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| Legion Partners Asset Management LLC
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|---|---|
| CRD # | 164136 |
| SEC # | 801-76750 |
| CIK # | 0001560207 |
| AUM | 200.9 M (2026-01-28) |
| Employees | 4 (75% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 424-253-1774 |
| Address | 12121 Wilshire Blvd Los Angeles, CA 90025 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Clear Channel Outdoor Holdings Inc | 62.2 | ||
| Advance Auto Parts Inc | 42.2 | ||
| Landec Corp CA | 16.6 | ||
| Five9 Inc | 9.0 | ||
| NN Inc | 6.9 | ||
| Payoneer Global Inc | 0.8 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Legion Partners Offshore I SP I | [2022-03-28] | 12.0 M | 5.1 M |
| Filed 2023-01-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opportunities LP XVI | [2022-03-28] | 5.3 M | 4.6 M |
| Filed 2024-05-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opportunities LP XVII | [2022-03-28] | 2.6 M | 0.7 M |
| Filed 2022-07-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opportunities LP XVIII | [2022-03-28] | 3.4 M | 3.3 M |
| Filed 2022-11-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opportunities LP XIV | [2021-03-26] | 3.4 M | 2.4 M |
| Filed 2023-11-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opportunities LP XV | [2021-03-26] | 2.1 M | 1.0 M |
| Filed 2021-11-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opportunities LP Xi | [2020-03-19] | 7.3 M | 1.1 M |
| Filed 2024-01-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partners Special Opprotunities LP XII | [2020-03-19] | 17.7 M | 25.8 M |
| Filed 2020-01-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partnership Special Opportunities LP IX | [2019-03-28] | 2.0 M | 1.8 M |
| Filed 2020-01-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Legion Partnership Special Opportunities LP VIII | [2018-03-26] | 10.4 M | 10.2 M |
| Filed 2018-12-20 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 200.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 200.9 |
| By Discretionary | ||
| Discretionary | 5 | 200.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 200.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 200.9 | |
| Total | 5 | 200.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Raymond White | Executive Officer | 20 | 3 | |
| Legion Partners Holdings LLC | Promoter | 20 | 3 | |
| Christopher Kiper | Executive Officer | 20 | 3 | |
| Legion Partners LLC | Promoter | 19 | 3 | |
| Legion Partners Asset Management LLC | Promoter | 13 | 2 | |
| Bradley Vizi | Executive Officer | 9 | 2 | |
| Christoper Kiper | Executive Officer | 2 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001560207] | |
| 3 | [0001560207] | |
| 4 | [0001560207] | |
| SC 13D | [0001560207] | |
| SC 13G | [0001560207] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300PSEX069VIONT78 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
NN Inc NNBR
Common Stock
|
2026-03-18 | Grant | 49,079 | $0.00 | |
|
Clear Channel Outdoor Holdings Inc CCO
Common Stock
|
2026-02-18 | Grant | 62,761 | $0.00 | |
|
Clear Channel Outdoor Holdings Inc CCO
Common Stock
|
2026-02-18 | Grant | 37,656 | $2.39 | 89,998 |
|
Lifecore Biomedical Inc de LFCR
Common Stock
|
2025-07-15 | Grant | 19,506 | ||
|
Clear Channel Outdoor Holdings Inc CCO
Common Stock
|
2025-02-13 | Grant | 62,068 | $1.45 | 89,999 |
|
Clear Channel Outdoor Holdings Inc CCO
Common Stock
|
2025-02-13 | Grant | 103,448 | $0.00 | |
|
Lifecore Biomedical Inc de LFCR
Common Stock
|
2024-10-03 | Buy | 152,102 | $4.10 | 623,618 |
|
Lifecore Biomedical Inc de LFCR
Common Stock
|
2024-10-03 | Buy | 1,311,312 | $4.10 | 5,376,379 |
|
Lifecore Biomedical Inc de LFCR
Common Stock
|
2024-07-08 | Grant | 30,000 | ||
|
Clear Channel Outdoor Holdings Inc CCO
Common Stock
|
2024-02-15 | Grant | 80,213 | $0.00 | |
|
Clear Channel Outdoor Holdings Inc CCO
Common Stock
|
2024-02-15 | Grant | 48,128 | $1.87 | 89,999 |
|
Lifecore Biomedical Inc de LFCR
Common Stock
|
2023-06-01 | Grant | 18,182 | ||
|
Momentive Global Inc MNTV
Common Stock
|
2023-05-31 | Disposed to issuer | 30,150 | $9.46 | 285,219 |
|
Momentive Global Inc MNTV
Common Stock
|
2023-05-31 | Disposed to issuer | 104,084 | $9.46 | 984,635 |
|
Momentive Global Inc MNTV
Common Stock
|
2023-05-31 | Disposed to issuer | 178,446 | $9.46 | 1,688,099 |
|
Momentive Global Inc MNTV
Common Stock
|
2023-05-31 | Disposed to issuer | 2,046,382 | $9.46 | 19,358,774 |
|
Momentive Global Inc MNTV
Common Stock
|
2023-05-31 | Disposed to issuer | 200 | $9.46 | 1,892 |
|
Lifecore Biomedical Inc de LFCR
Common Stock
|
2023-02-01 | Grant | 3,981 | ||
|
Lifecore Biomedical Inc de LFCR
Common Stock
|
2023-01-09 | Grant | 5,906 | ||
|
Momentive Global Inc MNTV
Common Stock
|
2022-08-23 | Buy | 41,909 | $7.20 | 301,745 |
| showing 20 of 190 most recent transactions | |||||
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