ELM3 Financial Group LLC

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Assets, Funds, Holdings

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ELM3 Financial Group LLC
CRD #140594
SEC #801-126278
CIK #0002011201
AUM $159.1 M (2025-07-16)
Employees 5 (40% Investors, 0% Brokers)
Phone678-297-9500
Address5755 North Point Pkwy
Alpharetta, GA 30022-1145
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($M)
16012896643202011201620212026
Sector Form 13F Holdings Value ($M)
Amazon Com Inc 8.5
Nvidia Corp 7.7
Microsoft Corp 5.6
Broadcom Inc 5.0
Lilly Eli & Co 4.6
Apple Inc 3.1
Berkley W R Corp 2.0
Alcoa Inc 1.7
Blackstone Secured Lending Fund 1.7
PIMCO Dynamic Income Fund 1.6
View All
Holdings by Sector ($M)
13010478522602024202420252026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 216 54.9
(b) Individuals (high net worth individuals) 54 103.7
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 4 0.5
(n) Other 0 0.0
Total 631 159.1
By Discretionary
Discretionary 626 159.0
Non-Discretionary 5 0.1
Total 631 159.1
By Non-United States Persons
Non-United States Persons 0.4
United States Persons 158.7
Total 631 159.1
EDGAR Form CIK 2011 - 2025
13F-HR [0002011201]
Comparable Firms State AUM ($B)
Harbor Asset Planning Inc
0.2
Hoffman Capital Advisors LLC
PA 0.2
MRD Inc
0.2
Lewis Capital Management LLC
CA 0.2
Lifecourse Capital Inc
AL 0.2
Fairscale Capital LLC
NH 0.2
Kopion Asset Management LLC
TX 0.2
Finsym Partners LLC
0.2
CFS Wealth Management LLC
GA 0.2
Gouws Capital LLC
NC 0.2
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