|
⚲
|
| Keyboard |
| Goodman Financial Corporation
✚
|
|
|---|---|
| CRD # | 114637 |
| SEC # | 801-61260 |
| CIK # | 0001382303 |
| AUM | 915.9 M (2026-04-24) |
| Employees | 26 (62% Investors, 0% Brokers) |
| Phone | 713-599-1777 |
| Address | 5177 Richmond Avenue Houston, TX 77056 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nextracker Inc | 29.9 | ||
| Plains GP Holdings LP | 19.9 | ||
| Ultra Clean Holdings Inc | 19.3 | ||
| Schlumberger Ltd /NV/ | 18.6 | ||
| Pfizer Inc | 18.0 | ||
| Waste Management Inc | 17.8 | ||
| Parsons Corp | 17.3 | ||
| Amazon Com Inc | 17.2 | ||
| Wynn Resorts Ltd | 16.7 | ||
| Schwab Charles Corp | 15.8 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | GFC Quantified Alpha LP | [2023-01-06] | 0.7 M | 0.8 M |
| Filed 2023-11-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 67 | 37.3 |
| (b) Individuals (high net worth individuals) | 207 | 820.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 13 | 57.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.4 |
| (n) Other | 0 | 0.0 |
| Total | 913 | 915.9 |
| By Discretionary | ||
| Discretionary | 909 | 912.5 |
| Non-Discretionary | 4 | 3.4 |
| Total | 913 | 915.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 915.9 | |
| Total | 913 | 915.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Steven Goodman | Executive Officer | 5 | 2 | |
| Goodman Financial Corporation | Executive Officer | 1 | 1 | |
| Gfc Quantified Alpha GP LLC | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001382303] | |
| SC 13G | [0001382303] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Goodman Financial Corp | Sharps Compliance Corp | [2018-02-05] |
| Goodman Financial Corp | Sharps Compliance Corp | [2017-02-09] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Founders Capital Management LLC
✚
|
CT | 920.3 M |
|
Oak Root LLC
✚
|
920.0 M | |
|
MRAZ Amerine & Associates Inc
✚
|
CA | 917.5 M |
|
Dillon & Associates Inc
✚
|
MI | 916.4 M |
|
Charles Pratt & Company LLC
✚
|
NY | 916.1 M |
|
Strategic Point Investment Advisors LLC
✚
|
RI | 914.8 M |
|
RMG Wealth Management LLC
✚
|
WI | 914.0 M |
|
Beverly Hills Private Wealth LLC
✚
|
CA | 912.2 M |
|
Guardian Financial Partners LLC
✚
|
CA | 911.9 M |
|
Trubee Wealth Advisors Inc
✚
|
NY | 911.5 M |