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High Falls Advisors Inc
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CRD # | 108678 |
SEC # | 801-34161 |
CIK # | 0001569139 |
AUM | $520.6 MM (2024-03-28) |
Employees | 17 (65% Investors, 18% Brokers) |
Phone | 585-935-5300 |
Address | 180 South Clinton Ave Rochester, NY 14604 |
Source | [IAPD] [EDGAR] [Website] [Facebook] |
Total AUM ($MM) |
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Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
---|---|---|---|
AAPL | 2,382,844.0 | 11.5 | |
MSFT | 1,918,222.4 | 3.7 | |
NVDA | 399,550.0 | 2.7 | |
CAT | 99,975.7 | 1.6 | |
Holdings by Sector ($MM) |
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AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 816 | 189.7 |
(b) Individuals (high net worth individuals) | 160 | 325.2 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 4 | 5.7 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 1,704 | 520.6 |
By Discretionary | ||
Discretionary | 1,704 | 520.6 |
Non-Discretionary | 0 | 0.0 |
Total | 1,704 | 520.6 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 520.6 | |
Total | 1,704 | 520.6 |
EDGAR Form | CIK | 2011 - 2024 |
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13F-HR | [0001569139] |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Marketriders Inc
✚
|
MO | 0.6 |
Koesten Hirschmann & Crabtree Inc
✚
|
KS | 0.5 |
Source Financial Advisors LLC
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|
NY | 0.5 |
Wilsey Asset Management Incorporated
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|
CA | 0.5 |
West Financial Advisors LLC
✚
|
IA | 0.5 |
Brent Forrest & Associates LLC
✚
|
TX | 0.5 |
von Borstel & Associates Inc
✚
|
OR | 0.5 |
Matthew Goff Investment Advisor LLC
✚
|
TX | 0.5 |
Reliant Wealth Planning LLC
✚
|
KY | 0.5 |
Total Clarity Wealth Management Inc
✚
|
IL | 0.5 |