Eagle Strategies LLC

Item 5      Fees and Compensation

  The fees and compensation listed below are for programs in which we give investment advice or provide
  financial planning services. For an explanation of fees and compensation for the Solicitor Program, in
  which we refer you to an unaffiliated investment adviser, please see Item 4B (Services Offered) and Item

Item 7      Account Requirements and Types of Clients

We provide investment advisory services to different types of clients and account types, including
individual investors, defined benefit and defined contribution plans, traditional IRAs, Roth IRAs, SEP IRAs,
SIMPLE IRAs, trusts, estates, charitable organizations, donor-advised funds, and corporations and other
business entities.

Generally, Eagle provides financial planning to clients with a net worth or income greater than $50,000.
Please ask your IAR for more information.

Eagle does not have account size minimums for the Eagle Retirement Plan Program; however, some third-
party managers offered in EIMP may have account size minimums. For accounts with values below the
required minimum, we or the Plan Sponsor may waive the minimum or charge an additional fee so the
account may be established.

Eagle does not have account size minimums for the Co-Advisory Program; however, the Co-Adviser may
have account size minimums.

NYLIAC generally requires a minimum initial premium payment of $25,000 to establish an Advisory VA.
See the Prospectus for NYLIAC’s other requirements relating to premium payments and investments.
Furthermore, orders for purchase of fund shares are subject to acceptance by the applicable mutual fund.