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| Keyboard |
| Integrated Investment Strategies Inc
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|---|---|
| CRD # | 122706 |
| SEC # | 801-136676 |
| CIK # | |
| AUM | 104.5 M (2026-06-08) |
| Employees | 3 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 317-843-5577 |
| Address | 600 E Carmel Drive Carmel, IN 46032 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (6/8/2026) [Brochure] |
|---|
Item 5
Additional Compensation
None. Derek has no sources of compensation related to investment advisory
services other than the compensation received by client fees. He does not
participate in revenue sharing or soft dollar arrangements with any third party. |
| Account Minimums and Types of Clients — Form ADV Part 2A (6/8/2026) [Brochure] |
|---|
Item 7
Requirements for State Registered Advisers
Derek is registered with the state of Indiana and has passed all the necessary
exams to operate as a registered investment advisor representative. With the
assistance of his compliance consultant, Derek will comply with the state’s
requirements. Derek has not been the subject of an arbitration claim, has not been
found liable in any civil, self-regulatory organization, or administrative proceeding,
and has not been the subject of investigation.
IIS has submitted its application for registration with the SEC, but that will not
impact Derek’s registration as an investment advisor located in Indiana. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 156 | 104.5 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 334 | 104.5 |
| By Discretionary | ||
| Discretionary | 334 | 104.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 334 | 104.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 104.5 | |
| Total | 334 | 104.5 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
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|---|---|---|
|
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|
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