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| Pentegra Investors Inc
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|---|---|
| CRD # | 111503 |
| SEC # | 801-36893 |
| CIK # | |
| AUM | 5,602.9 M (2026-05-22) |
| Employees | 13 (38% Investors, 31% Brokers) |
| Phone | 914-694-1300 |
| Address | 2 Enterprise Drive Shelton, CT 06484 |
| Source | [IAPD] [Website] [Twitter] [Facebook] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Pentegra Co-Invest 2017-1 LLC | 2021-03-26 | 4.1 M | |
| Other | Pentegra Retirement Trust | [2021-03-26] | 286.8 M | |
| Filed 2014-02-24 (D) · Exemption 506(c), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.0 |
| (g) Pension and profit sharing plans | 248 | 5.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 250 | 5.6 |
| By Discretionary | ||
| Discretionary | 113 | 3.3 |
| Non-Discretionary | 137 | 2.3 |
| Total | 250 | 5.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.6 | |
| Total | 250 | 5.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Pinto | Director | 4 | 4 | |
| Michael Devine | Director | 5 | 3 | |
| Stephen Hughes | Executive Officer | 20 | 2 | |
| D Russell Taylor | Director | 1 | 1 | |
| Stephen Pollak | Executive Officer | 1 | 1 | |
| Robert Alin | Executive Officer | 1 | 1 | |
| Joseph Ficalora | Director | 1 | 1 | |
| Richard Rausser | Executive Officer | 1 | 1 | |
| William Pieper | Executive Officer | 1 | 1 | |
| William Dannecker | Executive Officer | 1 | 1 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Clients | 250 |
| Serves | Institutional, Retail |
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