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| Happy Holidays!! thanks for using AUM13F!! |
| Ellington Global Asset Management LLC
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| CRD # | 141772 |
| SEC # | 801-67147 |
| CIK # | |
| AUM | $6.2 B (2025-03-31) |
| Employees | 160 (42% Investors, 5% Brokers) |
| Phone | 203-698-1200 |
| Address | 53 Forest Avenue Old Greenwich, CT 06870 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Ellington Structured Credit ERISA Fund Ltd | [2023-05-16] | 173.0 | 189.0 |
| HF | CC Ellington Structured Credit Fund Ltd | 2021-02-25 | 303.5 | |
| HF | Ellington GNMA Mortgage Master Fund Ltd | 2018-07-16 | 1,907.4 | |
| HF | NM PERA Ellington Enhanced Income Fund A LLC | [2017-03-01] | 0.0 | 500.9 |
| HF | Ellington Enhanced Income Master Fund Ltd | [2016-11-29] | 1,304.4 | 273.4 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 1.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 16 | 4.4 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 1 | 0.3 |
| Total | 27 | 6.2 |
| By Discretionary | ||
| Discretionary | 27 | 6.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 27 | 6.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.6 | |
| United States Persons | 4.6 | |
| Total | 27 | 6.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Geoff Ruddick | 250 | ||
| Laurence Penn | 39 | ||
| Michael Vranos | 35 | ||
| Richard Brounstein | 16 | ||
| Olivier Cojotgoldberg | 13 | ||
| Priscilla Murray Brown | 9 | ||
| Ellington Global Asset Management LLC | 2 | ||
| NMP MM LLC | 1 |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Ellington Financial Management LLC
✚
|
CT | 16.3 |
|
Ellington Management Group LLC
✚
|
CT | 12.3 |
|
Ellington Global Asset Management LLC
✚
|
CT | 6.2 |
|
Duke Funding Management LLC
✚
|
CT | 0.2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
City of London Investment Management Co Ltd
✚
|
6.3 | |
|
Antipodes Partners Limited
✚
|
6.3 | |
|
Trian Fund Management LP
✚
|
NY | 6.3 |
|
Anomaly Capital Management LP
✚
|
NY | 6.3 |
|
CFI Partners LLC
✚
|
IL | 6.2 |
|
Daemon Investment and Asset Management LLC
✚
|
FL | 6.2 |
|
Campbell Global LLC
✚
|
OR | 6.2 |
|
RiverNorth Capital Management LLC
✚
|
FL | 6.2 |
|
Gulf International Bank UK Limited
✚
|
6.1 | |
|
Spider Management Company LLC
✚
|
VA | 6.1 |