Hilltop Securities Inc

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Hilltop Securities Inc
CRD #6220
SEC #801-55529
CIK #0000891055
AUM 2,507.5 M (2026-03-30)
Employees 92 (100% Investors, 99% Brokers)
Phone214-953-4000
Address717 N Harwood Street
Dallas, TX 75201
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
3.02.41.81.20.60.01999200820172027
Sector Form 13F Holdings Value ($M)
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View All
Holdings by Sector ($M)
19001520114076038002011201620212027
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 2,736 0.8
(b) Individuals (high net worth individuals) 599 1.4
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 7 0.0
(h) Charitable organizations 11 0.0
(i) State or municipal government entities 5 0.1
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 49 0.1
(n) Other 0 0.0
Total 5,592 2.5
By Discretionary
Discretionary 4,132 1.8
Non-Discretionary 1,460 0.7
Total 5,592 2.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 2.5
Total 5,592 2.5
EDGAR Form CIK 2011 - 2026
13F-NT [0000891055]
D [0000891055]
Firm Profile (Form ADV)
Discretionary AUM$0.3B
ServesInstitutional, Retail, Research
LEI549300IXU82PMU6XZT45
Related Firms State AUM
Hilltop Securities Inc
TX 2,507.5 M
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