|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Thoroughbred Financial Services LLC
✚
|
|
|---|---|
| CRD # | 47893 |
| SEC # | 801-56741 |
| CIK # | 0001091370 |
| AUM | $3.4 B (2025-03-31) |
| Employees | 34 (97% Investors, 100% Brokers) |
| Phone | 615-371-0001 |
| Address | 5110 Maryland Way, Suite 300 Brentwood, TN 37027-7508 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Amazon Com Inc | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| J P Morgan Chase & Co | 0.0 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 0.0 | ||
| Wal Mart Stores Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,823 | 0.8 |
| (b) Individuals (high net worth individuals) | 570 | 1.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 18 | 0.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 989 | 1.0 |
| (n) Other | 0 | 0.0 |
| Total | 6,789 | 3.4 |
| By Discretionary | ||
| Discretionary | 5,736 | 3.1 |
| Non-Discretionary | 1,053 | 0.4 |
| Total | 6,789 | 3.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.4 | |
| Total | 6,789 | 3.4 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001091370] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
BPS Capital Management Inc
✚
|
MN | 3.5 |
|
Miller Howard Investments Inc
✚
|
NY | 3.5 |
|
G W Henssler & Associates Ltd
✚
|
GA | 3.4 |
|
Jefferies Investment Advisers LLC
✚
|
NY | 3.4 |
|
Performance Wealth Partners LLC
✚
|
IL | 3.4 |
|
Apexium Financial LP
✚
|
TX | 3.4 |
|
NFJ Investment Group LLC
✚
|
TX | 3.4 |
|
Beaumont Financial Advisors LLC
✚
|
MA | 3.4 |
|
Transform Wealth LLC
✚
|
CO | 3.4 |
|
Tandem Investment Advisors Inc
✚
|
SC | 3.4 |