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| Hourglass Capital LLC
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| CRD # | 147754 |
| SEC # | 801-69395 |
| CIK # | 0001442573 |
| AUM | 768.9 M (2026-04-15) |
| Employees | 6 (33% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 713-936-0440 |
| Address | 5020 Montrose Blvd Houston, TX 77006 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001442573 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Consol Energy Inc | 13.0 | ||
| Alphabet Inc | 13.0 | ||
| Newmont Mining Corp /DE/ | 12.7 | ||
| Citigroup Inc | 12.6 | ||
| Goldman Sachs Group Inc | 11.1 | ||
| Nvidia Corp | 11.1 | ||
| Cisco Systems Inc | 10.9 | ||
| Morgan Stanley | 10.5 | ||
| Freeport McMoran Copper & Gold Inc | 10.2 | ||
| Uber Technologies Inc | 10.2 | ||
| LyondellBasell Industries NV | 9.8 | ||
| Pfizer Inc | 9.8 | ||
| Microsoft Corp | 9.0 | ||
| Schlumberger Ltd /NV/ | 8.9 | ||
| Kirby Corp | 8.7 | ||
| Chevron Corp | 8.7 | ||
| Wal Mart Stores Inc | 8.6 | ||
| Kinder Morgan Inc | 8.4 | ||
| Williams Companies Inc | 8.2 | ||
| GlaxoSmithKline PLC | 8.0 | ||
| HCA Holdings Inc | 7.9 | ||
| Broadcom Inc | 7.8 | ||
| Woodside Energy Group Ltd | 7.7 | ||
| Home Depot Inc | 7.5 | ||
| AbbVie Inc | 7.4 | ||
| HJ Heinz Holding Corp | 7.4 | ||
| Oracle Corp | 7.3 | ||
| Iron Mountain Inc | 7.1 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Hourglass Master Fund LP | [2012-03-29] | 128.0 M | 1.3 M |
| Filed 2014-12-09 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 28 | 11.0 |
| (b) Individuals (high net worth individuals) | 69 | 697.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 26.6 |
| (h) Charitable organizations | 0 | 19.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 14.1 |
| (n) Other | 0 | 0.0 |
| Total | 245 | 768.9 |
| By Discretionary | ||
| Discretionary | 245 | 768.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 245 | 768.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 21.6 | |
| United States Persons | 747.3 | |
| Total | 245 | 768.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Kenneth Moffet | Executive Officer | 2 | 2 | |
| John Moffet | Executive Officer | 2 | 2 | |
| Andrew Anton | Executive Officer | 1 | 1 | |
| Hourglass Capital LLC | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001442573] | |
| SC 13G | [0001442573] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Hourglass Capital LLC | FreightCar America Inc | [2015-07-10] |
| Hourglass Capital LLC | Baltic Trading Ltd | [2015-05-04] |
| Hourglass Capital LLC | FreightCar America Inc | [2012-10-25] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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|---|---|---|
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|
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