Ellington Management Group LLC

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Ellington Management Group LLC
CRD #112493
SEC #801-56399
CIK #0001098490, 0001411342
AUM $12.3 B (2025-03-31)
Employees 160 (42% Investors, 5% Brokers)
Phone203-698-1200
Address53 Forest Avenue
Old Greenwich, CT 06870
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
2016128402000200820172026
Sector Form 13F Holdings Value ($M)
Annaly Capital Management Inc 19.5
Carnival Corp 16.3
Gores Holdings IV Inc 15.6
Ellington Financial LLC 12.4
MFA Financial Inc 9.3
M I Homes Inc 7.7
WMI Holdings Corp 6.0
Taylor Morrison Home Corp 5.8
Meritage Homes Corp 5.3
Compass Inc 4.8
View All
Holdings by Sector ($M)
1500120090060030002012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
RE Ereit Operating Partnership LLC 2025-03-31 80.9
HF Ellington European Credit Opportunities LP 2024-08-27 8.1
HF Ellington Commercial Real Estate Debt Main Master Fund II LP [2024-05-29] 107.5 127.4
HF GWN Ellington Fund Ltd 2023-10-17 3,484.2
HF Ellington Mortgage Recovery Auxiliary Master Fund II LP [2023-05-16] 14.2 0.0
HF Ellington Mortgage Recovery Non-Re Master Fund II LP [2023-05-16] 14.2 167.7
HF Ellington Mortgage Recovery Real Estate Master Fund II LP [2023-05-16] 14.2 135.9
HF Ellington M Credit Master Fund Ltd [2023-02-03] 64.6 198.9
HF Ellington Empire Fund LLC 2022-05-20 1,807.6
HF Ellington Opportunities Auxiliary Master Fund LP [2022-02-25] 0.1 23.3
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 29 7.1
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 1 0.7
(j) Other investment advisers 5 1.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 1 3.5
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 36 12.3
By Discretionary
Discretionary 31 11.2
Non-Discretionary 5 1.0
Total 36 12.3
By Non-United States Persons
Non-United States Persons 7.1
United States Persons 5.2
Total 36 12.3
Form D Directors # Filings # Firms 2011 - 2025
Geoff Ruddick 250
David Miller 285
Michael Cahill 53
David Blitzer 54
Marc Stern 45
Joseph Marconi 31
Marc Pfeffer 7
Daniel Cummings 107
Laurence Penn 39
Michael Vranos 35
View All
EDGAR Form CIK 2011 - 2025
13F-HR [0001098490]
13F-NT [0001098490]
SC 13G [0001098490]
10-K [0001411342]
10-Q [0001411342]
3 [0001411342]
4 [0001411342]
8-K [0001411342]
SC 13G [0001411342]
Form 13D/13G Filer Form 13D/13G Subject Filed
Ellington Management Group LLC Great Ajax Corp [2023-10-30]
Ellington Management Group LLC SVB Financial Group [2023-03-31]
Ellington Management Group LLC Oportun Financial Corp [2023-03-27]
Vanguard Group Inc Ellington Financial Inc [2022-02-09]
Integrated Core Strategies US LLC Ellington Financial Inc [2021-05-20]
Wellington Management Group LLP Ellington Financial Inc [2021-02-03]
Bay Pond Partners LP Ellington Financial Inc [2020-06-19]
BlackRock Inc Ellington Financial Inc [2020-02-07]
BBR Partners LLC Ellington Financial LLC [2019-01-31]
FMR LLC Ellington Financial LLC [2018-02-13]
Bay Pond Investors Berumda L P Ellington Financial LLC [2015-09-21]
Bay Pond Partners LP Ellington Financial LLC [2012-04-05]
American Financial Group Inc Ellington Financial LLC [2012-01-31]
Form 3/4/5 Subject 2011 - 2025
Ellington Financial Inc.
Vranos Michael W
Simon Ronald I
Mumford Lisa
Herlihy John
Smernoff Chris
Dannhauser Stephen J
Resendez Edward
Robards Thomas F
Penn Laurence
View All
Related Firms State AUM ($B)
Ellington Financial Management LLC
CT 16.3
Ellington Management Group LLC
CT 12.3
Ellington Global Asset Management LLC
CT 6.2
Duke Funding Management LLC
CT 0.2
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NY 18.1
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MA 15.5
Invesco Real Estate Management S RL
13.5
DRA Advisors LLC
NY 13.3
Angel Oak Capital Advisors LLC
GA 10.2
Churchill Investment Management LLC
NC 10.0
Heitman Capital Management LLC
IL 8.4
Zimmer Partners LP
NY 7.9
Gresham Investment Management LLC
NY 6.8
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