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| Keyboard |
| High Falls Advisors Inc
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|---|---|
| CRD # | 108678 |
| SEC # | 801-34161 |
| CIK # | 0001569139 |
| AUM | 694.7 M (2026-03-31) |
| Employees | 17 (41% Investors, 0% Brokers) |
| Phone | 585-935-5300 |
| Address | 180 South Clinton Ave Rochester, NY 14604 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 14.9 | ||
| iShares Comex Gold Trust | 10.0 | ||
| Nvidia Corp | 3.4 | ||
| Microsoft Corp | 3.4 | ||
| Caterpillar Inc | 3.1 | ||
| Visa Inc | 2.3 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 574 | 227.2 |
| (b) Individuals (high net worth individuals) | 210 | 457.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 3 | 6.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 3.5 |
| (n) Other | 0 | 0.0 |
| Total | 1,848 | 694.7 |
| By Discretionary | ||
| Discretionary | 1,847 | 685.8 |
| Non-Discretionary | 1 | 8.9 |
| Total | 1,848 | 694.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 694.7 | |
| Total | 1,848 | 694.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001569139] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Clients | 3 |
| Serves | Retail, Research |
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