Ellington Financial Management LLC

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Ellington Financial Management LLC
CRD #150510
SEC #801-70630
CIK #0001098490, 0001411342
AUM $16.3 B (2025-03-31)
Employees 160 (42% Investors, 5% Brokers)
Phone203-698-1200
Address53 Forest Ave
Old Greenwich, CT 06870
Source [IAPD] [EDGAR] [Website]
Total AUM ($B)
2016128402007201320192026
Sector Form 13F Holdings Value ($M)
Annaly Capital Management Inc 19.5
Carnival Corp 16.3
Gores Holdings IV Inc 15.6
Ellington Financial LLC 12.4
MFA Financial Inc 9.3
M I Homes Inc 7.7
WMI Holdings Corp 6.0
Taylor Morrison Home Corp 5.8
Meritage Homes Corp 5.3
Compass Inc 4.8
View All
Holdings by Sector ($M)
1500120090060030002012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
Other EF CMO LLC 2014-09-30 737.8
Other EF Securities LLC 2014-09-30 1,952.5
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 16.3
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 16.3
By Discretionary
Discretionary 1 16.3
Non-Discretionary 0 0.0
Total 1 16.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 16.3
Total 1 16.3
EDGAR Form CIK 2011 - 2025
13F-HR [0001098490]
13F-NT [0001098490]
SC 13G [0001098490]
10-K [0001411342]
10-Q [0001411342]
3 [0001411342]
4 [0001411342]
8-K [0001411342]
SC 13G [0001411342]
Form 13D/13G Filer Form 13D/13G Subject Filed
Ellington Management Group LLC Great Ajax Corp [2023-10-30]
Ellington Management Group LLC SVB Financial Group [2023-03-31]
Ellington Management Group LLC Oportun Financial Corp [2023-03-27]
Vanguard Group Inc Ellington Financial Inc [2022-02-09]
Integrated Core Strategies US LLC Ellington Financial Inc [2021-05-20]
Wellington Management Group LLP Ellington Financial Inc [2021-02-03]
Bay Pond Partners LP Ellington Financial Inc [2020-06-19]
BlackRock Inc Ellington Financial Inc [2020-02-07]
BBR Partners LLC Ellington Financial LLC [2019-01-31]
FMR LLC Ellington Financial LLC [2018-02-13]
View All
Form 3/4/5 Subject 2011 - 2025
Ellington Financial Inc.
Vranos Michael W
Simon Ronald I
Mumford Lisa
Herlihy John
Smernoff Chris
Dannhauser Stephen J
Resendez Edward
Robards Thomas F
Penn Laurence
Tecotzky Mark
VC Investments LLC
EMG Holdings, L.P.
Related Firms State AUM ($B)
Ellington Financial Management LLC
CT 16.3
Ellington Management Group LLC
CT 12.3
Ellington Global Asset Management LLC
CT 6.2
Duke Funding Management LLC
CT 0.2
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