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| Ellington Financial Management LLC
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| |
|---|---|
| CRD # | 150510 |
| SEC # | 801-70630 |
| CIK # | 0001098490, 0001411342 |
| AUM | $15.3 BB (2024-03-27) |
| Employees | 162 (44% Investors, 3% Brokers) |
| Phone | 203-698-1200 |
| Address | 53 Forest Ave Old Greenwich, CT 06870 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001098490 0001411342 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Norwegian Cruise Line Holdings Ltd | 5.3 | 0.0 | |
| Ellington Financial LLC | 0.9 | 0.0 | |
| Carnival Corp | 12.1 | 0.0 | |
| MFA Financial Inc | 1.2 | 0.0 | |
| New York Mortgage Trust Inc | 1.0 | 0.0 | |
| Great Ajax Corp | 0.2 | 0.0 | |
| Beazer Homes USA Inc | 0.4 | 0.0 | |
| Taylor Morrison Home Corp | 2.8 | 0.0 | |
| Pennymac Financial Services Inc | 2.4 | 0.0 | |
| Home Depot Inc | 277.6 | 0.0 | |
| Echostar Corp | 1.6 | 0.0 | |
| TREX Co Inc | 6.4 | 0.0 | |
| American Capital Agency Corp | 6.0 | 0.0 | |
| Dynex Capital Inc | 0.7 | 0.0 | |
| AMR Corp | 8.8 | 0.0 | |
| Toll Brothers Inc | 5.1 | 0.0 | |
| Radian Group Inc | 3.4 | 0.0 | |
| WMI Holdings Corp | 2.8 | 0.0 | |
| MGIC Investment Corp | 3.9 | 0.0 | |
| Oportun Financial Corp | 0.3 | 0.0 | |
| Meritage Homes Corp | 2.7 | 0.0 | |
| AZEK Co Inc | 2.7 | 0.0 | |
| Essent Group Ltd | 4.2 | 0.0 | |
| American Woodmark Corp | 0.7 | 0.0 | |
| Ellington Residential Mortgage REIT | 0.1 | 0.0 | |
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| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | EF CMO LLC | 2014-09-30 | 737.8 | |
| Other | EF Securities LLC | 2014-09-30 | 1,952.5 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 14.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 14.1 |
| By Discretionary | ||
| Discretionary | 1 | 14.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 14.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 14.1 | |
| Total | 1 | 14.1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001098490] | |
| 13F-NT | [0001098490] | |
| SC 13G | [0001098490] | |
| 10-K | [0001411342] | |
| 10-Q | [0001411342] | |
| 3 | [0001411342] | |
| 4 | [0001411342] | |
| 8-K | [0001411342] | |
| SC 13G | [0001411342] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Simon Ronald I | |
| Ellington Financial Inc. | |
| Mumford Lisa | |
| Dannhauser Stephen J | |
| Resendez Edward | |
| Vranos Michael W | |
| Herlihy John | |
| Smernoff Chris | |
| Robards Thomas F | |
| Penn Laurence | |
| View All | |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Ellington Financial Management LLC
✚
|
CT | 15.3 |
|
Ellington Management Group LLC
✚
|
CT | 10.1 |
|
Ellington Global Asset Management LLC
✚
|
CT | 3.3 |
|
Ellington Residential Mortgage Management LLC
✚
|
CT | 0.9 |
|
Duke Funding Management LLC
✚
|
CT | 0.2 |
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|---|---|---|
|
Thrive Capital Management LLC
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|
NY | 15.6 |
|
First Sentier Investors International IM Limited
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|
15.5 | |
|
Panagram Structured Asset Management LLC
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NY | 15.5 |
|
MPC Capital Advisors LLC
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NY | 15.4 |
|
Setanta Asset Management Ltd
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|
15.3 | |
|
Allianz Global Investors Asia Pacific Limited
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|
15.2 | |
|
Ardea Investment Management PTY Limited
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|
15.0 | |
|
ADP Strategic Plan Services LLC
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|
NJ | 15.0 |
|
Elmwood Asset Management LLC
✚
|
NY | 14.9 |
|
M&G Investments USA Inc
✚
|
IL | 14.8 |