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| Ellington Management Group LLC
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|---|---|
| CRD # | 112493 |
| SEC # | 801-56399 |
| CIK # | 0001098490, 0001411342 |
| AUM | 20.76 B (2026-06-02) |
| Employees | 164 (41% Investors, 5% Brokers) |
| Phone | 203-698-1200 |
| Address | 53 Forest Avenue Old Greenwich, CT 06870 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| New Residential Investment Corp | 12.3 | ||
| Ellington Financial LLC | 11.4 | ||
| MFA Financial Inc | 6.1 | ||
| M I Homes Inc | 5.8 | ||
| Pennymac Financial Services Inc | 5.7 | ||
| Camden Property Trust | 5.4 | ||
| Dynex Capital Inc | 4.4 | ||
| Mid America Apartment Communities Inc | 4.2 | ||
| KB Home | 4.0 | ||
| Fortune Brands Home & Security Inc | 3.9 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Ellington Prime Non-Re Master Fund LP | 2025-11-17 | ||
| RE | Ereit Operating Partnership LLC | 2025-03-31 | 80.9 M | |
| HF | Ellington European Credit Opportunities LP | 2024-08-27 | 8.1 M | |
| HF | Ellington Commercial Real Estate Debt Main Master Fund II LP | [2024-05-29] | 19.4 M | 172.8 M |
| Filed 2026-01-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Revenue Not Applicable | ||||
| HF | GWN Ellington Fund Ltd | 2023-10-17 | 6,388.3 M | |
| HF | Ellington Mortgage Recovery Auxiliary Master Fund II LP | [2023-05-16] | 14.2 M | |
| Filed 2024-01-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Ellington Mortgage Recovery Non-Re Master Fund II LP | [2023-05-16] | 14.2 M | 167.7 M |
| Filed 2024-01-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Ellington Mortgage Recovery Real Estate Master Fund II LP | [2023-05-16] | 14.2 M | 135.9 M |
| Filed 2024-01-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Ellington M Credit Master Fund Ltd | [2023-02-03] | 36.0 M | 518.2 M |
| Filed 2025-10-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Ellington Empire Fund LLC | 2022-05-20 | 2,596.1 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 25 | 10.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 1 | 0.8 |
| (j) Other investment advisers | 6 | 2.7 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 6.4 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 33 | 20.8 |
| By Discretionary | ||
| Discretionary | 27 | 18.1 |
| Non-Discretionary | 6 | 2.7 |
| Total | 33 | 20.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 12.8 | |
| United States Persons | 8.0 | |
| Total | 33 | 20.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Geoff Ruddick | Director | 256 | 66 | |
| Scott Lennon | Director | 163 | 37 | |
| Mark Cook | Director | 125 | 29 | |
| David Miller | Director | 298 | 14 | |
| Michael Cahill | Executive Officer | 53 | 6 | |
| David Blitzer | Director | 58 | 5 | |
| Joseph Marconi | Director | 38 | 5 | |
| Marc Stern | Executive Officer | 45 | 4 | |
| Priscilla Murray-Brown | Director | 14 | 4 | |
| Candlewood Investment Group LP | Executive Officer | 9 | 4 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001098490] | |
| 13F-NT | [0001098490] | |
| SC 13G | [0001098490] | |
| 10-K | [0001411342] | |
| 10-Q | [0001411342] | |
| 3 | [0001411342] | |
| 4 | [0001411342] | |
| 8-K | [0001411342] | |
| SC 13G | [0001411342] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $9.1B |
| Clients | 6 (73 non-US) |
| Serves | Institutional |
| Fund Types | Hedge Fund, Real Estate |
| LEI | MVTBBNS1HSZ5S8PP1821 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Vranos Michael W | |
| Ellington Financial LLC | |
| Mumford Lisa | |
| Herlihy John | |
| Smernoff Chris | |
| Resendez Edward | |
| Simon Ronald I | |
| Dannhauser Stephen J | |
| Robards Thomas F | |
| Penn Laurence | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2025-12-31 | Option exercise | 7,657 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2025-12-31 | Grant | 7,657 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2025-12-17 | Grant | 18,209 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2025-12-17 | Grant | 36,417 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2025-09-11 | Buy | 5,544 | $13.56 | 75,177 |
|
Ellington Financial LLC EFC
Common Stock
|
2025-09-10 | Grant | 9,198 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2025-09-10 | Grant | 9,198 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2025-09-10 | Grant | 9,198 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2025-09-10 | Grant | 9,198 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2025-05-20 | Other | 33,877 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2024-12-27 | Grant | 8,378 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2024-12-27 | Grant | 8,378 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2024-12-27 | Other | 8,378 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2024-12-27 | Other | 8,378 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2024-12-20 | Grant | 14,992 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2024-12-20 | Grant | 26,945 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2024-10-15 | Sell | 14,361 | $12.58 | 180,661 |
|
Ellington Financial LLC EFC
Common Stock
|
2024-10-14 | Sell | 14,000 | $12.48 | 174,720 |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2024-09-13 | Option exercise | 7,657 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2024-09-13 | Option exercise | 7,657 | $0.00 | |
| showing 20 of 178 most recent transactions | |||||
| Related Firms | State | AUM |
|---|---|---|
|
Ellington Management Group LLC
✚
|
CT | 20.76 B |
|
Ellington Financial Management LLC
✚
|
CT | 19.35 B |
|
Ellington Global Asset Management LLC
✚
|
CT | 9,180.2 M |
|
Duke Funding Management LLC
✚
|
CT | 126.9 M |
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|---|---|---|
|
Ares Commercial Real Estate Management LLC
✚
|
CA | 32.48 B |
|
Marathon Asset Management LP
✚
|
NY | 30.48 B |
|
Pretium Single-Family Rental Manager III LLC
✚
|
NY | 25.71 B |
|
CBRE Investment Management LLC
✚
|
NY | 22.84 B |
|
Core and Value Advisors LLC
✚
|
CA | 21.18 B |
|
Berkshire Property Advisors LLC
✚
|
MA | 19.24 B |
|
AB CarVal Investors LP
✚
|
MN | 18.44 B |
|
DRA Advisors LLC
✚
|
NY | 14.42 B |
|
Churchill Investment Management LLC
✚
|
NC | 12.14 B |
|
Angel Oak Capital Advisors LLC
✚
|
GA | 11.49 B |