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| First Trust Capital Management LP
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|---|---|
| CRD # | 317825 |
| SEC # | 801-122924 |
| CIK # | 0001617572, 0001070296, 0001972865, 0001604488, 0001072842 |
| AUM | 12.28 B (2026-03-31) |
| Employees | 62 (39% Investors, 2% Brokers) |
| Fees | |
| Minimum | |
| Phone | 773-828-6700 |
| Address | 225 W Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Chart Industries Inc | 0.1 | ||
| Electronic Arts Inc | 0.1 | ||
| National Storage Affiliates Trust | 0.1 | ||
| Webster Financial Corp | 0.0 | ||
| Centurion Acquisition Corp | 0.0 | ||
| Drugs MADE in America Acquisition Corp | 0.0 | ||
| Gp-Act III Acquisition Corp | 0.0 | ||
| Agriculture & Natural Solutions Acquisition Corp | 0.0 | ||
| Siddhi Acquisition Corp Cayman Islands | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | FT Ventures Platform I LLC | [2026-03-31] | 17.7 M | 113.1 M |
| Filed 2025-10-23 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $53,000 · Revenue Decline to Disclose | ||||
| PE | Rehmann Master Fund LLC | [2026-03-31] | 1.2 M | 16.1 M |
| Filed 2025-07-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $240,000 · Revenue Decline to Disclose | ||||
| PE | FT Strategic I LLC | 2025-03-28 | 146.9 M | |
| PE | Aaron Wealth Private Access Fund LLC | [2024-11-12] | 207.7 M | 70.8 M |
| Filed 2025-08-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $410,000 · Revenue Decline to Disclose | ||||
| Other | CP Special Assets Fund LLC | [2024-03-28] | 139.6 M | 65.6 M |
| Filed 2026-01-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $295,000 · Revenue Decline to Disclose | ||||
| HF | Destiny Target Outcome Fund 2024-1 LLC | [2024-03-28] | 22.3 M | 24.2 M |
| Filed 2026-02-20 (D/A) · Exemption 506(c), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | FT Vest Hedged Equity Enhanced Income Fund LLC | [2024-03-28] | 51.4 M | 55.1 M |
| Filed 2026-02-13 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $287,198 · Net Assets Decline to Disclose | ||||
| Other | Park Shore Multi Asset Strategy Fund LLC | [2024-03-28] | 60.7 M | 39.7 M |
| Filed 2025-11-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $28,000 · Net Assets Decline to Disclose | ||||
| PE | FT Investments I LLC | 2023-03-31 | 3.7 M | |
| HF | FT Alternative Platform I LLC | [2022-03-31] | 651.0 M | 438.5 M |
| Filed 2025-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $145,342 · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 25 | 7.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 15 | 4.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 40 | 12.3 |
| By Discretionary | ||
| Discretionary | 23 | 11.3 |
| Non-Discretionary | 17 | 1.0 |
| Total | 40 | 12.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 12.0 | |
| Total | 40 | 12.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Lee | Director | 163 | 9 | |
| Michael Peck | Executive Officer | 48 | 4 | |
| Chad Eisenberg | Executive Officer | 42 | 3 | |
| Robert Seyferth | Director | 29 | 3 | |
| Terrance Gallagher | Director | 26 | 3 | |
| David Sternberg | Executive Officer | 12 | 3 | |
| Jeff O'Brien | Executive Officer | 5 | 3 | |
| Vivaldi Capital Management LLC | Promoter | 4 | 3 | |
| Randal Golden | Executive Officer | 4 | 3 | |
| Gary Shugrue | Director | 27 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001070296] | |
| 10-Q | [0001070296] | |
| 3 | [0001070296] | |
| 4 | [0001070296] | |
| 5 | [0001070296] | |
| 8-K | [0001070296] | |
| SC 13G | [0001070296] | |
| 10-K | [0001072842] | |
| 10-Q | [0001072842] | |
| 3 | [0001072842] | |
| 8-K | [0001072842] | |
| 13F-HR | [0001604488] | |
| 3 | [0001604488] | |
| 4 | [0001604488] | |
| 5 | [0001604488] | |
| SC 13G | [0001604488] | |
| 10-K | [0001617572] | |
| 10-Q | [0001617572] | |
| 3 | [0001617572] | |
| 8-K | [0001617572] | |
| D | [0001617572] | |
| D | [0001972865] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.8B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 254900F17D83LYP3CD32 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
First Capital Inc FCAP
Common Stock
|
2026-09-26 | Other | 24.41 | $46.10 | 1,125 |
|
First Capital Inc FCAP
Common Stock
|
2026-09-26 | Other | 22.66 | $46.10 | 1,045 |
|
First Capital Inc FCAP
Common Stock
|
2026-09-26 | Other | 19.09 | $46.10 | 880 |
|
First Capital Inc FCAP
Common Stock
|
2026-02-27 | Grant | 300 | $50.80 | 15,240 |
|
First Capital Inc FCAP
Common Stock
|
2026-02-27 | Grant | 300 | $50.80 | 15,240 |
|
First Capital Inc FCAP
Common Stock
|
2025-12-26 | Other | 18.94 | $59.81 | 1,133 |
|
First Capital Inc FCAP
Common Stock
|
2025-12-26 | Other | 14.81 | $59.81 | 886 |
|
First Capital Inc FCAP
Common Stock
|
2025-12-26 | Other | 3.62 | $59.81 | 217 |
|
First Capital Inc FCAP
Common Stock
|
2025-12-26 | Other | 17.58 | $59.81 | 1,051 |
|
First Capital Inc FCAP
Common Stock
|
2025-12-26 | Other | 9.76 | $59.81 | 584 |
|
First Capital Inc FCAP
Common Stock
|
2025-09-26 | Other | 4.67 | $46.10 | 215 |
|
First Capital Inc FCAP
Common Stock
|
2025-09-26 | Other | 12.57 | $46.10 | 579 |
|
First Capital Inc FCAP
Common Stock
|
2025-08-15 | Grant | 200 | $38.25 | 7,650 |
|
First Capital Inc FCAP
Common Stock
|
2025-08-15 | Grant | 200 | $37.50 | 7,500 |
|
First Capital Inc FCAP
Common Stock
|
2025-06-27 | Other | 12.11 | $42.32 | 512 |
|
First Capital Inc FCAP
Common Stock
|
2025-06-27 | Other | 4.11 | $42.32 | 174 |
|
First Capital Inc FCAP
Common Stock
|
2025-06-27 | Other | 12.09 | $42.32 | 512 |
|
First Capital Inc FCAP
Common Stock
|
2025-06-27 | Other | 24.09 | $42.32 | 1,019 |
|
First Capital Inc FCAP
Common Stock
|
2025-06-27 | Other | 22.93 | $42.32 | 970 |
|
First Capital Inc FCAP
Common Stock
|
2025-05-01 | Buy | 60 | $45.70 | 2,742 |
| showing 20 of 200 most recent transactions | |||||
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|---|---|---|
|
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✚
|
MA | 16.29 B |
|
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✚
|
TX | 14.45 B |
|
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DE | 13.97 B |
|
Ullico Investment Advisors Inc
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|
Global Endowment Management LP
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|
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|
NY | 11.98 B |
|
LaSalle Investment Management Inc
✚
|
IL | 11.46 B |
|
CAZ Investments LP
✚
|
TX | 10.83 B |
|
Black Diamond Capital Management I LLLP
✚
|
VI | 10.71 B |
|
TIFF Advisory Services LLC
✚
|
PA | 8,615.7 M |