Ellington Management Group LLC

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Assets, Funds, Holdings

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Ellington Management Group LLC
CRD #112493
SEC #801-56399
CIK #0001098490, 0001411342
AUM $10.1 BB (2024-08-27)
Employees 162 (43% Investors, 5% Brokers)
Phone203-698-1200
Address53 Forest Avenue
Old Greenwich, CT 06870
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($BB)
2016128402001200920172025
Sector Form 13F Holdings Cap ($BB) Value ($BB)
NCLH 5.3 0.0
EFC 0.9 0.0
CCL 12.1 0.0
MFA 1.2 0.0
NYMT 1.0 0.0
AJX 0.2 0.0
BZH 0.4 0.0
TMHC 2.8 0.0
PFSI 2.4 0.0
HD 277.6 0.0
View All
Holdings by Sector ($BB)
3.02.41.81.20.60.02013201720212025
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF Ellington European Credit Opportunities LP 2024-08-27 7.3
HF Ellington Commercial Real Estate Debt Main Master Fund II LP [2024-05-29] 0.0 80.8
HF GWN Ellington Fund Ltd 2023-10-17 2,286.2
HF Ellington Mortgage Recovery Auxiliary Master Fund II LP [2023-05-16] 14.2 0.0
HF Ellington Mortgage Recovery Non-Re Master Fund II LP [2023-05-16] 14.2 167.7
HF Ellington Mortgage Recovery Real Estate Master Fund II LP [2023-05-16] 14.2 135.9
HF Ellington M Credit Master Fund Ltd [2023-02-03] 28.2 237.7
HF Ellington Empire Fund LLC 2022-05-20 1,137.5
HF Ellington Opportunities Auxiliary Master Fund LP [2022-02-25] 0.1 50.1
HF Ellington Opportunities Main Master Fund LP [2022-02-25] 0.0 57.1
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 26 6.2
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.6
(j) Other investment advisers 5 1.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 2.3
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 33 10.1
By Discretionary
Discretionary 28 9.1
Non-Discretionary 5 1.0
Total 33 10.1
By Non-United States Persons
Non-United States Persons 6.0
United States Persons 4.1
Total 33 10.1
Form D Directors # Filings # Firms 2011 - 2024
Geoff Ruddick 247
Scott Lennon 154
Mark Cook 121
David Miller 278
Michael Cahill 53
David Blitzer 50
Marc Stern 45
Laurence Penn 38
Michael Vranos 34
Joseph Marconi 26
View All
EDGAR Form CIK 2011 - 2024
13F-HR [0001098490]
13F-NT [0001098490]
SC 13G [0001098490]
10-K [0001411342]
10-Q [0001411342]
3 [0001411342]
4 [0001411342]
8-K [0001411342]
SC 13G [0001411342]
Form 13D/13G Filer Form 13D/13G Subject Filed
Ellington Management Group LLC Great Ajax Corp [2023-10-30]
Ellington Management Group LLC SVB Financial Group [2023-03-31]
Ellington Management Group LLC Oportun Financial Corp [2023-03-27]
Vanguard Group Inc Ellington Financial Inc [2022-02-09]
Integrated Core Strategies US LLC Ellington Financial Inc [2021-05-20]
Wellington Management Group LLP Ellington Financial Inc [2021-02-03]
Bay Pond Partners LP Ellington Financial Inc [2020-06-19]
BlackRock Inc Ellington Financial Inc [2020-02-07]
BBR Partners LLC Ellington Financial LLC [2019-01-31]
FMR LLC Ellington Financial LLC [2018-02-13]
View All
Form 3/4/5 Subject 2011 - 2024
Simon Ronald I
Ellington Financial Inc.
Mumford Lisa
Dannhauser Stephen J
Resendez Edward
Vranos Michael W
Herlihy John
Smernoff Chris
Robards Thomas F
Penn Laurence
View All
Related Firms State AUM ($BB)
Ellington Financial Management LLC
CT 15.3
Ellington Management Group LLC
CT 10.1
Ellington Global Asset Management LLC
CT 3.3
Ellington Residential Mortgage Management LLC
CT 0.9
Duke Funding Management LLC
CT 0.2
Comparable Firms State AUM ($BB)
DRA Advisors LLC
NY 15.5
Berkshire Property Advisors LLC
MA 12.8
Heitman Capital Management LLC
IL 8.6
Zimmer Partners LP
NY 6.8
CBRE Global Value Investors LLC
NY 6.8
Gresham Investment Management LLC
NY 6.2
ZAIS Group LLC
NJ 6.0
GEM Capital LP
IL 5.8
H/2 Credit Manager LP
CT 5.7
Chenavari Credit Partners LLP
5.0
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