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| Ellington Financial Management LLC
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| CRD # | 150510 |
| SEC # | 801-70630 |
| CIK # | 0001098490, 0001411342 |
| AUM | 19.35 B (2026-03-30) |
| Employees | 164 (41% Investors, 5% Brokers) |
| Fees | |
| Minimum | |
| Phone | 203-698-1200 |
| Address | 53 Forest Ave Old Greenwich, CT 06870 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| New Residential Investment Corp | 12.3 | ||
| Ellington Financial LLC | 11.4 | ||
| MFA Financial Inc | 6.1 | ||
| M I Homes Inc | 5.8 | ||
| Pennymac Financial Services Inc | 5.7 | ||
| Camden Property Trust | 5.4 | ||
| Dynex Capital Inc | 4.4 | ||
| Mid America Apartment Communities Inc | 4.2 | ||
| KB Home | 4.0 | ||
| Fortune Brands Home & Security Inc | 3.9 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | EF CMO LLC | 2014-09-30 | 737.8 M | |
| Other | EF Securities LLC | 2014-09-30 | 1,952.5 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 19.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 19.4 |
| By Discretionary | ||
| Discretionary | 1 | 19.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 19.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 19.4 | |
| Total | 1 | 19.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001098490] | |
| 13F-NT | [0001098490] | |
| SC 13G | [0001098490] | |
| 10-K | [0001411342] | |
| 10-Q | [0001411342] | |
| 3 | [0001411342] | |
| 4 | [0001411342] | |
| 8-K | [0001411342] | |
| SC 13G | [0001411342] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.2B |
| Serves | Institutional |
| LEI | TJMS9LO0WH2QY5ZZS590 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Ellington Financial Inc EFC
OP LTIP Units · derivative
|
2025-12-31 | Option exercise | 7,657 | $0.00 | |
|
Ellington Financial Inc EFC
Common Stock
|
2025-12-31 | Grant | 7,657 | $0.00 | |
|
Ellington Financial Inc EFC
OP LTIP Units · derivative
|
2025-12-17 | Grant | 18,209 | $0.00 | |
|
Ellington Financial Inc EFC
OP LTIP Units · derivative
|
2025-12-17 | Grant | 36,417 | $0.00 | |
|
Ellington Financial Inc EFC
Common Stock
|
2025-09-11 | Buy | 5,544 | $13.56 | 75,177 |
|
Ellington Financial Inc EFC
Common Stock
|
2025-09-10 | Grant | 9,198 | $0.00 | |
|
Ellington Financial Inc EFC
Common Stock
|
2025-09-10 | Grant | 9,198 | $0.00 | |
|
Ellington Financial Inc EFC
OP LTIP Units · derivative
|
2025-09-10 | Grant | 9,198 | $0.00 | |
|
Ellington Financial Inc EFC
OP LTIP Units · derivative
|
2025-09-10 | Grant | 9,198 | $0.00 | |
|
Ellington Financial Inc EFC
Common Stock
|
2025-05-20 | Other | 33,877 | $0.00 | |
|
Ellington Financial Inc EFC
Common Stock
|
2024-12-27 | Grant | 8,378 | $0.00 | |
|
Ellington Financial Inc EFC
Common Stock
|
2024-12-27 | Grant | 8,378 | $0.00 | |
|
Ellington Financial Inc EFC
OP LTIP Units · derivative
|
2024-12-27 | Other | 8,378 | $0.00 | |
|
Ellington Financial Inc EFC
OP LTIP Units · derivative
|
2024-12-27 | Other | 8,378 | $0.00 | |
|
Ellington Financial Inc EFC
OP LTIP Units · derivative
|
2024-12-20 | Grant | 14,992 | $0.00 | |
|
Ellington Financial Inc EFC
OP LTIP Units · derivative
|
2024-12-20 | Grant | 26,945 | $0.00 | |
|
Ellington Financial Inc EFC
Common Stock
|
2024-10-15 | Sell | 14,361 | $12.58 | 180,661 |
|
Ellington Financial Inc EFC
Common Stock
|
2024-10-14 | Sell | 14,000 | $12.48 | 174,720 |
|
Ellington Financial Inc EFC
OP LTIP Units · derivative
|
2024-09-13 | Option exercise | 7,657 | $0.00 | |
|
Ellington Financial Inc EFC
Common Stock
|
2024-09-13 | Option exercise | 7,657 | $0.00 | |
| showing 20 of 178 most recent transactions | |||||
| Related Firms | State | AUM |
|---|---|---|
|
Ellington Management Group LLC
✚
|
CT | 20.76 B |
|
Ellington Financial Management LLC
✚
|
CT | 19.35 B |
|
Ellington Global Asset Management LLC
✚
|
CT | 9,180.2 M |
|
Duke Funding Management LLC
✚
|
CT | 126.9 M |
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|---|---|---|
|
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|
CA | 20.14 B |
|
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|
AL | 20.14 B |
|
Mutual of America Capital Management LLC
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|
NY | 20.13 B |
|
BXMT Advisors LLC
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NY | 20.00 B |
|
Townsend Holdings LLC
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|
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|
Trinitas Capital Management LLC
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|
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|
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|
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|
Verus Advisory Inc
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|
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|
Amova Asset Management UK Limited
✚
|
19.19 B | |
|
Royalty Pharma Manager LLC
✚
|
NY | 18.54 B |