Thoroughbred Financial Services LLC

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Assets, Funds, Holdings

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Thoroughbred Financial Services LLC
CRD #47893
SEC #801-56741
CIK #0001091370
AUM 4,039.1 M (2026-03-31)
Employees 31 (100% Investors, 100% Brokers)
Phone615-371-0001
Address5110 Maryland Way, Suite 300
Brentwood, TN 37027-7508
Source [IAPD] [EDGAR] [Website]
Total AUM ($B)
5.04.03.02.01.00.01999200820172027
Sector Form 13F Holdings Value ($M)
Nvidia Corp 0.1
Apple Inc 0.1
Microsoft Corp 0.0
Amazon Com Inc 0.0
Taiwan Semiconductor Manufacturing Co Ltd 0.0
Broadcom Inc 0.0
Alphabet Inc 0.0
Wal Mart Stores Inc 0.0
J P Morgan Chase & Co 0.0
Alphabet Inc 0.0
View All
Holdings by Sector ($M)
70056042028014002017202020232027
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 1,829 0.9
(b) Individuals (high net worth individuals) 691 1.9
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 18 0.1
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 1,029 1.2
(n) Other 0 0.0
Total 7,236 4.0
By Discretionary
Discretionary 6,134 3.6
Non-Discretionary 1,102 0.4
Total 7,236 4.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 4.0
Total 7,236 4.0
EDGAR Form CIK 2011 - 2026
13F-HR [0001091370]
Firm Profile (Form ADV)
Discretionary AUM$0.1B
ServesInstitutional, Retail
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