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| Dunham & Associates Investment Counsel Inc
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| CRD # | 13162 |
| SEC # | 801-25803 |
| CIK # | 0000799646, 0000709306, 0000779252 |
| AUM | 5,627.6 M (2026-06-29) |
| Employees | 43 (21% Investors, 72% Brokers) |
| Fees | |
| Minimum | |
| Phone | 858-964-0500 |
| Address | 6256 Greenwich Drive San Diego, CA 92122 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Dunham VIP Ventures LP | 2026-03-30 | ||
| Other | D&A Daily Mortgage Fund III LP | [2012-02-08] | 955.7 M | 7.0 M |
| Filed 2010-08-16 (D) · Exemption 506 · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $426 · Net Assets $25,000,001 - $50,000,000 | ||||
| Other | D&A Intermediate-Term Mortgage Fund III LP | 2012-02-08 | 29.9 M | |
| Other | D&A Semi-Annual Mortgage Fund III LP | 2012-02-08 | 100.9 M | |
| Other | Dunham Commercial Mortgage Fund LP | [2012-02-08] | 2.0 M | |
| Filed 2013-05-10 (D/A) · Exemption 506, 3(c), 3(c)(5) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 10,820 | 2.0 |
| (b) Individuals (high net worth individuals) | 1,954 | 3.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 15 | 0.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 45 | 0.0 |
| (h) Charitable organizations | 149 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 172 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 13,155 | 5.6 |
| By Discretionary | ||
| Discretionary | 10,769 | 4.7 |
| Non-Discretionary | 2,386 | 0.9 |
| Total | 13,155 | 5.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.6 | |
| Total | 13,155 | 5.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Denise Iverson | Executive Officer | 4 | 2 | |
| Jeffrey Dunham | Executive Officer | 4 | 2 | |
| Asset Managers Inc | Promoter | 3 | 2 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.9B |
| Clients | 13,200 |
| Serves | Institutional, Retail |
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