Fiduciary Family Office LLC

Item 5 Fees and Compensation
Fiduciary Family Office offers services on a fee basis, which includes fixed and hourly fees, as well as fees based
upon assets under management. Additionally, certain of the Firm’s Supervised Persons, in their individual
capacities, offer insurance products under a separate commission-based arrangement, which will be disclosed in
advance.

Financial Planning, Consulting, and Family Office Fees
Fiduciary Family Office charges a fixed and/or hourly fee for providing financial planning and consulting
services. These fees are negotiable but range from $30,000 to $250,000 on a fixed fee basis and/or from $350 to
$600 on an hourly basis, depending upon the scope and complexity of the services and the professional rendering
the financial planning and/or the consulting services. The fee can be for a defined project, such as the delivery of a
plan, or for ongoing services. If the client engages the Firm for additional investment advisory services, Fiduciary
Family Office can choose to, in its sole discretion, offset all or a portion of its fees for those services based upon
the amount paid for the financial planning and/or consulting services.

The terms and conditions of the financial planning and/or consulting engagement are set forth in the Advisory
Agreement. For project-based services, Fiduciary Family Office requires one-half of the fee (estimated hourly or
fixed) payable upon execution of the Advisory Agreement. The outstanding balance is due upon delivery of the
financial plan or completion of the agreed upon services. Ongoing services are charged as described in the
investment management section, below. The Firm does not, however, take receipt of $1,200 or more in prepaid
fees, six or more months in advance of services rendered.

Investment Management Fees
Fiduciary Family Office offers investment management services for an annual fee based on the amount of assets
under the Firm’s management. This management fee typically varies between 50 and 150 basis points (0.50% –
1.50%), depending upon the size and composition of a client’s portfolio, the type and amount of services rendered
and the individual(s) providing the services.

The annual fee is prorated and charged quarterly, in advance, based upon the market value of the assets being
managed by Fiduciary Family Office on the last day of the previous quarter as determined by a party independent
from the Firm (including the client’s custodian or another third-party). The Firm can also charge a fixed fee for
wealth management services which can include the services for the financial planning/consulting services and/or
the investment management services. The fixed fee will be individually negotiated and will be based upon a
number of factors including scope of work, the size and composition of a client’s portfolio, the type and amount
of services rendered and the individual(s) providing the services.

The Firm includes cash in a client’s account in determining the valuation for billing purposes. If assets are
deposited into or withdrawn from an account after the inception of a billing period, the fee payable with respect to
such assets is not adjusted to reflect the interim change in portfolio value. For the initial period of an engagement,
the fee is calculated on a pro rata basis. In the event the advisory agreement is terminated (which must be done in
writing with 30 days’ notice), the fee for the final billing period is prorated through the effective date of the
termination and the outstanding or unearned portion of the fee is charged or refunded to the client, as appropriate.

Additionally, for asset management services the Firm provides with respect to certain client holdings (e.g., held-
away assets, accommodation accounts, alternative investments, etc.), Fiduciary Family Office can negotiate a fee

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rate that differs from the range set forth above. Clients are advised that a conflict of interest exists for the Firm to
recommend that clients engage Fiduciary Family Office for additional services for compensation, including
rolling over retirement accounts or moving other assets to the Firm’s management. Clients retain absolute
discretion over all decisions regarding engaging the Firm and are under no obligation to act upon any of the
recommendations.

Advisory fees charged by Independent Managers are separate and apart from our advisory fees. Assets managed
by Independent Managers will be included in calculating our advisory fee, which is based on the fees described
above. Advisory fees that you pay to the Independent Managers are established and payable in accordance with
the client agreement provided by each Independent Managers to whom you are referred. These fees may or may
not be negotiable. You should review the recommended Independent Manager's brochure and take into
consideration their fees along with our fees to determine the total amount of fees associated with this program.
You are required to sign an agreement directly with the recommended Independent Manager(s). You may
terminate your advisory relationship with the Independent Manager according to the terms of your agreement with
the Independent Manager. You should review each Independent Manager's brochure for specific information on
how you may terminate your advisory relationship with the Independent Managers and how you may receive a
refund, if applicable.

Fee Discretion
Fiduciary Family Office may, in its sole discretion, negotiate to charge a lesser fee based upon certain criteria,
such as anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be
managed, related accounts, account composition, pre-existing/legacy client relationship, account retention, pro
bono activities, or competitive purposes.

Additional Fees and Expenses
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Item 7 Types of Clients
Fiduciary Family Office offers services to individuals, trusts, estates, charitable organizations, foundations,
corporations, and other business entities.

Minimum Account Value and Fee
As a condition for starting and maintaining an investment management relationship, Fiduciary Family Office
imposes a minimum annual fee of $20,000 (assessed quarterly, pro rata) and a minimum portfolio value of
$2,000,000. Fiduciary Family Office may, in its sole discretion, charge a lesser minimum fee and accept clients
with smaller portfolios based upon certain criteria, including anticipated future earning capacity, anticipated
future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre-
existing client, account retention, and pro bono activities. The minimum fee will cause clients with smaller
portfolios to incur an effective fee rate that is higher than the Firm's stated fee. Fiduciary Family Office only
accepts clients with less than the minimum portfolio size if the Firm determines the smaller portfolio size will not
cause a substantial increase of investment risk beyond the client's identified risk tolerance. Fiduciary Family
Office may, in its sole discretion, aggregate the portfolios of family members to meet the minimum portfolio size.