Harbert Fund Advisors LLC

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Assets, Funds, Holdings

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Harbert Fund Advisors LLC
CRD #110577
SEC #801-55926
CIK #0001616659
AUM $7.8 B (2026-03-31)
Employees 147 (42% Investors, 0% Brokers)
Phone205-987-5500
Address2100 Third Avenue North, Ste 600
Birmingham, AL 35203
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
25201510501999200820172027
Sector Form 13F Holdings Value ($M)
Identive Group Inc 2.7
Transact Technologies Inc 0.3
 
 
 
 
 
 
 
 
 
Holdings by Sector ($M)
4003202401608002013201720222027
Type Form D Funds Date Sold ($M) AUM ($M)
PE Harbert Crossover Fund LP 2026-03-31 27.7
PE HPF VII Parallel Fund LP [2026-03-31] 218.8 13.7
PE Golden SWAG LLC 2025-03-31 235.2
PE Gotham Power Investors LLC 2025-03-31 887.9
RE Harbert Hamburg Co-Investor LP [2025-03-31] 40.5 49.9
PE Harbert Power Fund VII LP [2025-03-31] 218.8 126.7
RE Harbert Seniors Housing Fund III LP 2025-03-31 0.0
RE HERE Co-Investment Fund I 2025-03-31 4.4
RE HEREF VI - Skyfall Co-Investor LP 2025-03-31 102.2
VC HGP IV Co-Investor LP 2025-03-31 6.5
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 44 7.8
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 44 7.8
By Discretionary
Discretionary 44 7.8
Non-Discretionary 0 0.0
Total 44 7.8
By Non-United States Persons
Non-United States Persons 7.8
United States Persons 0.0
Total 44 7.8
Limited Partners2011 - 2026
California Public Employees' Retirement System
Form D Directors Role # Filings # Firms 2011 - 2026
Martin Byrne 130 21
Trinda Blackmore 44 15
Charles Miller 69 4
John McCullough 52 4
John Harrison 48 4
J Martin 32 4
John Scott 51 3
Raymond Harbert 24 3
J Travis Pritchett 22 3
Thomas Roberts III 18 3
View All
EDGAR Form CIK 2011 - 2026
13F-HR [0001616659]
3 [0001616659]
4 [0001616659]
SC 13D [0001616659]
Form 13D/13G Filer Form 13D/13G Subject Filed
Harbert Fund Advisors Inc Global Indemnity Group LLC [2020-11-06]
Form 3/4/5 Subject 2011 - 2026
Harbert Raymond J
Lucas Kenan
Harbert Discovery Fund GP LLC
Transact Technologies Inc
Harbert Discovery Fund, LP
Bryant John F
Harbert Management Corp
Harbert Fund Advisors Inc
Qumu Corp
Harbert Discovery Co-Investment Fund I LP
View All
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DC 7.3
Galvanize Climate Solutions LLC
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Abacus Capital Group LLC
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TRG Management LP
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BMO Asset Management Corp
IL 6.2
GID Multifamily Investment Management LLC
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Investcorp Investment Advisers LLC
NY 5.5
ZAIS Group LLC
NJ 5.3
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