Signet Private Wealth LLC

Item 5 – Fees and Compensation

In addition to the information provided in Item 4 – Advisory Business, this section provides additional details
regarding our firm’s services along with descriptions of each service’s fees and compensation
arrangements. It should be noted that lower fees for comparable service may be available from other
sources. The exact fees and other terms will be outlined in the agreement between you and Signet.

Portfolio Management Services

Signet Private Wealth LLC                          Page 8            Form ADV Part 2A Disclosure Brochure

Fees charged for our asset management services are charged based on a percentage of assets under
management billed in arrears on a quarterly calendar basis, or as a fixed fee billed quarterly in advance.
Fees are prorated (based on the number of days service is provided during the initial billing period) for your
account opened at any time other than the beginning of the billing period.

Advisory fees based on a percentage of assets under management are calculated based on the average
daily balance of your account. If asset management services are commenced in the middle of the billing
period, then the prorated fee for that billing period is based on the value of the Account at the end of the
current calendar quarter and will be deducted from Account at that time.

Our fixed fee option for Portfolio Management services is only available to households with assets greater
than $5 million under our management.

The Portfolio Management services continue until terminated by either party (i.e., Signet or you) by giving
thirty (30) days written notice to the other party. Any prepaid, unearned fees will be promptly refunded by
Signet to you. Fee refunds will be determined on a pro rata basis using the number of days services are
actually provided during the final period.

Fees charged for our portfolio management services are negotiable based on the investment adviser
representative providing the services, the nature of the services being provided, the type of client, the
complexity of the client's situation, the type of the Client’s account (IRA, brokerage, Donor Advised Fund,
etc.), the composition of the client's account (i.e., equities versus mutual funds), the potential for additional
account deposits, the long-standing relationship of the client with the investment adviser representative,
ancillary services provided by the firm and the total amount of assets under management for the client.
Fees charged by Signet may vary among its clients based on the investment adviser representative
providing the services, the nature of the services being provided, the type of client, the complexity of the
client's situation, the type of the Client’s account (IRA, brokerage, Donor Advised Fund, etc.), the
composition of the client's account (i.e., equities versus mutual funds), the potential for additional account
deposits, the relationship of the client with the investment adviser representative, and the total amount of
assets under management for the client.

In the case of margin or leveraged accounts, fees will be charged based on the net account value, unless
otherwise agreed in the asset management agreement.

For our Portfolio Management services, the maximum annual fee charged to the client will not exceed 1.5%
of their assets under our management.

The actual annual fee charged by Signet, billed as a percentage of assets under management or as a fixed
fee will be specified in the client’s advisory agreement with Signet.

Signet believes that its annual fee is reasonable in relation to (1) services provided and (2) the fees charged
by other investment advisers offering similar services/programs. However, our annual investment advisory
fee may be higher than that charged by other investment advisers offering similar services/programs. In
addition to our compensation, you may also incur charges imposed at the mutual fund level (e.g., advisory
fees and other fund expenses).

You can choose how to pay your investment advisory fees. The investment advisory fees can be deducted
from your account and paid directly to our firm by the qualified custodian(s) of your account or you can pay
our firm upon receipt of a billing notice sent directly to you.

Signet Private Wealth LLC                           Page 9            Form ADV Part 2A Disclosure Brochure

If you choose to pay the fees after receiving a statement, fees are due upon your receipt of a billing notice
sent directly to you. The billing notice will detail the formula used to calculate the fee, the assets under
management and the time period covered. Fees for the services of our firm will be due immediately after
your receipt of the billing notice.

Brokerage commissions and/or transaction ticket fees charged by the qualified custodian are billed directly
to you by the qualified custodian. Signet does not receive any portion of such commissions or fees from
you or the qualified custodian. In addition, you may incur certain charges imposed by third-parties other
than Signet in connection with investments made through your account including, but not limited to, mutual
fund sales loads, 12(b)-1 fees and surrender charges, variable annuity fees and surrender charges, IRA
and qualified retirement plan fees, and charges imposed by the qualified custodian(s) of your account.
Management fees charged by Signet are separate and distinct from the fees and expenses charged by
investment company securities that may be recommended to you. A description of these fees and
expenses are available in each investment company security’s prospectus.

To the extent that we recommend you invest in a business entity in which Signet or any control person of
Signet is an owner, sponsor, officer, or employee and you choose to so invest, Signet will waive its
investment advisory fees as to that investment, and the relationship of the control person to the business
...

Item 7 – Types of Clients

Signet generally provides investment advice to the following types of clients:

    •   Individuals
    •   High net worth individuals
    •   Trusts, estates, or charitable organizations
    •   Pension and Profit-Sharing Plans

You are required to execute a written agreement with Signet specifying the particular advisory services in
order to establish a client arrangement with Signet.

Minimum Investment Amounts Required

Signet requires a minimum of $20,000 in order to open an account. Exceptions may be granted to this
minimum at Signet’s discretion.

The minimum fee generally charged for financial planning services provided on an hourly basis is $100,
however Signet may waive this fee at its own discretion.