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| Happy Holidays!! thanks for using AUM13F!! |
| Legion Partners Asset Management LLC
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| CRD # | 164136 |
| SEC # | 801-76750 |
| CIK # | 0001893540, 0001671590, 0001770919, 0001661189, 0001618783, 0001595909, 0001830822, 0001682389, 0001612650, 0001725878 |
| AUM | $218.8 M (2025-03-12) |
| Employees | 4 (75% Investors, 0% Brokers) |
| Phone | 424-253-1774 |
| Address | 12121 Wilshire Blvd Los Angeles, CA 90025 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Legion Partners Offshore I SP I | [2022-03-28] | 12.0 | 5.1 |
| HF | Legion Partners Special Opportunities LP XVI | [2022-03-28] | 5.3 | 2.8 |
| HF | Legion Partners Special Opportunities LP XVII | [2022-03-28] | 2.6 | 0.7 |
| HF | Legion Partners Special Opportunities LP XVIII | [2022-03-28] | 3.4 | 3.3 |
| HF | Legion Partners Special Opportunities LP XIV | [2021-03-26] | 3.4 | 2.5 |
| HF | Legion Partners Special Opportunities LP XV | [2021-03-26] | 2.1 | 1.0 |
| HF | Legion Partners Special Opportunities LP Xi | [2020-03-19] | 7.3 | 2.9 |
| HF | Legion Partners Special Opprotunities LP XII | [2020-03-19] | 17.7 | 25.8 |
| HF | Legion Partnership Special Opportunities LP IX | [2019-03-28] | 2.0 | 1.8 |
| HF | Legion Partnership Special Opportunities LP VIII | [2018-03-26] | 10.4 | 10.2 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 218.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 218.8 |
| By Discretionary | ||
| Discretionary | 5 | 218.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 218.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 218.8 | |
| Total | 5 | 218.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Christopher Kiper | 20 | ||
| Raymond White | 20 | ||
| Legion Partners Holdings LLC | 20 | ||
| Legion Partners LLC | 19 | ||
| Bradley Vizi | 9 | ||
| Legion Partners Asset Management LLC | 13 | ||
| Christoper Kiper | 2 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 3 | [0001595909] | |
| 4 | [0001595909] | |
| D | [0001595909] | |
| D | [0001612650] | |
| 3 | [0001618783] | |
| 4 | [0001618783] | |
| D | [0001618783] | |
| 3 | [0001661189] | |
| 4 | [0001661189] | |
| D | [0001661189] | |
| 3 | [0001671590] | |
| 4 | [0001671590] | |
| D | [0001671590] | |
| 3 | [0001682389] | |
| 4 | [0001682389] | |
| D | [0001725878] | |
| D | [0001770919] | |
| D | [0001830822] | |
| D | [0001893540] |
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