First Trust Capital Management LP

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First Trust Capital Management LP ✚
CRD #	317825
SEC #	801-122924
CIK #	0001604488
AUM	12.28 B (2026-03-31)
Employees	62 (39% Investors, 2% Brokers)
Fees
Minimum
Phone	773-828-6700
Address	225 W Wacker Drive Chicago, IL 60606
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	Chart Industries Inc	0.1
	Electronic Arts Inc	0.1
	National Storage Affiliates Trust	0.1
	Webster Financial Corp	0.0
	Centurion Acquisition Corp	0.0
	Drugs MADE in America Acquisition Corp	0.0
	Gp-Act III Acquisition Corp	0.0
	Agriculture & Natural Solutions Acquisition Corp	0.0
	Siddhi Acquisition Corp Cayman Islands	0.0

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
PE	FT Ventures Platform I LLC	[2026-03-31]	17.7 M	113.1 M
	Filed 2025-10-23 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $53,000 · Revenue Decline to Disclose
PE	Rehmann Master Fund LLC	[2026-03-31]	1.2 M	16.1 M
	Filed 2025-07-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $240,000 · Revenue Decline to Disclose
PE	FT Strategic I LLC	2025-03-28		146.9 M
PE	Aaron Wealth Private Access Fund LLC	[2024-11-12]	207.7 M	70.8 M
	Filed 2025-08-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $410,000 · Revenue Decline to Disclose
Other	CP Special Assets Fund LLC	[2024-03-28]	139.6 M	65.6 M
	Filed 2026-01-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $295,000 · Revenue Decline to Disclose
HF	Destiny Target Outcome Fund 2024-1 LLC	[2024-03-28]	22.3 M	24.2 M
	Filed 2026-02-20 (D/A) · Exemption 506(c), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	FT Vest Hedged Equity Enhanced Income Fund LLC	[2024-03-28]	51.4 M	55.1 M
	Filed 2026-02-13 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $287,198 · Net Assets Decline to Disclose
Other	Park Shore Multi Asset Strategy Fund LLC	[2024-03-28]	60.7 M	39.7 M
	Filed 2025-11-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $28,000 · Net Assets Decline to Disclose
PE	FT Investments I LLC	2023-03-31		3.7 M
HF	FT Alternative Platform I LLC	[2022-03-31]	651.0 M	438.5 M
	Filed 2025-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $145,342 · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	25	7.7
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	15	4.6
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	40	12.3
By Discretionary
Discretionary	23	11.3
Non-Discretionary	17	1.0
Total	40	12.3
By Non-United States Persons
Non-United States Persons		0.2
United States Persons		12.0
Total	40	12.3

Form D Directors	Role	# Filings	# Firms
David Lee	Director	160	9
Michael Peck	Executive Officer	46	4
Chad Eisenberg	Executive Officer	40	3
Robert Seyferth	Director	28	3
Terrance Gallagher	Director	25	3
David Sternberg	Executive Officer	12	3
Jeff O'Brien	Executive Officer	4	3
Vivaldi Capital Management LLC	Promoter	4	3
Randal Golden	Executive Officer	4	3
Gary Shugrue	Director	26	2
Ann Maurer	Executive Officer	23	2
First Trust Capital Management LP	Promoter	21	2
Thomas Reckley	Executive Officer	10	2
Destiny Wealth Partners LLC	Promoter	4	2
Vcm GP LLC	Executive Officer	3	2
Dan Lancz	Executive Officer	2	2
Ftcs Offshore Fund GP LLC	Executive Officer	1	1

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001604488]
3	[0001604488]
4	[0001604488]
5	[0001604488]
SC 13G	[0001604488]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
First Trust Capital Management LP	Future Money Acquisition Corp	[2026-05-15]
First Trust Capital Management LP	Blue Foundry Bancorp	[2026-05-15]
First Trust Capital Management LP	BC Partners Lending Corp	[2026-03-24]
First Trust Capital Management LP	TCW Direct Lending VIII LLC	[2026-02-17]
First Trust Capital Management LP	ARIS Water Solutions Inc	[2025-11-14]
First Trust Capital Management LP	Vendome Acquisition Corp I	[2025-11-14]
First Trust Capital Management LP	Audax Private Credit Fund LLC	[2025-08-14]
First Trust Capital Management LP	Digital Asset Acquisition Corp	[2025-08-14]
First Trust Capital Management LP	Rithm Acquisition Corp	[2025-08-14]
First Trust Capital Management LP	Real Asset Acquisition Corp	[2025-08-14]
View All

Firm Profile (Form ADV)
Discretionary AUM	$1.8B
Serves	Institutional
Fund Types	Hedge Fund, Private Equity, Real Estate
LEI	254900F17D83LYP3CD32

Form 3/4/5 Subject	2011 - 2026
First Trust Capital Management LP
First Trust Enhanced Private Credit Fund
First Trust Alternative Opportunities Fund

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2025-03-05	Other	0.98	$10.16	10
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2025-02-05	Other	0.97	$10.19	10
First Trust Private Assets Fund NA COMMON SHARES	2025-01-27	Other	138.11	$11.02	1,522
First Trust Real Assets Fund FTREX CLASS I COMMON SHARES	2024-12-13	Other	137.96	$9.07	1,251
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2024-12-13	Other	1.76	$10.12	18
First Trust Hedged Strategies Fund HFLEX CLASS I COMMON SHARES	2024-12-13	Other	473.03	$11.18	5,288
First Trust Hedged Strategies Fund HFLEX CLASS A COMMON SHARES	2024-12-13	Other	1.41	$11.13	16
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2024-12-04	Other	0.95	$10.25	10
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2024-11-06	Other	0.94	$10.31	10
First Trust Real Assets Fund FTREX CLASS I COMMON SHARES	2024-10-02	Other	136.37	$9.17	1,251
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2024-10-02	Other	0.94	$10.29	10
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2024-09-04	Other	0.93	$10.31	10
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2024-08-07	Other	0.91	$10.30	9
First Trust Real Assets Fund FTREX CLASS I COMMON SHARES	2024-07-03	Other	134.52	$9.18	1,235
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2024-07-03	Other	0.91	$10.34	9
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2024-06-05	Other	0.90	$10.37	9
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2024-05-01	Other	0.90	$10.35	9
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2024-04-03	Other	0.89	$10.37	9
First Trust Real Assets Fund FTREX CLASS I COMMON SHARES	2024-04-03	Other	132.83	$9.23	1,226
First Trust Private Credit Fund FTCAX CLASS A COMMON SHARES	2024-03-06	Other	0.88	$10.37	9
showing 20 of 54 most recent transactions

Comparable Firms	State	AUM
Bain Capital Asset Management LP ✚	MA	16.29 B
Crow Holdings Capital Partners LLC ✚	TX	14.45 B
Brandywine Managers LLC ✚	DE	13.97 B
Ullico Investment Advisors Inc ✚	MD	13.92 B
Global Endowment Management LP ✚	NC	12.88 B
PointState Capital LP ✚	NY	11.98 B
LaSalle Investment Management Inc ✚	IL	11.46 B
CAZ Investments LP ✚	TX	10.83 B
Black Diamond Capital Management I LLLP ✚	VI	10.71 B
TIFF Advisory Services LLC ✚	PA	8,615.7 M

First Trust Capital Management LP

Assets, Funds, Holdings