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| First Trust Capital Management LP
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|---|---|
| CRD # | 317825 |
| SEC # | 801-122924 |
| CIK # | 0001604488 |
| AUM | 12.28 B (2026-03-31) |
| Employees | 62 (39% Investors, 2% Brokers) |
| Fees | |
| Minimum | |
| Phone | 773-828-6700 |
| Address | 225 W Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Chart Industries Inc | 0.1 | ||
| Electronic Arts Inc | 0.1 | ||
| National Storage Affiliates Trust | 0.1 | ||
| Webster Financial Corp | 0.0 | ||
| Centurion Acquisition Corp | 0.0 | ||
| Drugs MADE in America Acquisition Corp | 0.0 | ||
| Gp-Act III Acquisition Corp | 0.0 | ||
| Agriculture & Natural Solutions Acquisition Corp | 0.0 | ||
| Siddhi Acquisition Corp Cayman Islands | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | FT Ventures Platform I LLC | [2026-03-31] | 17.7 M | 113.1 M |
| Filed 2025-10-23 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $53,000 · Revenue Decline to Disclose | ||||
| PE | Rehmann Master Fund LLC | [2026-03-31] | 1.2 M | 16.1 M |
| Filed 2025-07-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $240,000 · Revenue Decline to Disclose | ||||
| PE | FT Strategic I LLC | 2025-03-28 | 146.9 M | |
| PE | Aaron Wealth Private Access Fund LLC | [2024-11-12] | 207.7 M | 70.8 M |
| Filed 2025-08-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $410,000 · Revenue Decline to Disclose | ||||
| Other | CP Special Assets Fund LLC | [2024-03-28] | 139.6 M | 65.6 M |
| Filed 2026-01-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $295,000 · Revenue Decline to Disclose | ||||
| HF | Destiny Target Outcome Fund 2024-1 LLC | [2024-03-28] | 22.3 M | 24.2 M |
| Filed 2026-02-20 (D/A) · Exemption 506(c), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | FT Vest Hedged Equity Enhanced Income Fund LLC | [2024-03-28] | 51.4 M | 55.1 M |
| Filed 2026-02-13 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $287,198 · Net Assets Decline to Disclose | ||||
| Other | Park Shore Multi Asset Strategy Fund LLC | [2024-03-28] | 60.7 M | 39.7 M |
| Filed 2025-11-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $28,000 · Net Assets Decline to Disclose | ||||
| PE | FT Investments I LLC | 2023-03-31 | 3.7 M | |
| HF | FT Alternative Platform I LLC | [2022-03-31] | 651.0 M | 438.5 M |
| Filed 2025-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $145,342 · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 25 | 7.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 15 | 4.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 40 | 12.3 |
| By Discretionary | ||
| Discretionary | 23 | 11.3 |
| Non-Discretionary | 17 | 1.0 |
| Total | 40 | 12.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 12.0 | |
| Total | 40 | 12.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Lee | Director | 160 | 9 | |
| Michael Peck | Executive Officer | 46 | 4 | |
| Chad Eisenberg | Executive Officer | 40 | 3 | |
| Robert Seyferth | Director | 28 | 3 | |
| Terrance Gallagher | Director | 25 | 3 | |
| David Sternberg | Executive Officer | 12 | 3 | |
| Jeff O'Brien | Executive Officer | 4 | 3 | |
| Vivaldi Capital Management LLC | Promoter | 4 | 3 | |
| Randal Golden | Executive Officer | 4 | 3 | |
| Gary Shugrue | Director | 26 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001604488] | |
| 3 | [0001604488] | |
| 4 | [0001604488] | |
| 5 | [0001604488] | |
| SC 13G | [0001604488] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.8B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 254900F17D83LYP3CD32 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| First Trust Capital Management LP | |
| First Trust Enhanced Private Credit Fund | |
| First Trust Alternative Opportunities Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2025-03-05 | Other | 0.98 | $10.16 | 10 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2025-02-05 | Other | 0.97 | $10.19 | 10 |
|
First Trust Private Assets Fund NA
COMMON SHARES
|
2025-01-27 | Other | 138.11 | $11.02 | 1,522 |
|
First Trust Real Assets Fund FTREX
CLASS I COMMON SHARES
|
2024-12-13 | Other | 137.96 | $9.07 | 1,251 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-12-13 | Other | 1.76 | $10.12 | 18 |
|
First Trust Hedged Strategies Fund HFLEX
CLASS I COMMON SHARES
|
2024-12-13 | Other | 473.03 | $11.18 | 5,288 |
|
First Trust Hedged Strategies Fund HFLEX
CLASS A COMMON SHARES
|
2024-12-13 | Other | 1.41 | $11.13 | 16 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-12-04 | Other | 0.95 | $10.25 | 10 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-11-06 | Other | 0.94 | $10.31 | 10 |
|
First Trust Real Assets Fund FTREX
CLASS I COMMON SHARES
|
2024-10-02 | Other | 136.37 | $9.17 | 1,251 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-10-02 | Other | 0.94 | $10.29 | 10 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-09-04 | Other | 0.93 | $10.31 | 10 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-08-07 | Other | 0.91 | $10.30 | 9 |
|
First Trust Real Assets Fund FTREX
CLASS I COMMON SHARES
|
2024-07-03 | Other | 134.52 | $9.18 | 1,235 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-07-03 | Other | 0.91 | $10.34 | 9 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-06-05 | Other | 0.90 | $10.37 | 9 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-05-01 | Other | 0.90 | $10.35 | 9 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-04-03 | Other | 0.89 | $10.37 | 9 |
|
First Trust Real Assets Fund FTREX
CLASS I COMMON SHARES
|
2024-04-03 | Other | 132.83 | $9.23 | 1,226 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-03-06 | Other | 0.88 | $10.37 | 9 |
| showing 20 of 54 most recent transactions | |||||
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|---|---|---|
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PA | 8,615.7 M |