|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Hourglass Capital LLC
✚
|
|
|---|---|
| CRD # | 147754 |
| SEC # | 801-69395 |
| CIK # | 0001442573 |
| AUM | $598.5 M (2025-03-25) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Phone | 713-936-0440 |
| Address | 5020 Montrose Blvd Houston, TX 77006 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Goldman Sachs Group Inc | 12.2 | ||
| Cisco Systems Inc | 11.2 | ||
| Oracle Corp | 11.0 | ||
| Newmont Mining Corp /DE/ | 10.8 | ||
| LyondellBasell Industries NV | 10.7 | ||
| Pfizer Inc | 10.6 | ||
| Citigroup Inc | 10.5 | ||
| Morgan Stanley | 10.3 | ||
| Philip Morris International Inc | 9.9 | ||
| Alphabet Inc | 9.0 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Hourglass Master Fund LP | [2012-03-29] | 128.0 | 1.3 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 28 | 10.9 |
| (b) Individuals (high net worth individuals) | 68 | 567.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 1.9 |
| (h) Charitable organizations | 0 | 18.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 383 | 598.5 |
| By Discretionary | ||
| Discretionary | 345 | 491.5 |
| Non-Discretionary | 38 | 107.0 |
| Total | 383 | 598.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 18.2 | |
| United States Persons | 580.2 | |
| Total | 383 | 598.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Kenneth Moffet | 2 | ||
| John Moffet | 2 | ||
| Andrew Anton | 1 | ||
| Hourglass Capital LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001442573] | |
| SC 13G | [0001442573] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Hourglass Capital LLC | FreightCar America Inc | [2015-07-10] |
| Hourglass Capital LLC | Baltic Trading Ltd | [2015-05-04] |
| Hourglass Capital LLC | FreightCar America Inc | [2012-10-25] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
PVG Asset Management Corp
✚
|
CO | 0.6 |
|
Cabana LLC
✚
|
AR | 0.6 |
|
Essex Investment Management Company LLC
✚
|
MA | 0.6 |
|
Towle & Co
✚
|
CO | 0.6 |
|
van Biema Value Partners LLC
✚
|
NY | 0.6 |
|
Frontier Global Partners LLC
✚
|
CA | 0.6 |
|
Cherry Tree Wealth Management LLC
✚
|
MN | 0.6 |
|
JW Coons Advisors LLC
✚
|
OH | 0.6 |
|
Powell Investment Advisors LLC
✚
|
FL | 0.6 |
|
Aztlan Equity Management LLC
✚
|
0.6 |