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| Happy Holidays!! thanks for using AUM13F!! |
| Great Elm Capital Management LLC
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|---|---|
| CRD # | 284304 |
| SEC # | 801-108228 |
| CIK # | 0001675033, 0001082506 |
| AUM | $350.9 M (2025-03-14) |
| Employees | 21 (33% Investors, 0% Brokers) |
| Phone | 561-214-7901 |
| Address | 3801 PGA Boulevard Palm Beach Gardens, FL 33410 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Great Elm Credit Income Fund LLC | [2024-03-22] | 14.5 | 12.1 |
| HF | Great Elm Opportunities Fund I LP - Series D | [2023-03-30] | 7.0 | 7.1 |
| HF | Great Elm SPAC Opportunity Fund LLC | [2021-03-31] | 14.1 | 26.4 |
| HF | Great Elm Opportunities Fund I LP - Series B | [2020-03-30] | 3.5 | 0.8 |
| HF | Great Elm Opportunities Fund I LP - Series A | [2019-03-29] | 1.0 | 0.2 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 1 | 332.7 |
| (f) Pooled investment vehicles | 2 | 18.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 350.9 |
| By Discretionary | ||
| Discretionary | 3 | 350.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 350.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 350.9 | |
| Total | 3 | 350.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Great Elm Capital Management Inc | 7 | ||
| Great Elm Opportunities GP Inc | 5 | ||
| Great Elm Opportunities Fund I LP | 3 | ||
| Great Elm Capital Management LLC | 2 | ||
| Great Elm Opportunities Great Elm Opportunities Fund I LP | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001082506] | |
| 10-Q | [0001082506] | |
| 3 | [0001082506] | |
| 4 | [0001082506] | |
| 5 | [0001082506] | |
| 8-K | [0001082506] | |
| D | [0001082506] | |
| SC 13D | [0001082506] | |
| SC 13G | [0001082506] | |
| 10-K | [0001675033] | |
| 10-Q | [0001675033] | |
| 3 | [0001675033] | |
| 4 | [0001675033] | |
| 8-K | [0001675033] | |
| D | [0001675033] | |
| SC 13D | [0001675033] | |
| SC 13G | [0001675033] |
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|---|---|---|
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