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| Great Elm Capital Management LLC
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|---|---|
| CRD # | 284304 |
| SEC # | 801-108228 |
| CIK # | 0001675033, 0001082506 |
| AUM | 346.1 M (2026-03-24) |
| Employees | 21 (29% Investors, 0% Brokers) |
| Phone | 561-214-7901 |
| Address | 3801 PGA Boulevard Palm Beach Gardens, FL 33410 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Great Elm Credit Income Fund LLC | [2024-03-22] | 14.5 M | 6.6 M |
| Filed 2025-03-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Great Elm Opportunities Fund I LP - Series D | [2023-03-30] | 7.0 M | 7.1 M |
| Filed 2024-03-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Great Elm SPAC Opportunity Fund LLC | [2021-03-31] | 14.1 M | 26.4 M |
| Filed 2021-03-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Great Elm Opportunities Fund I LP - Series B | [2020-03-30] | 3.5 M | 0.8 M |
| Filed 2019-08-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Great Elm Opportunities Fund I LP - Series A | [2019-03-29] | 1.0 M | 0.2 M |
| Filed 2020-08-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 1 | 332.9 |
| (f) Pooled investment vehicles | 2 | 13.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 346.1 |
| By Discretionary | ||
| Discretionary | 3 | 346.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 346.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 346.1 | |
| Total | 3 | 346.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Great Elm Capital Management Inc | Executive Officer, Promoter | 7 | 2 | |
| Great Elm Opportunities GP Inc | Executive Officer | 5 | 2 | |
| Great Elm Opportunities Fund I LP | Promoter | 3 | 2 | |
| Great Elm Capital Management LLC | Executive Officer | 2 | 2 | |
| Great Elm Opportunities Great Elm Opportunities Fund I LP | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001082506] | |
| 10-Q | [0001082506] | |
| 3 | [0001082506] | |
| 4 | [0001082506] | |
| 5 | [0001082506] | |
| 8-K | [0001082506] | |
| D | [0001082506] | |
| SC 13D | [0001082506] | |
| SC 13G | [0001082506] | |
| 10-K | [0001675033] | |
| 10-Q | [0001675033] | |
| 3 | [0001675033] | |
| 4 | [0001675033] | |
| 8-K | [0001675033] | |
| D | [0001675033] | |
| SC 13D | [0001675033] | |
| SC 13G | [0001675033] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Great Elm Capital Corp GECC
Common Stock
|
2025-11-07 | Buy | 19,650 | $7.64 | 150,126 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-08-20 | Sell | 7,793 | $11.20 | 87,282 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-08-18 | Sell | 363 | $11.20 | 4,066 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-07-11 | Sell | 38,793 | $10.95 | 424,783 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-07-10 | Sell | 8,661 | $10.95 | 94,838 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-07-09 | Sell | 3,129 | $10.95 | 34,263 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-07-08 | Sell | 3,218 | $10.95 | 35,237 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-07-07 | Sell | 11,852 | $10.95 | 129,779 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-07-03 | Sell | 11,021 | $10.95 | 120,680 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-07-02 | Sell | 13,324 | $10.95 | 145,898 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-06-13 | Buy | 36 | $11.01 | 396 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-06-13 | Sell | 2,714 | $11.00 | 29,854 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-06-12 | Buy | 3,100 | $10.95 | 33,945 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-06-12 | Sell | 7,288 | $10.97 | 79,949 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-06-11 | Sell | 2,642 | $11.20 | 29,590 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-06-11 | Buy | 5,000 | $11.18 | 55,900 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-06-10 | Buy | 3,500 | $11.13 | 38,955 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-06-09 | Buy | 1,500 | $10.83 | 16,245 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-06-09 | Buy | 2,500 | $11.12 | 27,800 |
|
Great Elm Capital Corp GECC
Common Stock
|
2025-06-06 | Buy | 1,500 | $10.74 | 16,110 |
| showing 20 of 200 most recent transactions | |||||
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HCG Fund Management LP
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Brightline Capital Management LLC
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