001657385] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Cowen Investment Advisors LLC
✚
|
NY | 0.0 |
|
Cowen Investment Management LLC
✚
|
NY | 0.0 |
|
Cowen Prime Services LLC
✚
|
NY | 0.0 |