|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Dunham & Associates Investment Counsel Inc
✚
|
|
|---|---|
| CRD # | 13162 |
| SEC # | 801-25803 |
| CIK # | 0000799646, 0000779252, 0000709306 |
| AUM | $4.7 B (2025-04-23) |
| Employees | 39 (23% Investors, 64% Brokers) |
| Phone | 858-964-0500 |
| Address | 6256 Greenwich Drive San Diego, CA 92122 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | D&A Daily Mortgage Fund III LP | [2012-02-08] | 955.7 | 7.0 |
| Other | D&A Intermediate-Term Mortgage Fund III LP | 2012-02-08 | 29.9 | |
| Other | D&A Semi-Annual Mortgage Fund III LP | 2012-02-08 | 100.9 | |
| Other | Dunham Commercial Mortgage Fund LP | [2012-02-08] | 2.0 | 0.0 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 9,897 | 1.6 |
| (b) Individuals (high net worth individuals) | 1,805 | 2.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 15 | 0.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 42 | 0.0 |
| (h) Charitable organizations | 107 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 166 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 12,032 | 4.7 |
| By Discretionary | ||
| Discretionary | 9,398 | 3.8 |
| Non-Discretionary | 2,634 | 0.9 |
| Total | 12,032 | 4.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.7 | |
| Total | 12,032 | 4.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Denise Iverson | 4 | ||
| Jeffrey Dunham | 4 | ||
| Asset Managers Inc | 3 | ||
| Dunham & Associates Investment Counsel | 3 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Ocean Park Asset Management LLC
✚
|
CA | 4.9 |
|
Applied Finance Capital Management LLC
✚
|
PR | 4.9 |
|
TFO Wealth Partners LLC
✚
|
OH | 4.9 |
|
Davidson Investment Advisors Inc
✚
|
MT | 4.8 |
|
Moss Adams Wealth Advisors LLC
✚
|
WA | 4.8 |
|
Moran Wealth Management LLC
✚
|
FL | 4.7 |
|
Foyston Gordon & Payne Inc
✚
|
4.7 | |
|
Clear Investment Research LLC
✚
|
GA | 4.7 |
|
Graypoint LLC
✚
|
NY | 4.6 |
|
Spire Wealth Management LLC
✚
|
VA | 4.6 |