|
⚲
|
| Duncan & Haley Ltd
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|
|
|---|---|
| CRD # | 109900 |
| SEC # | 801-79706 |
| CIK # | |
| AUM | $570.7 MM (2024-03-01) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 206-625-2658 |
| Address | 2753 S Washington Street Seattle, WA 98144 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 61 | 198.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 21 | 360.7 |
| (h) Charitable organizations | 1 | 12.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 82 | 570.7 |
| By Discretionary | ||
| Discretionary | 61 | 209.9 |
| Non-Discretionary | 21 | 360.7 |
| Total | 82 | 570.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 570.7 | |
| Total | 82 | 570.7 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Waller Financial Planning Group Inc
✚
|
OH | 0.6 |
|
Beam Wealth Advisors Inc
✚
|
LA | 0.6 |
|
Copper Harbor Investment Advisors LLC
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|
WI | 0.6 |
|
Bard Financial Services Inc
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|
CT | 0.6 |
|
Darwin Wealth Management LLC
✚
|
FL | 0.6 |
|
Klaas Financial Asset Advisors LLC
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|
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|
Dividend Assets Capital LLC
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|
SC | 0.6 |
|
Kaiser Partner Financial Advisors Ltd
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|
0.6 | |
|
First Affirmative Financial Network LLC
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|
CO | 0.6 |
|
Montz Harcus Wealth Management LLC
✚
|
LA | 0.6 |