J Hagan Capital Inc

ITEM 5 - FEES AND COMPENSATION

INVESTMENT MANAGEMENT FEES AND COMPENSATION
JHC charges a fee as compensation for providing Investment Management services on your account. These
services include advisory and consulting services, trade entry, investment supervision, and other account-
maintenance activities. Our recommended custodian charges transaction costs, custodial fees, redemption
fees, retirement plan and administrative fees or commissions. See Additional Fees and Expenses below for
additional details.

The fees for portfolio management are based on an annual percentage of assets under management and
are applied to the account asset value on a pro-rata basis. Investment advisory fees are invoiced monthly,
at the end of each month, pursuant to the terms of the investment advisory agreement. Investment

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advisory fees are calculated based on the average daily balance of assets under management. The
investment advisory fee in the first month of service is prorated from the inception date of the account(s)
to the end of the first month. Fees may be negotiable and/or waived at the sole discretion of the Advisor.

The fees for clients invested in alternative funds are based on an annual percentage of assets under
management and are applied to the account asset value on a pro-rata basis. Investment advisory fees are
invoiced quarterly in arrears, at the end of each quarter, pursuant to the terms of the investment advisory
agreement. The quarterly Investment advisory fees are calculated based on the month end NAV of assets
under management. The investment advisory fee in the first month of service is prorated from the inception
date of the account(s) to the end of the first month. Fees may be negotiable and/or waived at the sole
discretion of the Advisor.

Unless otherwise agreed upon and stated in the Investment Management Agreement, fees are assessed on
all assets under management, including securities, cash, and money market balances, all of which are
considered asset allocation categories for the client’s investment strategy. When applicable and noted in
the Investment Management Agreement, legacy positions can be excluded from the fee calculation.

Our maximum annual advisory fee is for accounts paying a percentage of assets under management is
1.50% and the specific advisory fees are set forth in your Investment Advisory Agreement. Fee percentages
may vary based on the size of the account, complexity of the portfolio, extent of activity in the account or
other reasons agreed upon by us and you as the client. In certain circumstances, our fees and the timing of
the fee payments may be negotiated. Our employees and their family-related accounts are charged a
reduced fee for our services.

The Client’s fees will take into consideration the aggregate assets under management with Advisor to
determine the advisory fee for all your accounts. We would do this, for example, where we also service
accounts on behalf of your minor children, individual and joint accounts for a spouse, and/or other types of
related accounts. This consolidation practice is designed to allow you the benefit of an increased asset
total, which could cause your account(s) to be assessed a lower advisory fee.

All securities held in accounts managed by our Firm will be held and independently valued by an
independent qualified custodian. Our Firm will not have the authority or responsibility to value portfolio
securities. The custodian holding your funds and securities will debit your account directly for the advisory
fee and pay that fee to us. You will provide written authorization permitting the fees to be paid directly
from your account held by the qualified custodian. Further, the qualified custodian agrees to deliver an
account statement monthly directly to you indicating all the amounts deducted from the account including
our advisory fees. At our discretion, our Firm will allow advisory fees to be paid by check as indicated in the
Investment Advisory Agreement. You are encouraged to review your account statements for accuracy.

Either JHC or you may terminate the management agreement immediately upon written notice to the other
party. The management fee will be pro-rated to the date of termination, for the month in which the
cancellation notice was given and billed to your account. Upon termination, you are responsible for
monitoring the securities in your account, and we will have no further obligation to act or advise with
respect to those assets. In the event of client’s death or disability, JHC will continue management of the
account until we are notified of client’s death or disability and given alternative instructions by an
authorized party.

FINANCIAL PLANNING FEES
Our Firm offers financial planning services for a separate fee. In this circumstance, we will negotiate the
planning fees with you. Our fee will be agreed upon in advance of services being performed. The fee will

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be determined based on factors including the complexity of your financial situation, agreed upon
deliverables, and whether you intend to implement any recommendations through JHC. Financial planning
or consulting service fees are billed at an hourly rate of $350per hour, or on a fixed fee per engagement,
which is based on the expected hours to complete an engagement. Fees may be negotiable depending on
the nature and complexity of each Client’s circumstances. An estimate for total hours and/or costs will be
determined prior to establishing the advisory relationship.

Our Firm’s fee is exclusive of, and in addition to, brokerage fees, transaction fees, and other related costs
and expenses, which may be incurred by the Client. However, we shall not receive any portion of these
commissions, fees, and costs. The specific fixed fee for your financial plan is specified in your planning
agreement with JHC.
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ITEM 7 - TYPES OF CLIENTS

Our Firm offers investment advisory services to individuals, high net worth individuals, trusts and estates.
The relative percentage of each type of Client is available on our Firm’s Form ADV Part 1. These percentages
will change over time. Our Firm generally imposes an account minimum of $500,000 although may waive
this minimum in its discretion. However, many private investments may require that Clients have a
minimum net worth and/or account size.