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| Harbert Fund Advisors LLC
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|---|---|
| CRD # | 110577 |
| SEC # | 801-55926 |
| CIK # | 0001616659 |
| AUM | 7,820.7 M (2026-03-31) |
| Employees | 147 (42% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 205-987-5500 |
| Address | 2100 Third Avenue North, Ste 600 Birmingham, AL 35203 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Identive Group Inc | 2.7 | ||
| Transact Technologies Inc | 0.3 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Harbert Crossover Fund LP | 2026-03-31 | 27.7 M | |
| PE | HPF VII Parallel Fund LP | [2026-03-31] | 218.8 M | 13.7 M |
| Filed 2025-10-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Golden SWAG LLC | 2025-03-31 | 235.2 M | |
| PE | Gotham Power Investors LLC | 2025-03-31 | 887.9 M | |
| RE | Harbert Hamburg Co-Investor LP | [2025-03-31] | 40.5 M | 49.9 M |
| Filed 2024-09-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Harbert Power Fund VII LP | [2025-03-31] | 218.8 M | 126.7 M |
| Filed 2025-10-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Harbert Seniors Housing Fund III LP | 2025-03-31 | ||
| RE | Here Co-Investment Fund I | 2025-03-31 | 4.4 M | |
| RE | HEREF VI - Skyfall Co-Investor LP | 2025-03-31 | 102.2 M | |
| VC | HGP IV Co-Investor LP | 2025-03-31 | 6.5 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 44 | 7.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 44 | 7.8 |
| By Discretionary | ||
| Discretionary | 44 | 7.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 44 | 7.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 7.8 | |
| United States Persons | 0.0 | |
| Total | 44 | 7.8 |
| Limited Partners | 2011 - 2026 |
|---|---|
| California Public Employees' Retirement System |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Martin Byrne | Director | 130 | 21 | |
| Trinda Blackmore | Director | 44 | 14 | |
| John Harrison | Director, Executive Officer | 48 | 4 | |
| J Martin | Executive Officer | 32 | 4 | |
| Charles Miller | Executive Officer | 69 | 3 | |
| John McCullough | Director, Executive Officer | 53 | 3 | |
| John Scott | Director | 51 | 3 | |
| Thomas Roberts III | Executive Officer | 18 | 3 | |
| Shawn Kravetz | Executive Officer | 4 | 3 | |
| Wayne Hunter | Executive Officer | 34 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001616659] | |
| 3 | [0001616659] | |
| 4 | [0001616659] | |
| SC 13D | [0001616659] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Harbert Fund Advisors Inc | Global Indemnity Group LLC | [2020-11-06] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.1B |
| Clients | 2 (100 non-US) |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| Related People Network |
|---|
| 83 people file Form D offerings alongside this firm's people, tied to 6 other firms through shared filers. |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Qumu Corp QUMU
Common Stock, $0.01 par value
|
2021-08-13 | Buy | 87,885 | $2.48 | 217,955 |
|
Qumu Corp QUMU
Common Stock, $0.01 par value
|
2021-08-12 | Buy | 65,378 | $2.50 | 163,445 |
|
Qumu Corp QUMU
Common Stock, $0.01 par value
|
2021-08-11 | Buy | 175,000 | $2.44 | 427,000 |
|
ENZO Biochem Inc ENZ
Common Stock
|
2021-03-16 | Sell | 100,000 | $4.54 | 454,000 |
|
ENZO Biochem Inc ENZ
Common Stock
|
2021-03-16 | Sell | 200,000 | $4.70 | 940,000 |
|
ENZO Biochem Inc ENZ
"Common Stock, $0.01 par value (""Common Stock"")"
|
2021-03-15 | Sell | 100,000 | $4.75 | 475,000 |
|
ENZO Biochem Inc ENZ
Common Stock
|
2021-03-15 | Sell | 44,768 | $5.00 | 223,840 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2020-12-21 | Disposed to issuer | 987,091 | $7.00 | 6,909,637 |
|
Perceptron Inc/MI PRCP
Director Stock Option (Right to Buy) · derivative
|
2020-12-21 | Disposed to issuer | 8,000 | ||
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2020-12-21 | Disposed to issuer | 34,086 | $7.00 | 238,602 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2020-12-01 | Grant | 2,618 | $6.97 | 18,247 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2020-09-01 | Grant | 4,284 | $4.26 | 18,250 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2020-06-01 | Grant | 4,662 | $3.11 | 14,499 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2020-03-02 | Grant | 3,172 | $4.57 | 14,496 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2019-12-02 | Grant | 3,777 | $4.50 | 16,996 |
|
Qumu Corp QUMU
Common Stock, $0.01 par value
|
2019-11-07 | Buy | 100,000 | $2.50 | 250,000 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2019-09-03 | Grant | 3,222 | $4.50 | 14,499 |
|
ENZO Biochem Inc ENZ
Common Stock
|
2019-08-20 | Buy | 9,700 | $3.11 | 30,167 |
|
ENZO Biochem Inc ENZ
"Common Stock, $0.01 par value (""Common Stock"")"
|
2019-08-16 | Buy | 22,800 | $3.06 | 69,768 |
|
ENZO Biochem Inc ENZ
Common Stock
|
2019-07-23 | Buy | 409,200 | $3.65 | 1,493,580 |
| showing 20 of 36 most recent transactions | |||||
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