|
⚲
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| Williams & Novak Wealth Management LLC
✚
| |
|---|---|
| CRD # | 324173 |
| SEC # | 801-128269 |
| CIK # | |
| AUM | $237.5 MM (2024-07-19) |
| Employees | 4 (100% Investors, 25% Brokers) |
| Phone | 626-689-7181 |
| Address | 30700 Russell Ranch Road Westlake Village, CA 91362 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 129 | 29.7 |
| (b) Individuals (high net worth individuals) | 81 | 204.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 3.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 703 | 237.5 |
| By Discretionary | ||
| Discretionary | 703 | 237.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 703 | 237.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 237.5 | |
| Total | 703 | 237.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
YIM Investment Management LLC
✚
|
HI | 0.2 |
|
Investments & Financial Planning LLC
✚
|
KY | 0.2 |
|
Weitzel Financial Services Inc
✚
|
IA | 0.2 |
|
Cloud Investments LLC
✚
|
AL | 0.2 |
|
Cottage Street Advisors LLC
✚
|
MA | 0.2 |
|
Stonecrop Wealth Advisors LLC
✚
|
PA | 0.2 |
|
Maripau Wealth Management LLC
✚
|
IN | 0.2 |
|
Gretchen Stangier Inc
✚
|
OR | 0.2 |
|
Robasciotti & Associates Inc
✚
|
CA | 0.2 |
|
Napa Wealth Management Incorporated
✚
|
CA | 0.2 |