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| Duke Funding Management LLC
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|
|---|---|
| CRD # | 117590 |
| SEC # | 801-61009 |
| CIK # | |
| AUM | $150.4 MM (2024-03-27) |
| Employees | 162 (44% Investors, 3% Brokers) |
| Phone | 203-698-1200 |
| Address | 53 Forest Avenue Old Greenwich, CT 06870 |
| Source | [IAPD] [Website] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| SA | Duke Funding High Grade I Ltd | 2012-03-30 | 419.3 | |
| SA | Duke Funding High Grade IV Ltd | 2012-03-30 | 4.7 | |
| SA | Duke Funding High Grade VI Ltd | 2012-03-30 | 7.4 | |
| SA | Duke Funding High Grade V Ltd | 2012-03-30 | 18.2 | |
| SA | Duke Funding IX Ltd | 2012-03-30 | 76.8 | |
| SA | Duke Funding VIII Ltd | 2012-03-30 | 76.5 | |
| SA | Duke Funding VII Ltd | 2012-03-30 | 48.5 | |
| SA | Duke Funding VI Ltd | 2012-03-30 | 23.1 | |
| SA | Duke Funding V Ltd | 2012-03-30 | 17.7 | |
| SA | Duke Funding Xi Ltd | 2012-03-30 | 0.0 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 0.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 0.2 |
| By Discretionary | ||
| Discretionary | 4 | 0.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 0.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 0.0 | |
| Total | 4 | 0.2 |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Ellington Financial Management LLC
✚
|
CT | 15.3 |
|
Ellington Management Group LLC
✚
|
CT | 10.1 |
|
Ellington Global Asset Management LLC
✚
|
CT | 3.3 |
|
Ellington Residential Mortgage Management LLC
✚
|
CT | 0.9 |
|
Duke Funding Management LLC
✚
|
CT | 0.2 |
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