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| DA Davidson & Co
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|
|---|---|
| CRD # | 199 |
| SEC # | 801-45761 |
| CIK # | 0001080107 |
| AUM | $23.9 BB (2023-03-31) |
| Employees | 600 (83% Investors, 98% Brokers) |
| Phone | 406-727-4200 |
| Address | 8 Third Street North Great Falls, MT 59401 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 0.3 | |
| MSFT | 1,918.2 | 0.2 | |
| JNJ | 465.6 | 0.1 | |
| COST | 207.6 | 0.1 | |
| PEP | 226.8 | 0.1 | |
| V | 419.3 | 0.1 | |
| MRK | 232.4 | 0.1 | |
| RTX | 139.5 | 0.1 | |
| QCOM | 147.4 | 0.1 | |
| ADP | 89.4 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Concordant Partners LLC D/B/A the Concordant Fund | 2012-03-30 | 49.3 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 45,108 | 9.8 |
| (b) Individuals (high net worth individuals) | 12,371 | 11.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 279 | 0.4 |
| (h) Charitable organizations | 963 | 1.2 |
| (i) State or municipal government entities | 31 | 0.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 567 | 0.9 |
| (n) Other | 0 | 0.0 |
| Total | 76,487 | 23.9 |
| By Discretionary | ||
| Discretionary | 72,020 | 21.3 |
| Non-Discretionary | 4,467 | 2.6 |
| Total | 76,487 | 23.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 23.9 | |
| Total | 76,487 | 23.9 |
| Limited Partners | 2011 - 2024 |
|---|---|
| Minnesota State Board of Investment | |
| New York City Board of Education Retirement System | |
| New York State and Local Retirement System | |
| New York State Common Retirement Fund |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001080107] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Segal Advisors Inc
✚
|
NY | 26.2 |
|
Shenkman Capital Management Inc
✚
|
NY | 25.1 |
|
Manning & Napier Advisors LLC
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|
NY | 17.0 |
|
Davenport & Company LLC
✚
|
VA | 16.6 |
|
ARK Investment Management LLC
✚
|
FL | 13.9 |
|
Rocaton Investment Advisors LLC
✚
|
CT | 12.4 |
|
Geowealth Management LLC
✚
|
IL | 7.5 |
|
Kovitz Investment Group Partners LLC
✚
|
IL | 7.3 |
|
Regentatlantic Capital LLC
✚
|
NJ | 6.2 |
|
Gluskin Sheff Associates Inc
✚
|
6.0 |