|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| High Falls Advisors Inc
✚
|
|
|---|---|
| CRD # | 108678 |
| SEC # | 801-34161 |
| CIK # | 0001569139 |
| AUM | $607.0 M (2025-03-31) |
| Employees | 18 (39% Investors, 11% Brokers) |
| Phone | 585-935-5300 |
| Address | 180 South Clinton Ave Rochester, NY 14604 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 11.9 | ||
| iShares Comex Gold Trust | 5.2 | ||
| Microsoft Corp | 3.7 | ||
| Nvidia Corp | 3.0 | ||
| VISA Inc | 2.3 | ||
| J P Morgan Chase & Co | 2.0 | ||
| Caterpillar Inc | 1.9 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 580 | 222.0 |
| (b) Individuals (high net worth individuals) | 182 | 376.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 3 | 5.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 3.1 |
| (n) Other | 0 | 0.0 |
| Total | 1,762 | 607.0 |
| By Discretionary | ||
| Discretionary | 1,761 | 599.0 |
| Non-Discretionary | 1 | 8.1 |
| Total | 1,762 | 607.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 607.0 | |
| Total | 1,762 | 607.0 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001569139] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Koesten Hirschmann & Crabtree Inc
✚
|
KS | 0.7 |
|
Ironwood Wealth Management LLC
✚
|
AZ | 0.7 |
|
Wilsey Asset Management Incorporated
✚
|
CA | 0.7 |
|
Proventus AG Vermgensverwaltung
✚
|
0.6 | |
|
West Financial Advisors LLC
✚
|
IA | 0.6 |
|
Total Clarity Wealth Management Inc
✚
|
IL | 0.6 |
|
von Borstel & Associates Inc
✚
|
OR | 0.6 |
|
Matthew Goff Investment Advisor LLC
✚
|
TX | 0.6 |
|
Brogan Financial Inc
✚
|
TN | 0.5 |
|
Brent Forrest & Associates LLC
✚
|
TX | 0.5 |