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| Legion Partners Asset Management LLC
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|---|---|
| CRD # | 164136 |
| SEC # | 801-76750 |
| CIK # | 0001556313, 0001709053, 0001839351, 0001682494, 0001725878, 0001612650, 0001714443, 0001768000, 0001770919, 0001682389 |
| AUM | 200.9 M (2026-01-28) |
| Employees | 4 (75% Investors, 0% Brokers) |
| Phone | 424-253-1774 |
| Address | 12121 Wilshire Blvd Los Angeles, CA 90025 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Legion Partners Offshore I SP I | [2022-03-28] | 12.0 M | 5.1 M |
| Filed 2023-01-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opportunities LP XVI | [2022-03-28] | 5.3 M | 4.6 M |
| Filed 2024-05-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opportunities LP XVII | [2022-03-28] | 2.6 M | 0.7 M |
| Filed 2022-07-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opportunities LP XVIII | [2022-03-28] | 3.4 M | 3.3 M |
| Filed 2022-11-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opportunities LP XIV | [2021-03-26] | 3.4 M | 2.4 M |
| Filed 2023-11-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opportunities LP XV | [2021-03-26] | 2.1 M | 1.0 M |
| Filed 2021-11-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opportunities LP Xi | [2020-03-19] | 7.3 M | 1.1 M |
| Filed 2024-01-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opprotunities LP XII | [2020-03-19] | 17.7 M | 25.8 M |
| Filed 2020-01-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partnership Special Opportunities LP IX | [2019-03-28] | 2.0 M | 1.8 M |
| Filed 2020-01-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partnership Special Opportunities LP VIII | [2018-03-26] | 10.4 M | 10.2 M |
| Filed 2018-12-20 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 200.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 200.9 |
| By Discretionary | ||
| Discretionary | 5 | 200.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 200.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 200.9 | |
| Total | 5 | 200.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Raymond White | Executive Officer | 20 | 3 | |
| Legion Partners Holdings LLC | Promoter | 20 | 3 | |
| Christopher Kiper | Executive Officer | 20 | 3 | |
| Legion Partners LLC | Promoter | 19 | 3 | |
| Legion Partners Asset Management LLC | Promoter | 13 | 2 | |
| Bradley Vizi | Executive Officer | 9 | 2 | |
| Christoper Kiper | Executive Officer | 2 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001556313] | |
| 4 | [0001556313] | |
| D | [0001612650] | |
| 3 | [0001682389] | |
| 4 | [0001682389] | |
| 3 | [0001682494] | |
| 4 | [0001682494] | |
| D | [0001709053] | |
| D | [0001714443] | |
| D | [0001725878] | |
| 3 | [0001768000] | |
| 4 | [0001768000] | |
| D | [0001768000] | |
| D | [0001770919] | |
| D | [0001839351] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300PSEX069VIONT78 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
NN Inc NNBR
Common Stock
|
2026-03-18 | Grant | 49,079 | $0.00 | |
|
Clear Channel Outdoor Holdings Inc CCO
Common Stock
|
2026-02-18 | Grant | 37,656 | $2.39 | 89,998 |
|
Clear Channel Outdoor Holdings Inc CCO
Common Stock
|
2026-02-18 | Grant | 62,761 | $0.00 | |
|
RCM Technologies Inc RCMT
Common Stock
|
2025-09-29 | Sell | 160 | $27.50 | 4,400 |
|
Lifecore Biomedical Inc de LFCR
Common Stock
|
2025-07-15 | Grant | 19,506 | ||
|
Clear Channel Outdoor Holdings Inc CCO
Common Stock
|
2025-02-13 | Grant | 62,068 | $1.45 | 89,999 |
|
Clear Channel Outdoor Holdings Inc CCO
Common Stock
|
2025-02-13 | Grant | 103,448 | $0.00 | |
|
RCM Technologies Inc RCMT
Common Stock
|
2025-02-05 | Grant | 62,500 | $0.00 | |
|
RCM Technologies Inc RCMT
Common Stock
|
2025-02-05 | Tax withheld | 24,594 | $20.06 | 493,356 |
|
RCM Technologies Inc RCMT
Common Stock
|
2025-01-02 | Tax withheld | 20,087 | $22.16 | 445,128 |
|
Lifecore Biomedical Inc de LFCR
Common Stock
|
2024-10-03 | Buy | 152,102 | $4.10 | 623,618 |
|
Lifecore Biomedical Inc de LFCR
Common Stock
|
2024-10-03 | Buy | 1,311,312 | $4.10 | 5,376,379 |
|
Lifecore Biomedical Inc de LFCR
Common Stock
|
2024-07-08 | Grant | 30,000 | ||
|
Clear Channel Outdoor Holdings Inc CCO
Common Stock
|
2024-02-15 | Grant | 80,213 | $0.00 | |
|
Clear Channel Outdoor Holdings Inc CCO
Common Stock
|
2024-02-15 | Grant | 48,128 | $1.87 | 89,999 |
|
RCM Technologies Inc RCMT
Common Stock
|
2024-01-23 | Grant | 62,500 | $0.00 | |
|
RCM Technologies Inc RCMT
Common Stock
|
2024-01-23 | Tax withheld | 24,594 | $29.99 | 737,574 |
|
RCM Technologies Inc RCMT
Common Stock
|
2024-01-02 | Tax withheld | 19,973 | $29.04 | 580,016 |
|
RCM Technologies Inc RCMT
Common Stock
|
2023-12-29 | Sell | 848 | $30.01 | 25,448 |
|
RCM Technologies Inc RCMT
Common Stock
|
2023-12-28 | Sell | 2,325 | $30.00 | 69,750 |
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