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⚲
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| Ellington Financial Management LLC
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|
|---|---|
| CRD # | 150510 |
| SEC # | 801-70630 |
| CIK # | 0001098490, 0001411342 |
| AUM | $19.4 B (2026-03-30) |
| Employees | 164 (41% Investors, 5% Brokers) |
| Phone | 203-698-1200 |
| Address | 53 Forest Ave Old Greenwich, CT 06870 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| New Residential Investment Corp | 12.3 | ||
| Ellington Financial LLC | 11.4 | ||
| MFA Financial Inc | 6.1 | ||
| M I Homes Inc | 5.8 | ||
| Pennymac Financial Services Inc | 5.7 | ||
| Camden Property Trust | 5.4 | ||
| Dynex Capital Inc | 4.4 | ||
| Mid America Apartment Communities Inc | 4.2 | ||
| KB Home | 4.0 | ||
| Fortune Brands Home & Security Inc | 3.9 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | EF CMO LLC | 2014-09-30 | 737.8 | |
| Other | EF Securities LLC | 2014-09-30 | 1,952.5 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 19.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 19.4 |
| By Discretionary | ||
| Discretionary | 1 | 19.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 19.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 19.4 | |
| Total | 1 | 19.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001098490] | |
| 13F-NT | [0001098490] | |
| SC 13G | [0001098490] | |
| 10-K | [0001411342] | |
| 10-Q | [0001411342] | |
| 3 | [0001411342] | |
| 4 | [0001411342] | |
| 8-K | [0001411342] | |
| SC 13G | [0001411342] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Ellington Management Group LLC
✚
|
CT | 20.8 |
|
Ellington Financial Management LLC
✚
|
CT | 19.4 |
|
Ellington Global Asset Management LLC
✚
|
CT | 9.2 |
|
Duke Funding Management LLC
✚
|
CT | 0.1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Meketa Fiduciary Management LLC
✚
|
CA | 20.1 |
|
Regions Investment Management Inc
✚
|
AL | 20.1 |
|
Mutual of America Capital Management LLC
✚
|
NY | 20.1 |
|
BXMT Advisors LLC
✚
|
NY | 20.0 |
|
Townsend Holdings LLC
✚
|
OH | 19.6 |
|
Trinitas Capital Management LLC
✚
|
TX | 19.6 |
|
Egerton Capital US LP
✚
|
NY | 19.5 |
|
Verus Advisory Inc
✚
|
WA | 19.4 |
|
Amova Asset Management UK Limited
✚
|
19.2 | |
|
Royalty Pharma Manager LLC
✚
|
NY | 18.5 |