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| Horizon Kinetics Asset Management LLC
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| |
|---|---|
| CRD # | 106096 |
| SEC # | 801-47515 |
| CIK # | 0001056823 |
| AUM | $6.5 BB (2024-03-28) |
| Employees | 77 (27% Investors, 30% Brokers) |
| Phone | 646-291-2300 |
| Address | 470 Park Avenue South New York, NY 10016 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| TPL | 12.6 | 2.7 | |
| GBTC | 0.8 | ||
| CACI | 6.4 | 0.2 | |
| WPM | 17.1 | 0.1 | |
| FNV | 26.3 | 0.1 | |
| ICE | 54.0 | 0.1 | |
| LNG | 34.3 | 0.1 | |
| CVEO | 0.4 | 0.1 | |
| CBOE | 12.8 | 0.1 | |
| VNOM | 2.1 | 0.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | HK Langford Income Opportunities Fund LLC | [2023-03-31] | 13.9 | 0.3 |
| HF | Titan HK Ltd | 2021-03-31 | 20.6 | |
| HF | Horizon Multi-Strategy Fund LP | [2013-03-28] | 293.6 | 116.6 |
| HF | Horizon Multi-Strategy Offshore Fund Ltd | [2013-03-28] | 47.8 | 8.3 |
| HF | CDK Fund Ltd | [2012-03-30] | 36.2 | 17.9 |
| HF | CDK Partners LP | [2012-03-30] | 16.2 | 8.1 |
| HF | Croupier Prive Private Equity Fund LP | [2012-03-30] | 35.4 | 0.8 |
| HF | Croupier Prive Private Equity Master Fund LP | 2012-03-30 | 2.6 | |
| HF | Croupier Prive Private Equity Offshore Fund Ltd | [2012-03-30] | 0.8 | 1.6 |
| HF | HKJ Real Estate Fund LP | [2012-03-30] | 20.2 | 28.3 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 1,798 | 2.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 16 | 2.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 28 | 1.1 |
| (g) Pension and profit sharing plans | 19 | 0.2 |
| (h) Charitable organizations | 17 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 152 | 0.9 |
| (n) Other | 0 | 0.0 |
| Total | 2,030 | 6.5 |
| By Discretionary | ||
| Discretionary | 1,997 | 6.3 |
| Non-Discretionary | 33 | 0.2 |
| Total | 2,030 | 6.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 6.2 | |
| Total | 2,030 | 6.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Geoff Ruddick | 247 | |||
| Christopher Bowring | 175 | |||
| Andrew Fishman | 79 | |||
| Hugh Ross | 36 | |||
| Antoine Bastian | 10 | |||
| John Kramer | 48 | |||
| Murray Stahl | 35 | |||
| Raymond Hill | 13 | |||
| Scott Daniels | 9 | |||
| Victor Fontana | 7 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001056823] | |
| 13F-NT | [0001056823] | |
| 3 | [0001056823] | |
| 4 | [0001056823] | |
| SC 13D | [0001056823] | |
| SC 13G | [0001056823] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Horizon Kinetics Asset Management LLC
✚
|
NY | 6.5 |
|
Kinetics Advisers LLC
✚
|
NY | 0.0 |
|
Kinetics Asset Management LLC
✚
|
NY | 0.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
B Riley Wealth Advisors Inc
✚
|
TN | 7.6 |
|
Palisade Capital Management LP
✚
|
NJ | 4.2 |
|
Stelac Advisory Services LLC
✚
|
NY | 3.9 |
|
Manchester Capital Management LLC
✚
|
VT | 3.7 |
|
J Safra Asset Management Corporation
✚
|
NY | 3.7 |
|
Three Bell Capital LLC
✚
|
TX | 3.2 |
|
CM Wealth Advisors LLC
✚
|
OH | 3.2 |
|
Rays Capital Partners Limited
✚
|
0.5 | |
|
The Estate Planners Group LLC
✚
|
PA | 0.3 |
|
Preston Wealth Advisors LLC
✚
|
VA | 0.2 |