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| Guggenheim Funds Investment Advisors LLC
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|---|---|
| CRD # | 129288 |
| SEC # | 801-62515 |
| CIK # | 0001280782 |
| AUM | 4,118.7 M (2026-03-31) |
| Employees | 5 (0% Investors, 60% Brokers) |
| Fees | |
| Minimum | |
| Phone | 312-357-1007 |
| Address | 227 West Monroe Street Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001280782 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Targa Resources Corp | 0.9 | ||
| Williams Companies Inc | 0.9 | ||
| Energy Transfer Equity LP | 0.8 | ||
| MPLX LP | 0.8 | ||
| Cheniere Energy Inc | 0.7 | ||
| Enterprise Products Partners L P | 0.6 | ||
| Oneok Inc /New/ | 0.6 | ||
| Transcanada Corp | 0.5 | ||
| Nvidia Corp | 0.5 | ||
| Apple Inc | 0.4 | ||
| DT Midstream Inc | 0.4 | ||
| Microsoft Corp | 0.4 | ||
| Arch Capital Group Ltd | 0.4 | ||
| Amazon Com Inc | 0.4 | ||
| Enbridge Inc | 0.4 | ||
| Western Gas Equity Partners LP | 0.4 | ||
| Ross Stores Inc | 0.3 | ||
| Alphabet Inc | 0.3 | ||
| Broadcom Inc | 0.3 | ||
| Plains GP Holdings LP | 0.3 | ||
| Kinder Morgan Inc | 0.3 | ||
| Antero Midstream GP LP | 0.3 | ||
| Facebook Inc | 0.2 | ||
| Plains All American Pipeline LP | 0.2 | ||
| Alphabet Inc | 0.2 | ||
| Paccar Inc | 0.2 | ||
| Visa Inc | 0.2 | ||
| Lam Research Corp | 0.2 | ||
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| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 4.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 4.1 |
| By Discretionary | ||
| Discretionary | 3 | 4.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 4.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.1 | |
| Total | 3 | 4.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001280782] | |
| 3 | [0001280782] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $7.0B |
| Serves | Institutional |
| LEI | 5493006FBKA0W3QZI223 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Guggenheim Active Allocation Fund | |
| Guggenheim Funds Investment Advisors LLC |
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