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Ellington Financial Management LLC
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CRD # | 150510 |
SEC # | 801-70630 |
CIK # | 0001098490, 0001411342 |
AUM | $14.1 BB (2023-03-30) |
Employees | 162 (44% Investors, 3% Brokers) |
Phone | 203-698-1200 |
Address | 53 Forest Ave Old Greenwich, CT 06870 |
Source | [IAPD] [EDGAR] [Website] |
Total AUM ($BB) |
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CIK | Period |
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0001098490 0001411342 | |
/ |
Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
AMC Entertainment Holdings Inc | 6.9 | 0.1 | |
Coinbase Global Inc | 13.4 | 0.1 | |
WMI Holdings Corp | 2.8 | 0.0 | |
Ellington Financial LLC | 0.9 | 0.0 | |
Oportun Financial Corp | 0.3 | 0.0 | |
Invitation Homes Inc | 21.8 | 0.0 | |
Globalstar Inc | 2.2 | 0.0 | |
Redwood Trust Inc | 0.9 | 0.0 | |
Zillow Group Inc | 8.2 | 0.0 | |
Activision Blizzard Inc | 60.3 | 0.0 | |
Biovail Corp | 3.2 | 0.0 | |
Great American Group Inc | 1.2 | 0.0 | |
Deere & Co | 94.5 | 0.0 | |
Prev | Page 1 | Next |
Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
Other | EF CMO LLC | 2014-09-30 | 737.8 | |
Other | EF Securities LLC | 2014-09-30 | 1,952.5 |
AUM Breakdown | Accounts | AUM ($BB) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 1 | 14.1 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 1 | 14.1 |
By Discretionary | ||
Discretionary | 1 | 14.1 |
Non-Discretionary | 0 | 0.0 |
Total | 1 | 14.1 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 14.1 | |
Total | 1 | 14.1 |
EDGAR Form | CIK | 2011 - 2023 |
---|---|---|
13F-HR | [0001098490] | |
13F-NT | [0001098490] | |
SC 13G | [0001098490] | |
10-K | [0001411342] | |
10-Q | [0001411342] | |
3 | [0001411342] | |
4 | [0001411342] | |
8-K | [0001411342] | |
SC 13G | [0001411342] |
Form 3/4/5 Subject | 2011 - 2023 |
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Ellington Financial Inc. | |
Smernoff Chris | |
Herlihy John | |
Simon Ronald I | |
Dannhauser Stephen J | |
Resendez Edward | |
Mumford Lisa | |
Vranos Michael W | |
Robards Thomas F | |
Penn Laurence | |
View All |
Related Firms | State | AUM ($BB) |
---|---|---|
Ellington Financial Management LLC
✚
|
CT | 14.1 |
Ellington Management Group LLC
✚
|
CT | 10.9 |
Ellington Global Asset Management LLC
✚
|
CT | 3.4 |
Ellington Residential Mortgage Management LLC
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|
CT | 1.1 |
Duke Funding Management LLC
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|
CT | 0.2 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Schroder Investment Management Japan Limited
✚
|
14.6 | |
Taylor Advisors Inc
✚
|
KY | 14.5 |
Independent Franchise Partners LLP
✚
|
14.5 | |
Principal Asset Management Company Asia Limited
✚
|
14.2 | |
Setanta Asset Management Ltd
✚
|
14.1 | |
Brevan Howard US Investment Management LP
✚
|
NY | 14.1 |
Redding Ridge Asset Management LLC
✚
|
NY | 14.0 |
Limekiln Real Estate Investment Management LP
✚
|
NY | 13.9 |
Panagram Structured Asset Management LLC
✚
|
NY | 13.8 |
First Sentier Investors International IM Limited
✚
|
13.6 |