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| Happy Holidays!! thanks for using AUM13F!! |
| First Trust Capital Management LP
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| CRD # | 317825 |
| SEC # | 801-122924 |
| CIK # | 0001072842, 0001070296, 0001617572, 0001972865 |
| AUM | $8.2 B (2025-03-28) |
| Employees | 53 (38% Investors, 2% Brokers) |
| Phone | 773-828-6700 |
| Address | 225 W Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 22 | 5.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 13 | 3.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 56 | 8.2 |
| By Discretionary | ||
| Discretionary | 43 | 7.8 |
| Non-Discretionary | 13 | 0.4 |
| Total | 56 | 8.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 8.0 | |
| Total | 56 | 8.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| David Lee | 151 | |||
| Michael Peck | 34 | |||
| Chad Eisenberg | 29 | |||
| Robert Seyferth | 21 | |||
| Terrance Gallagher | 18 | |||
| David Sternberg | 12 | |||
| Jeff Obrien | 4 | |||
| Vivaldi Capital Management LLC | 4 | |||
| Gary Shugrue | 19 | |||
| Ann Maurer | 16 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001070296] | |
| 10-Q | [0001070296] | |
| 3 | [0001070296] | |
| 4 | [0001070296] | |
| 5 | [0001070296] | |
| 8-K | [0001070296] | |
| SC 13G | [0001070296] | |
| 10-K | [0001072842] | |
| 10-Q | [0001072842] | |
| 3 | [0001072842] | |
| 8-K | [0001072842] | |
| 10-K | [0001617572] | |
| 10-Q | [0001617572] | |
| 3 | [0001617572] | |
| 8-K | [0001617572] | |
| D | [0001617572] | |
| D | [0001972865] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| BlackRock Inc | First Capital Inc | [2021-02-02] |
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|---|---|---|
|
LaSalle Investment Management Inc
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|
IL | 9.8 |
|
Fidelity Diversifying Solutions LLC
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MA | 9.7 |
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PointState Capital LP
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NY | 9.4 |
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CAZ Investments LP
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TX | 8.7 |
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Taconic Capital Advisors LP
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NY | 8.2 |
|
Harbert Fund Advisors Inc
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AL | 8.0 |
|
Highbridge Capital Management LLC
✚
|
NY | 7.5 |
|
Galvanize Climate Solutions LLC
✚
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CA | 6.8 |
|
TIFF Advisory Services LLC
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|
PA | 6.7 |
|
TRG Management LP
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|
NY | 6.5 |