Diamond Client Group LLC

Item 5: Fees and Compensation

   A. Fee Schedule

Portfolio Management Fees

DCG charges clients an annual asset-based fee for these services calculated as a percentage of the
value of the client’s assets under management (including the value of any cash and cash equivalent
balances) in accordance with the following fee schedule and terms:

        Total Assets Under Management                                 Annual Fee

                  $0 - $500,000                                          1.00%

              $500,001 - $1,000,000                                      0.90%

             $1,000,001 - $2,000,000                                     0.80%

             $2,000,001 – $3,000,000                                     0.70%

             $3,000,001 – $5,000,000                                     0.60%

                $5,000,000 and up                                        0.50%

Under this tiered structure, fees are charged at a lower rate on assets invested in each succeeding
tier. For example, an account with $1,500,000.00 invested will be charged 1.00% on the first $500,000
invested (i.e., $5,000) and 0.90% for each dollar invested between $500,001 and$1,000,000 (i.e.,
$4500 for $500,00.00) and 0.80% for each dollar above $1,000,000 (i.e., $4,000 for $500,000) for a
resulting total fee of $ 13,500.

DCG uses an average of the daily balance in the client’s account throughout the billing period, after
taking into account deposits and withdrawals, for purposes of determining the market value of
the assets upon which its advisory fee is based.

These fees are generally negotiable, and the final fee schedule will be memorialized in the client’s
advisory agreement with DCG. Clients may terminate the agreement without penalty for a full
refund of DCG’s fees within five (5) business days of signing the advisory agreement. Thereafter,
clients may terminate the advisory agreement generally on fourteen (14) days’ advance written notice
to DCG. Certain additional sub-advisory fees, platform fees, and/or Alternative Investment Fees
may apply where the client’s account incorporates the use of Sub-Advisors and/or Alternative
Investments. These additional fees are described separately below.

Sub-Advisor Selection and Monitoring Services Fees

As described in Item 4 above, DCG may recommend that all or a portion of the assets in a client’s
account be managed by one or more Sub-Advisors. Platform fees and advisory fees charged by any
recommended Sub-Advisors will be fully disclosed to the client at the inception of each Sub-Advisor
relationship and/or in the Form ADV or other account opening documents of the selected advisory
platform. Sub-advisory fees and platform fees are additional to DCG’s advisory fees for portfolio
management services reflected above.

The fee amounts charged by Sub-Advisors will vary depending upon which specific Sub-Advisors are
selected.

Alternative Investment Selection and Monitoring Fees

Where the client elects to invest in any Alternative Investments recommended by DCG, the

portion of the client’s account invested in such Alternative Investments may be subject to an
annual asset-based advisory fee of up to 1.5% per year of the value of each Alternative Investment
(an “Alternative Investment Fee”). Alternative Investment Fees are intended to recognize the
increased costs and efforts on the part of DCG and its supervised persons to source such
investments, negotiate favorable investment terms on the client’s behalf (where possible),
perform special due diligence and suitability analysis of Alternative Investments, and monitor the
progress of such investments on the client’s behalf. Alternative Investment Fees, if any, are charged
to the client quarterly in arrears, and are typically directly deducted from an account designated
by the client and held at a qualified custodian. The specific Alternative Investment Fee charged
by DCG will be agreed with the client in writing and may vary with respect to each Alternative
Investment in which the client participates.

DCG will make a good faith attempt to offset the cost of its Alternative Investment Fees by
negotiating favorable investment terms on behalf of the client with the issuer or sponsor of the
Alternative Investment, where possible. For example, in some instances, DCG may be able,
through negotiations with the issuer of an Alternative Investment, to enter into side-letter
agreements calling for the client to receive preferential returns, reduced internal management
fees, enhanced or more frequent liquidity, or a reduced lock-up period, relative to other
participants in the Alternative Investment.

Ongoing Financial Planning Fees

DCG charges a recurring fixed fee for ongoing financial planning. Fees are paid monthly in
arrears, ranging from $250 to $8,000 per month. The fee range is dependent upon variables including
the specific needs of the client, complexity, estimated time, research, and resources required to
provide services to you, among other factors we deem relevant. Fees are negotiable and the final
agreed upon fee will be outlined in your financial planning agreement with DCG.

The fee for this service will increase at a rate of 3% per year, rounded up to the nearest $100, to
adjust with the cost of living. The annual fee increase will occur at the end of the calendar year, upon
receipt of a signed fee schedule addendum with both parties agreeing to the updated fee. Fee
schedule addendums will be provided within 30-days following year-end. The client will need to
respond within fourteen (14) business days with the signed addendum agreeing to the fee to avoid
billing delays. Annual fee increases may be waived at the discretion of DCG.

Project-Based Financial Planning Fees

The fixed rate for project-based financial planning is between $2,500 and $100,000. The fixed fee is
based upon the complexity of the plan, the hourly rate, and the estimated amount of time to be
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Item 7: Types of Clients
DCG generally provides advisory services to individuals, high net worth individuals, and business
entities. There is no minimum annual fee or minimum account balance required to open or
maintain an advisory relationship with DCG. Notwithstanding the foregoing, certain Sub-Advisors
and Alternative Investments we recommend to clients may have minimum investment amounts
and/or minimum annual fees. These fees are disclosed in the Form ADV and/or account opening
documentation of the selected Sub-Advisors and Alternative Investments.