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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| New England Capital Financial Advisors LLC
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| CRD # | 109203 |
| SEC # | 801-57122 |
| CIK # | 0001964652, 0000196465 |
| AUM | $600.0 M (2025-03-26) |
| Employees | 11 (100% Investors, 0% Brokers) |
| Phone | 203-935-0265 |
| Address | 79 Main Street South Meriden, CT 06451-5118 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 1.6 | ||
| Procter & Gamble Co | 1.2 | ||
| United Technologies Corp /DE/ | 0.9 | ||
| Exxon Mobil Corp | 0.8 | ||
| Wal Mart Stores Inc | 0.8 | ||
| Equifax Inc | 0.8 | ||
| Microsoft Corp | 0.8 | ||
| Amazon Com Inc | 0.7 | ||
| Fifth Third Bancorp | 0.6 | ||
| Ingersoll-Rand PLC | 0.6 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 966 | 264.1 |
| (b) Individuals (high net worth individuals) | 176 | 280.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 16 | 51.3 |
| (h) Charitable organizations | 2 | 3.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 1.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,152 | 600.0 |
| By Discretionary | ||
| Discretionary | 2,135 | 557.3 |
| Non-Discretionary | 17 | 42.8 |
| Total | 2,152 | 600.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 600.0 | |
| Total | 2,152 | 600.0 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001964652] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
American Independent Securities Group LLC
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|
ID | 0.6 |
|
Marotta Asset Management Inc
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|
VA | 0.6 |
|
Valtinson Bruner Financial Planning LLC
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|
MN | 0.6 |
|
Saaga LLC
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|
FL | 0.6 |
|
Marcellus Investment Managers Private Limited
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|
0.6 | |
|
Lunt Capital Management Inc
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|
UT | 0.6 |
|
BCWM LLC
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|
KS | 0.6 |
|
Wealthbridge Capital Management LLC
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|
OH | 0.6 |
|
Family Investment Center Inc
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|
MO | 0.6 |
|
Horan Capital Advisors LLC
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|
OH | 0.6 |