|
⚲
|
| New England Capital Financial Advisors LLC
✚
|
|
|---|---|
| CRD # | 109203 |
| SEC # | 801-57122 |
| CIK # | 0000196465, 0001964652 |
| AUM | $673.0 M (2026-03-27) |
| Employees | 12 (100% Investors, 0% Brokers) |
| Phone | 203-935-0265 |
| Address | 79 Main Street South Meriden, CT 06451-5118 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 2.1 | ||
| United Technologies Corp /DE/ | 1.1 | ||
| Procter & Gamble Co | 1.1 | ||
| Wal Mart Stores Inc | 1.0 | ||
| Fifth Third Bancorp | 0.7 | ||
| Nvidia Corp | 0.7 | ||
| Amazon Com Inc | 0.7 | ||
| Northeast Utilities | 0.6 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,012 | 306.3 |
| (b) Individuals (high net worth individuals) | 173 | 304.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 18 | 55.8 |
| (h) Charitable organizations | 5 | 5.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 1.5 |
| (n) Other | 0 | 0.0 |
| Total | 3,067 | 673.0 |
| By Discretionary | ||
| Discretionary | 3,052 | 624.8 |
| Non-Discretionary | 15 | 48.3 |
| Total | 3,067 | 673.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 673.0 | |
| Total | 3,067 | 673.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001964652] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
van Den Berg Management I Inc
✚
|
TX | 0.7 |
|
Financial Strategies Group Inc
✚
|
MI | 0.7 |
|
Rockport Wealth LLC
✚
|
OH | 0.7 |
|
Summit Wealth Partners LLC
✚
|
FL | 0.7 |
|
RDA Financial Network Inc
✚
|
IA | 0.7 |
|
Garden State Investment Advisory Services LLC
✚
|
NJ | 0.7 |
|
Harvest Financial Advisors LLC
✚
|
OH | 0.7 |
|
Beck Bode LLC
✚
|
MA | 0.7 |
|
BCWM LLC
✚
|
KS | 0.7 |
|
America First Investment Advisors LLC
✚
|
NE | 0.7 |