Cowen Prime Services LLC

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Cowen Prime Services LLC
CRD #153397
SEC #801-72184
CIK #0001543830
AUM
Employees 4 (100% Investors, 100% Brokers)
Fees
Minimum
Phone646-562-1010
Address599 Lexington Avenue
New York, NY 10022
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
4003202401608002009201420192025
CIK Period
0001543830
Sector Form 13F Holdings Value ($M)
PDF Solutions Inc 34.4
Aspen Aerogels Inc 13.7
Venture Global Inc 13.6
Comscore Inc 8.2
Kornit Digital Ltd 6.5
Nephros Inc 6.4
3D Systems Corp 5.0
Derycz Scientific Inc 4.0
Transact Technologies Inc 3.5
Apollo Global Management Inc 3.3
Astrazeneca PLC 3.2
Harmonic Inc 3.1
KKR & Co LP 3.1
Johnson & Johnson 3.0
Pfizer Inc 2.8
M/A-Com Technology Solutions Holdings Inc 2.7
Bovie Medical Corp 2.6
Starbucks Corp 2.4
 
 
 
 
 
 
 
 
 
 
 
 
 
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 62 359.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 200 359.0
By Discretionary
Discretionary 200 359.0
Non-Discretionary 0 0.0
Total 200 359.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 359.0
Total 200 359.0
EDGAR Form CIK 2011 - 2026
13F-HR [0001543830]
SC 13G [0001543830]
Form 13D/13G Filer Form 13D/13G Subject Filed
Cowen Prime Services LLC Nephros Inc [2022-02-10]
Cowen Prime Services LLC Nephros Inc [2022-02-10]
Cowen Prime Services LLC Nephros Inc [2022-02-10]
Cowen Prime Services LLC Nephros Inc [2022-02-10]
Cowen Prime Services LLC Nephros Inc [2022-02-10]
Cowen Prime Services LLC Research Solutions Inc [2021-02-16]
Cowen Prime Services LLC Nephros Inc [2021-01-27]
Cowen Prime Services LLC PDF Solutions Inc [2020-06-04]
Cowen Prime Services LLC Iteris Inc [2020-02-04]
Cowen Prime Services LLC HTG Molecular Diagnostics Inc [2020-02-04]
View All
Firm Profile (Form ADV)
Discretionary AUM$0.2B
ServesInstitutional, Retail
LEI5493008YIIJEE4T4UC61
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Cowen Investment Advisors LLC
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Cowen Investment Management LLC
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Cowen Prime Services LLC
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