|
⚲
|
| Hilltop Securities Inc
✚
|
|
|---|---|
| CRD # | 6220 |
| SEC # | 801-55529 |
| CIK # | 0000891055 |
| AUM | $1.7 BB (2023-03-30) |
| Employees | 113 (100% Investors, 100% Brokers) |
| Phone | 214-859-1800 |
| Address | 717 N Harwood Street Dallas, TX 75201 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| GLD | 24.5 | ||
| VMW | 48,993.0 | 11.1 | |
| MSFT | 1,918,222.4 | 10.2 | |
| XOM | 385,508.3 | 8.4 | |
| DELL | 36,192.0 | 8.1 | |
| AAPL | 2,382,844.0 | 8.1 | |
| BBN | 1,102.8 | 7.9 | |
| CVX | 294,604.1 | 5.5 | |
| JNJ | 465,600.2 | 5.5 | |
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,429 | 0.6 |
| (b) Individuals (high net worth individuals) | 527 | 1.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 0.0 |
| (h) Charitable organizations | 7 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 52 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 4,476 | 1.7 |
| By Discretionary | ||
| Discretionary | 1,280 | 0.6 |
| Non-Discretionary | 3,196 | 1.2 |
| Total | 4,476 | 1.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.7 | |
| Total | 4,476 | 1.7 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-NT | [0000891055] | |
| D | [0000891055] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Hilltop Securities Inc
✚
|
TX | 1.7 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Phillips Financial Management LLC
✚
|
IN | 1.7 |
|
Fintrust Capital Advisors LLC
✚
|
SC | 1.7 |
|
SSB Wealth Management Inc
✚
|
VA | 1.7 |
|
Educator's Financial Services Inc
✚
|
MN | 1.7 |
|
C2P Capital Advisory Group LLC
✚
|
OH | 1.7 |
|
Creative Financial Designs Inc
✚
|
IN | 1.7 |
|
CFO4Life Group LLC
✚
|
TX | 1.7 |
|
The Forum Finance Group Sa
✚
|
1.7 | |
|
Stack Financial Management Inc
✚
|
MT | 1.7 |
|
Sather Financial Group Inc
✚
|
TX | 1.7 |