Legacy CG LLC

Item 5 Fees and Compensation

PORTFOLIO MANAGEMENT PROGRAM FEE SCHEDULE:
In exchange for our portfolio management services described, you will pay an annualized fee according to the following
schedule:

                Account Balances                                  Annual Charge
                Of the first $1,000,000                           1.00%
                Of the next $500,000                              0.95%
                Of the next $500,000                              0.90%
                Of the next $3,000,000                            0.80%
                Of the next $2,000,000                            0.75%
                Over $7,000,000                                   Negotiable

All stated fees are intended as standards and may in some cases be subject to negotiation when, in our opinion, such
negotiation is in the best interest of all parties involved.

Since we only bill at the beginning of a quarter, the initial portfolio management fee is determined on a combination
of pro-rated amounts for the prior quarter based on the value of assets when deposited into the account(s) and the
value of the account(s) at the end of the quarter.

The Client authorizes and directs Legacy Consulting Group, or other authorized firms, to automatically debit the fee
payable from the account(s). Legacy Consulting Group reviews the fee calculation to be debited. All fees will be noted
on the Client’s statements. The Client will pay the fee quarterly, in advance. Portfolio Management fees listed above
will be directly deducted from your account at the custodian quarterly in advance. Prorated fee adjustments will be
made for any deposits or withdrawals over $25,000. We send the qualified custodian written notice of the amount of
the fee to be deducted from your account(s).

Accounts for new clients are charged at the end of the initial period in arrears and in advance for the next quarter,
based on the value of the account on the last business day of the calendar quarter. All flows into these accounts for
the initial quarter are charged on a pro rata basis and based on actual days in the calendar quarter. The first fee paid
by the client may appear larger as it combines two quarters.

Clients are advised they may pay their proportionate share of the fund’s management and administrative fees. The
mutual funds available through this investment advisory program are also available directly from the Funds, and without
the additional ongoing fees of this service.

        At your request, we shall provide written notice/invoice documentation reasonably supporting the
        determination of the investment advisor fees. The Custodian will send to you either a paper or
        monthly electronic account statement that shows the amount of our advisory fee. If statements are
        not received, contact us immediately.

        Additional Types of Fees or Expenses:
        Custodian may charge transactions cost. These are not considered commissions. There are clearing
        costs charged by the designated clearing firm on the account. In addition, the custodian may charge a
        Non-Standard Asset (NSA) fee to purchase and provide custody for Non-Liquid Assets. Portfolio
        Management fees do not include cost of custodial services for individual retirement accounts or
        qualified retirement plans.

        Billing on Cash Positions: The firm treats cash and cash equivalents as an asset class. Accordingly,
        unless otherwise agreed in writing, all cash and cash equivalent positions (e.g., money market funds,
        etc.) are included as part of assets under management for purposes of calculating the firm’s advisory

fee. At any specific point in time, depending upon perceived or anticipated market conditions/events
(there being no guarantee that such anticipated market conditions/events will occur), the firm may
maintain cash and/or cash equivalent positions for defensive, liquidity, or other purposes. While
assets are maintained in cash or cash equivalents, such amounts could miss market advances and,
depending upon current yields, at any point in time, the firm’s advisory fee could exceed the interest
paid by the client’s cash or cash equivalent positions.

Termination:
You will receive a prorated refund of any pre-paid quarterly fee, based upon the number of days
remaining in the quarter after the termination date. No fee adjustments will be made for Account
appreciation or depreciation.

The Agreement may be terminated at any time, by either party immediately upon receipt of 30 days’
prior written notification from one party to the other. In the case that we receive written notice of
the termination of the Agreement, we to the best of our ability will fulfill any specific instructions in
the written notice.

FINANCIAL LIFE PLANNING FEE SCHEDULE:
The fee for Financial Life Planning is as follows:

    •   Year one planning fee is $3,000 per quarter. The first quarterly payment is due upon execution
        of an Advisory agreement. Year one typically involves five (5) meetings and requires a higher
        level of time and planning team involvement.

    •   Year two planning fee is reduced to $1,500 per quarter. Year two involves at least two (2)
        meetings for continued planning, implementation, and follow-up of the appropriate strategies.

    •   Year three begins our Review and Renewal process. This is billed at an ongoing rate of $750 per
        quarter. In limited situations, both the meeting schedule and amount may be modified.

SPECIAL PROJECTS FEE SCHEDULE:
After discussion, determination, and definition of the project parameters, we will provide an estimated
cost for the project. The project fee range is between $350 and $500 per hour based on which team
members are involved.

IRA Rollover Considerations
As a normal extension of financial advice, we provide education or recommendations related to the
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Item 7 Types of Clients

Client Base:
Our client base consists of individuals, trusts, estates, charitable organizations, and other business
entities. These are the types of clients that we service, but we may not have all these types as current
clients.