|
⚲
|
| Keyboard |
| Ellington Management Group LLC
✚
|
|
|---|---|
| CRD # | 112493 |
| SEC # | 801-56399 |
| CIK # | 0001098490, 0001411342 |
| AUM | 20.76 B (2026-06-02) |
| Employees | 164 (41% Investors, 5% Brokers) |
| Fees | |
| Minimum | |
| Phone | 203-698-1200 |
| Address | 53 Forest Avenue Old Greenwich, CT 06870 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| New Residential Investment Corp | 12.3 | ||
| Ellington Financial LLC | 11.4 | ||
| MFA Financial Inc | 6.1 | ||
| M I Homes Inc | 5.8 | ||
| Pennymac Financial Services Inc | 5.7 | ||
| Camden Property Trust | 5.4 | ||
| Dynex Capital Inc | 4.4 | ||
| Mid America Apartment Communities Inc | 4.2 | ||
| KB Home | 4.0 | ||
| Fortune Brands Home & Security Inc | 3.9 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Ellington Prime Non-Re Master Fund LP | 2025-11-17 | ||
| RE | Ereit Operating Partnership LLC | 2025-03-31 | 80.9 M | |
| HF | Ellington European Credit Opportunities LP | 2024-08-27 | 8.1 M | |
| HF | Ellington Commercial Real Estate Debt Main Master Fund II LP | [2024-05-29] | 19.4 M | 172.8 M |
| Filed 2026-01-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Revenue Not Applicable | ||||
| HF | GWN Ellington Fund Ltd | 2023-10-17 | 6,388.3 M | |
| HF | Ellington Mortgage Recovery Auxiliary Master Fund II LP | [2023-05-16] | 14.2 M | |
| Filed 2024-01-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Ellington Mortgage Recovery Non-Re Master Fund II LP | [2023-05-16] | 14.2 M | 167.7 M |
| Filed 2024-01-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Ellington Mortgage Recovery Real Estate Master Fund II LP | [2023-05-16] | 14.2 M | 135.9 M |
| Filed 2024-01-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Ellington M Credit Master Fund Ltd | [2023-02-03] | 36.0 M | 518.2 M |
| Filed 2025-10-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Ellington Empire Fund LLC | 2022-05-20 | 2,596.1 M | |
| HF | Ellington Opportunities Auxiliary Master Fund LP | [2022-02-25] | 0.1 M | 20.4 M |
| Offered $125,000 · Filed 2021-12-03 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000 · Duration One year or less · Commission $6,250 · Revenue Decline to Disclose | ||||
| HF | Ellington Opportunities Main Master Fund LP | [2022-02-25] | 12.6 M | |
| Filed 2025-12-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Ellington Private Opportunities Auxiliary Master Fund III LP | [2022-02-25] | 9.1 M | 173.2 M |
| Filed 2023-06-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $1,250,000 · Remaining Indefinite · Duration More than one year · Commission $23,078 · Revenue Decline to Disclose | ||||
| HF | Ellington Private Opportunities Main Master Fund III LP | [2022-02-25] | 20.8 M | 252.5 M |
| Filed 2022-10-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Ellington Private Opportunities RE Master Fund III LP | [2022-02-25] | 20.8 M | 446.7 M |
| Filed 2022-10-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Constellation Puerto Rico SP of Constellation SPC Ltd | [2021-03-31] | 220.9 M | 56.2 M |
| Filed 2019-09-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Ellington-Ga RPL 1 LLC | 2021-03-31 | 16.1 M | |
| HF | Ellington Mortgage Recovery Auxiliary Master Fund LP | [2021-02-25] | 8.0 M | 57.8 M |
| Filed 2020-05-20 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Ellington Commercial Real Estate Debt Auxiliary Master Fund LP | [2020-08-24] | 5.5 M | 8.2 M |
| Filed 2020-05-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Ellington Commercial Real Estate Debt Main Master Fund LP | [2020-08-24] | 5.5 M | 20.2 M |
| Filed 2020-05-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Ellington Mortgage Recovery Master Fund LP | [2020-08-24] | 8.0 M | 2.6 M |
| Filed 2020-05-20 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Ellington Special Relative Value Fund LLC | 2020-08-24 | 424.9 M | |
| HF | HH Ellington Master Fund II Ltd | 2020-08-24 | 276.0 M | |
| SA | Ellington CLO IV Ltd | 2019-03-29 | 41.4 M | |
| SA | Ellington CLO III Ltd | 2018-11-29 | 93.9 M | |
| HF | Ellington Private Opportunities Master Fund II A LP | [2018-07-24] | 110.0 M | 13.2 M |
| Filed 2019-06-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Ellington Private Opportunities Master Fund II B LP | [2018-07-24] | 110.0 M | 28.5 M |
| Filed 2019-06-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| SA | Ellington CLO II Ltd | 2018-03-29 | 62.1 M | |
| SA | Ellington CLO I Ltd | 2017-08-23 | 53.4 M | |
| HF | ESO DLD LLC | 2017-02-28 | 772.5 M | |
| HF | Ellington Private Opportunities Master Fund A LP | [2016-11-29] | ||
| Filed 2016-05-25 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Ellington Private Opportunities Master Fund B LP | [2016-08-26] | 8.6 M | |
| Filed 2016-05-25 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Ellington Warlander Partners LP | [2015-11-25] | 521.0 M | 17.2 M |
| Filed 2026-01-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | P Ellington GMF Ltd | 2014-02-28 | 361.1 M | |
| HF | Ellington Residential Mortgage LP | [2013-02-27] | 52.5 M | 32.2 M |
| Offered $52,500,000 · Filed 2013-05-21 (D/A) · Exemption 506 · Duration One year or less · Revenue $1 - $1,000,000 | ||||
| HF | Ellington Securitized Product Fund Ltd | 2013-02-27 | 358.5 M | |
| HF | Ellington Special Opportunities LLC | 2013-02-27 | 4.9 M | |
| HF | Crescent II Fund LP | 2012-03-30 | 2,787.1 M | |
| Other | ECF Funding Ltd | 2012-03-30 | 5.2 M | |
| HF | Ellington Credit Opportunities Ltd | [2012-03-30] | 455.4 M | 507.6 M |
| Filed 2026-02-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Ellington Loan Opportunities Fund LLC | 2012-03-30 | 35.8 M | |
| HF | Ellington Mortgage Fund SC Ltd | 2012-03-30 | 212.9 M | |
| Other | Ellington Mortgage Holdings LLC | 2012-03-30 | 1.9 M | |
| HF | Ellington Mortgage Opportunities Master Fund Ltd | [2012-03-30] | 309.8 M | 1,542.0 M |
| Filed 2025-10-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Ellington Quantitative Equity Master Fund Ltd | [2012-03-30] | 48.4 M | |
| Filed 2016-07-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Ellington Quantitative Macro Master Fund Ltd | 2012-03-30 | 46.7 M | |
| HF | Ellington Strategic Mortgage Fund LP | 2012-03-30 | 375.3 M | |
| HF | Ellington Strategic Mortgage Institutional Fund LP | [2012-03-30] | 807.1 M | 640.4 M |
| Filed 2026-02-23 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Ellington Systematic Credit Master Fund Ltd | 2012-03-30 | ||
| Other | EOP Funding Master Ltd | 2012-03-30 | 8.4 M | |
| RE | EZ SBC II LLC | 2012-03-30 | 3.0 M | |
| RE | EZ SBC LLC | 2012-03-30 | 25.1 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 25 | 10.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 1 | 0.8 |
| (j) Other investment advisers | 6 | 2.7 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 6.4 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 33 | 20.8 |
| By Discretionary | ||
| Discretionary | 27 | 18.1 |
| Non-Discretionary | 6 | 2.7 |
| Total | 33 | 20.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 12.8 | |
| United States Persons | 8.0 | |
| Total | 33 | 20.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Geoff Ruddick | Director | 256 | 66 | |
| Scott Lennon | Director | 163 | 37 | |
| Mark Cook | Director | 125 | 29 | |
| David Miller | Director | 298 | 14 | |
| Michael Cahill | Executive Officer | 53 | 6 | |
| David Blitzer | Director | 58 | 5 | |
| Joseph Marconi | Director | 38 | 5 | |
| Marc Stern | Executive Officer | 45 | 4 | |
| Priscilla Murray-Brown | Director | 14 | 4 | |
| Candlewood Investment Group LP | Executive Officer | 9 | 4 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001098490] | |
| 13F-NT | [0001098490] | |
| SC 13G | [0001098490] | |
| 10-K | [0001411342] | |
| 10-Q | [0001411342] | |
| 3 | [0001411342] | |
| 4 | [0001411342] | |
| 8-K | [0001411342] | |
| SC 13G | [0001411342] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $9.1B |
| Clients | 6 (73 non-US) |
| Serves | Institutional |
| Fund Types | Hedge Fund, Real Estate |
| LEI | MVTBBNS1HSZ5S8PP1821 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Vranos Michael W | |
| Ellington Financial LLC | |
| Mumford Lisa | |
| Herlihy John | |
| Smernoff Chris | |
| Resendez Edward | |
| Simon Ronald I | |
| Dannhauser Stephen J | |
| Robards Thomas F | |
| Penn Laurence | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2025-12-31 | Option exercise | 7,657 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2025-12-31 | Grant | 7,657 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2025-12-17 | Grant | 18,209 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2025-12-17 | Grant | 36,417 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2025-09-11 | Buy | 5,544 | $13.56 | 75,177 |
|
Ellington Financial LLC EFC
Common Stock
|
2025-09-10 | Grant | 9,198 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2025-09-10 | Grant | 9,198 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2025-09-10 | Grant | 9,198 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2025-09-10 | Grant | 9,198 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2025-05-20 | Other | 33,877 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2024-12-27 | Grant | 8,378 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2024-12-27 | Grant | 8,378 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2024-12-27 | Other | 8,378 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2024-12-27 | Other | 8,378 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2024-12-20 | Grant | 14,992 | $0.00 | |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2024-12-20 | Grant | 26,945 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2024-10-15 | Sell | 14,361 | $12.58 | 180,661 |
|
Ellington Financial LLC EFC
Common Stock
|
2024-10-14 | Sell | 14,000 | $12.48 | 174,720 |
|
Ellington Financial LLC EFC
OP LTIP Units · derivative
|
2024-09-13 | Option exercise | 7,657 | $0.00 | |
|
Ellington Financial LLC EFC
Common Stock
|
2024-09-13 | Option exercise | 7,657 | $0.00 | |
| showing 20 of 178 most recent transactions | |||||
| Related Firms | State | AUM |
|---|---|---|
|
Ellington Management Group LLC
✚
|
CT | 20.76 B |
|
Ellington Financial Management LLC
✚
|
CT | 19.35 B |
|
Ellington Global Asset Management LLC
✚
|
CT | 9,180.2 M |
|
Duke Funding Management LLC
✚
|
CT | 126.9 M |
| Comparable Firms | State | AUM |
|---|---|---|
|
Ares Commercial Real Estate Management LLC
✚
|
CA | 32.48 B |
|
Marathon Asset Management LP
✚
|
NY | 30.48 B |
|
Pretium Single-Family Rental Manager III LLC
✚
|
NY | 25.71 B |
|
CBRE Investment Management LLC
✚
|
NY | 22.84 B |
|
Core and Value Advisors LLC
✚
|
CA | 21.18 B |
|
Berkshire Property Advisors LLC
✚
|
MA | 19.24 B |
|
AB CarVal Investors LP
✚
|
MN | 18.44 B |
|
DRA Advisors LLC
✚
|
NY | 14.42 B |
|
Churchill Investment Management LLC
✚
|
NC | 12.14 B |
|
Angel Oak Capital Advisors LLC
✚
|
GA | 11.49 B |