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| Ellington Global Asset Management LLC
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|---|---|
| CRD # | 141772 |
| SEC # | 801-67147 |
| CIK # | |
| AUM | $3.3 BB (2024-03-27) |
| Employees | 162 (44% Investors, 3% Brokers) |
| Phone | 203-698-1200 |
| Address | 53 Forest Avenue Old Greenwich, CT 06870 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Ellington Structured Credit ERISA Fund Ltd | [2023-05-16] | 126.2 | 50.4 |
| HF | CC Ellington Structured Credit Fund Ltd | 2021-02-25 | 322.6 | |
| HF | Ellington GNMA Mortgage Master Fund Ltd | 2018-07-16 | 1,907.4 | |
| HF | NM PERA Ellington Enhanced Income Fund A LLC | [2017-03-01] | 0.0 | 276.5 |
| HF | Ellington Enhanced Income Master Fund Ltd | [2016-11-29] | 109.5 | 237.0 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 0.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 1.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.4 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 1.6 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.2 |
| Total | 14 | 3.4 |
| By Discretionary | ||
| Discretionary | 14 | 3.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 14 | 3.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.7 | |
| United States Persons | 0.7 | |
| Total | 14 | 3.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Geoff Ruddick | 247 | ||
| Laurence Penn | 38 | ||
| Michael Vranos | 34 | ||
| Richard Brounstein | 16 | ||
| Olivier Cojotgoldberg | 13 | ||
| Priscilla Murray Brown | 9 | ||
| Ellington Global Asset Management LLC | 2 | ||
| NMP MM LLC | 1 |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Ellington Financial Management LLC
✚
|
CT | 15.3 |
|
Ellington Management Group LLC
✚
|
CT | 10.1 |
|
Ellington Global Asset Management LLC
✚
|
CT | 3.3 |
|
Ellington Residential Mortgage Management LLC
✚
|
CT | 0.9 |
|
Duke Funding Management LLC
✚
|
CT | 0.2 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Securis Investment Partners LLP
✚
|
3.3 | |
|
Abdiel Capital Advisors LP
✚
|
NY | 3.3 |
|
Blackstone Strategic Alliance Advisors LLC
✚
|
NY | 3.3 |
|
Stonehill Capital Management LLC
✚
|
NY | 3.3 |
|
Think Investments LP
✚
|
CA | 3.3 |
|
Stevens Capital Management LP
✚
|
PA | 3.2 |
|
HFR Investments LLC
✚
|
IL | 3.2 |
|
HFR Asset Management LLC
✚
|
IL | 3.2 |
|
Ward Ferry Management BVI Limited
✚
|
3.2 | |
|
Corvex Management LP
✚
|
NY | 3.2 |